13F-HR/A filed by Penn Capital Management Company, LLC
Penn Capital Management Company, LLC filed this 13F-HR/A for the quarter ended 2016-09-30, filed 2016-11-21, with 288 holding rows worth $1,472,956,000.
- Accession
- 0001158202-16-000026
- Filer
- CIK 1158202
- Filed
- 2016-11-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A combination report, amendment of type restatement, 288 entries on the cover page, a total value of $1,472,956,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,472,956,000 with VALUE read as thousands by filing date, 13F file number 028-11296. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerFrank Russell Company 028-01190
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DEPOMED INC | 249908104 | COM | 847,598 | $21,259,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 528,330 | $20,396,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 339,117 | $19,652,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 421,417 | $19,621,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 2,351,291 | $18,814,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 1,145,065 | $18,644,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 1,007,973 | $18,112,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 304,351 | $17,800,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 676,351 | $17,721,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,296,443 | $17,163,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 702,766 | $16,898,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 613,968 | $16,735,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 894,390 | $16,671,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 1,602,193 | $16,642,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 239,462 | $16,581,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 760,587 | $16,485,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 992,116 | $15,826,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 1,400,178 | $15,559,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 143,801 | $15,216,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 636,095 | $15,071,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 398,984 | $15,036,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 464,834 | $14,934,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 271,128 | $14,899,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 355,374 | $14,487,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 1,456,205 | $14,465,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 201,492 | $13,545,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 404,051 | $13,480,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 463,225 | $13,387,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 112,369 | $13,235,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 239,939 | $12,983,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 529,393 | $12,953,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 1,113,131 | $12,775,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 187,925 | $12,599,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 321,009 | $12,343,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 793,300 | $12,316,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 306,380 | $12,045,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 177,710 | $12,031,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 395,734 | $12,017,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 1,848,338 | $11,928,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 482,397 | $11,901,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 311,939 | $11,863,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 552,082 | $11,860,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 534,078 | $11,440,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 910,044 | $11,236,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 115,262 | $11,122,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 262,192 | $11,030,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 63,535 | $10,936,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 454,597 | $10,808,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 135,641 | $10,555,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 297,090 | $10,393,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 761,488 | $10,303,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 774,076 | $10,303,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 545,808 | $9,797,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 218,768 | $9,732,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 570,435 | $9,657,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 1,091,942 | $9,544,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 375,468 | $9,496,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 481,616 | $9,454,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 743,251 | $9,453,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 686,180 | $9,243,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 1,556,464 | $9,199,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,031,534 | $9,124,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 422,486 | $9,076,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 492,262 | $9,038,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 843,237 | $8,997,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 797,524 | $8,995,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 306,706 | $8,946,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 1,080,800 | $8,776,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 706,709 | $8,760,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 1,237,147 | $8,573,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 455,407 | $8,534,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 543,586 | $8,447,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 685,350 | $8,348,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 707,263 | $8,339,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 490,123 | $8,180,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 224,973 | $8,153,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 379,915 | $7,978,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 265,307 | $7,949,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 703,443 | $7,770,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 225,554 | $7,630,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 269,637 | $7,481,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 464,959 | $7,421,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 217,352 | $7,336,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 181,370 | $7,307,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 297,622 | $7,305,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 135,296 | $7,271,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 583,963 | $7,236,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 514,291 | $7,158,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 307,406 | $7,015,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 238,334 | $6,905,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 356,292 | $6,887,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 504,438 | $6,849,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 233,815 | $6,670,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 434,601 | $6,476,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 505,961 | $6,360,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 341,320 | $6,316,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 140,385 | $6,198,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 151,982 | $6,053,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 231,504 | $5,957,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 186,322 | $5,765,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 303,574 | $5,765,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 1,061,995 | $5,676,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 663,114 | $5,537,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 238,971 | $5,511,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 861,548 | $5,471,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 179,662 | $5,137,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 102,571 | $5,127,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 140,561 | $5,027,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 41,353 | $4,577,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 127,139 | $4,469,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 769,678 | $4,410,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 402,060 | $4,403,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 987,571 | $4,187,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 229,174 | $4,167,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 95,550 | $4,160,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 436,660 | $4,105,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 115,172 | $4,047,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 632,231 | $3,989,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 49,129 | $3,924,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 68,250 | $3,899,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 127,188 | $3,883,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 116,789 | $3,806,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 208,210 | $3,717,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 425,858 | $3,607,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 394,156 | $3,547,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 578,980 | $3,538,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 1,394,425 | $3,514,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 133,614 | $3,482,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 442,136 | $3,387,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 23,389 | $3,384,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 192,738 | $3,367,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 39,756 | $3,289,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 655,182 | $3,276,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 182,944 | $3,255,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 1,139,273 | $3,236,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 102,985 | $3,160,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 97,550 | $3,080,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 447,615 | $3,075,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 37,681 | $3,042,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 165,505 | $3,024,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 914,511 | $3,009,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 367,312 | $2,975,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 86,957 | $2,953,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 76,888 | $2,893,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 141,522 | $2,828,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 33,871 | $2,826,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 56,786 | $2,814,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 213,804 | $2,790,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 2,667,000 | $2,500,000 | thousands by filing date | principal |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 691,791 | $2,463,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 28,765 | $2,458,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 71,135 | $2,440,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 53,826 | $2,425,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 118,553 | $2,402,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 971,572 | $2,380,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 22,574 | $2,379,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 2,400,000 | $2,228,000 | thousands by filing date | principal |
| BORGWARNER INC COM | 099724106 | Stock | 62,662 | $2,204,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 242,075 | $2,193,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 281,757 | $2,164,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 54,899 | $2,108,000 | thousands by filing date | |
| BATS GLOBAL MKTS INC COM | 05491G109 | Stock | 67,974 | $2,102,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 700,195 | $2,094,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 1,450,000 | $2,053,000 | thousands by filing date | principal |
| Heritage Commerce Corp | 426927109 | Common Stock | 185,551 | $2,030,000 | thousands by filing date | |
| COMSTOCK RES INC | 205768AM6 | NOTE 7.750% 4/0 | 2,791,000 | $2,023,000 | thousands by filing date | principal |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 1,899,000 | $2,022,000 | thousands by filing date | principal |
| GP STRATEGIES CORP | 36225V104 | COM | 81,871 | $2,016,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 388,103 | $1,999,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 240,904 | $1,975,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 70,250 | $1,880,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 81,247 | $1,856,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 80,177 | $1,829,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 301,344 | $1,826,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 73,859 | $1,818,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 74,892 | $1,804,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 104,102 | $1,765,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 110,593 | $1,752,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 75,260 | $1,728,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 224,243 | $1,718,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 13,294 | $1,703,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 1,407,000 | $1,668,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 31,802 | $1,656,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 1,585,000 | $1,607,000 | thousands by filing date | principal |
| FORTINET INC COM | 34959E109 | Stock | 43,487 | $1,606,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 115,430 | $1,600,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 2,806,000 | $1,599,000 | thousands by filing date | principal |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 1,350,000 | $1,575,000 | thousands by filing date | principal |
| CHICOS FAS INC | 168615102 | COM | 131,277 | $1,562,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 55,352 | $1,560,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 87,731 | $1,555,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 73,277 | $1,501,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 1,669,000 | $1,494,000 | thousands by filing date | principal |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 1,687,000 | $1,482,000 | thousands by filing date | principal |
| GENTHERM INC | 37253A103 | COM | 46,332 | $1,456,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 55,404 | $1,446,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 14,770 | $1,442,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 32,618 | $1,416,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 36,189 | $1,409,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 80,413 | $1,386,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 1,324,000 | $1,385,000 | thousands by filing date | principal |
| BOYDGAMINGCORP | 103304101 | STOK | 67,710 | $1,377,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 1,102,782 | $1,367,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 39,551 | $1,359,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 1,200,000 | $1,354,000 | thousands by filing date | principal |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 1,425,000 | $1,341,000 | thousands by filing date | principal |
| LA QUINTA HLDGS INC | 50420D108 | COM | 116,047 | $1,331,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 1,300,000 | $1,318,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 965,000 | $1,309,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 27,393 | $1,304,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 1,700,170 | $1,292,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 12,193 | $1,284,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 11,130 | $1,258,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 47,446 | $1,255,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 1,260,000 | $1,241,000 | thousands by filing date | principal |
| RAMBUS INC | 750917AE6 | CNV | 1,034,000 | $1,216,000 | thousands by filing date | principal |
| VANTIV INC | 92210H105 | CL A | 21,486 | $1,212,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 159,826 | $1,175,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 7,820 | $1,169,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 90,494 | $1,163,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 19,718 | $1,156,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 1,372 | $1,127,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 29,297 | $1,109,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 1,278,000 | $1,104,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 1,229,000 | $1,098,000 | thousands by filing date | principal |
| TWITTER INC | 90184L102 | COM | 47,530 | $1,096,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 20,417 | $1,092,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 1,000,000 | $1,063,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 1,141,000 | $1,037,000 | thousands by filing date | principal |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 11,975 | $1,005,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 35,463 | $997,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 31,516 | $997,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 815,000 | $990,000 | thousands by filing date | principal |
| ALBEMARLE CORP | 012653101 | COM | 11,369 | $972,000 | thousands by filing date | |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 1,275,000 | $966,000 | thousands by filing date | principal |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 61,860 | $927,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 55,141 | $866,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 69,873 | $829,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 900,000 | $820,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 92,984 | $819,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 996,000 | $816,000 | thousands by filing date | principal |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 650,000 | $780,000 | thousands by filing date | principal |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 59,985 | $768,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 42,891 | $658,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 49,282 | $625,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 31,426 | $585,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 8,625 | $536,000 | thousands by filing date | principal |
| PARSLEY ENERGY INC | 701877102 | CL A | 15,009 | $503,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 570,076 | $482,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 6,840 | $418,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 33,674 | $412,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 6,267 | $406,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 35,792 | $398,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 8,663 | $389,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 9,679 | $373,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 39,689 | $372,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 311,000 | $370,000 | thousands by filing date | principal |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 14,954 | $367,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 44,644 | $363,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 435,000 | $359,000 | thousands by filing date | principal |
| BOISE CASCADE CO DEL | 09739D100 | COM | 14,100 | $358,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 13,811 | $356,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 28,547 | $347,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 12,824 | $346,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 33,637 | $344,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 525,000 | $332,000 | thousands by filing date | principal |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 90,099 | $312,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 4,984 | $310,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 6,713 | $292,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 32,962 | $288,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 185,000 | $286,000 | thousands by filing date | principal |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 275,000 | $265,000 | thousands by filing date | principal |
| ENDO INTL PLC | G30401106 | SHS | 12,307 | $248,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,817 | $226,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 26,673 | $226,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 4,247 | $214,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,141 | $212,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 24,974 | $191,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 322,000 | $188,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 55,057 | $167,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 20,711 | $158,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 150,000 | $142,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 86,000 | $126,000 | thousands by filing date | principal |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 24,718 | $100,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 17,876 | $94,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 11,614 | $65,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 49,000 | $48,000 | thousands by filing date | principal |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 10,779 | $25,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001158202-16-000024 | superseded | 2016-11-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001158202-16-000026 | this filing | 2016-11-21 | acceptance time not in the bulk data set |