13F-HR filed by MANUFACTURERS LIFE INSURANCE COMPANY, THE
MANUFACTURERS LIFE INSURANCE COMPANY, THE filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-12, with 3,215 holding rows worth $123,256,695,000.
- Accession
- 0001145443-21-000342
- Filer
- CIK 928047
- Filed
- 2021-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 5,049 entries on the cover page, a total value of $123,256,695,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $123,256,694,000 with VALUE read as thousands by filing date, 13F file number 028-04428. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMANULIFE FINANCIAL CORP028-11519
- included managerManulife Investment Management Ltd028-11524
- included managerJOHN HANCOCK LIFE INSURANCE CO USA028-15079
- included managerMANULIFE INVESTMENT MANAGEMENT (US) LLC028-03673
- included managerManulife Investment Management (North America) Ltd028-10490
- included managerManulife Investment Management (Hong Kong) Ltd028-15006
- included managerManulife Investment Management (Europe) Ltd028-14594
- included managerJOHN HANCOCK INVESTMENT MANAGEMENT LLC028-19939
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TREDEGAR CORP | 894650100 | COM | 16,884 | $232,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 7,508 | $232,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 33,663 | $232,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 1,661 | $231,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 4,961 | $231,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 2,719 | $231,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 17,203 | $231,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 37,997 | $230,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 12,644 | $230,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 66,054 | $230,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 39,101 | $229,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 6,775 | $228,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 13,106 | $227,000 | thousands by filing date | |
| MCAFEE CORP | 579063108 | COM CL A | 8,082 | $226,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 27,432 | $226,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 11,084 | $226,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 7,682 | $225,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 62,712 | $225,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 2,115 | $224,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 870 | $224,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 6,377 | $224,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 15,362 | $224,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 13,148 | $224,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 15,110 | $224,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 14,653 | $223,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 15,941 | $223,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 53,454 | $223,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 26,722 | $222,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 16,074 | $222,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 78,044 | $222,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 20,533 | $222,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 18,500 | $222,000 | thousands by filing date | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 10,359 | $221,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 14,996 | $221,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 6,486 | $221,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 10,585 | $221,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 4,311 | $220,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 1,329 | $220,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 20,676 | $220,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 32,565 | $220,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 29,966 | $220,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 20,432 | $220,000 | thousands by filing date | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 12,195 | $220,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 18,172 | $219,000 | thousands by filing date | |
| AGILON HEALTH INC | 00857U107 | COM | 5,403 | $219,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 12,912 | $218,000 | thousands by filing date | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 11,268 | $218,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 196,601 | $218,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 23,904 | $218,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 15,459 | $218,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 17,378 | $217,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 12,747 | $217,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 18,661 | $217,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 19,190 | $216,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 1,599 | $216,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 13,252 | $216,000 | thousands by filing date | |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 3,288 | $216,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 42,977 | $215,000 | thousands by filing date | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 7,300 | $215,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 14,956 | $214,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 17,289 | $214,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 7,699 | $213,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 15,949 | $213,000 | thousands by filing date | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 14,100 | $213,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 13,758 | $213,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 16,550 | $212,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 40,117 | $212,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 11,079 | $211,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 2,536 | $211,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 7,090 | $211,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 8,944 | $211,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 14,097 | $210,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 11,883 | $209,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 21,313 | $208,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 2,445 | $208,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 20,172 | $208,000 | thousands by filing date | |
| INOTIV INC | 45783Q100 | COM | 7,778 | $208,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 4,859 | $207,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 41,795 | $207,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 15,164 | $207,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 24,891 | $207,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 23,230 | $207,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 9,559 | $207,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 6,050 | $206,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 78,389 | $206,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 1,180 | $205,000 | thousands by filing date | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 4,906 | $205,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 27,108 | $205,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 40,414 | $205,000 | thousands by filing date | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 7,292 | $204,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 28,106 | $204,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 19,454 | $203,000 | thousands by filing date | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 7,877 | $203,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 1,287 | $203,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 32,194 | $202,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 9,432 | $202,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 5,571 | $202,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 38,257 | $202,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 20,169 | $202,000 | thousands by filing date | |
| VEREIT INC | 92339V308 | COM | 4,377 | $201,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 8,269 | $201,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 13,907 | $201,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 29,493 | $201,000 | thousands by filing date | |
| CLEAR SECURE INC | 18467V109 | COM CL A | 5,000 | $200,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 30,661 | $200,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 15,988 | $200,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 18,970 | $199,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 36,533 | $199,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 112,946 | $198,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 57,286 | $198,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 12,918 | $197,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 19,843 | $197,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 21,349 | $197,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 19,773 | $197,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 69,140 | $197,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 21,342 | $197,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 21,536 | $197,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 130,793 | $197,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 19,726 | $196,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 21,021 | $196,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 13,587 | $196,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 19,599 | $196,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 19,063 | $195,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 19,113 | $194,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 23,677 | $193,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 27,844 | $193,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 31,946 | $193,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 19,745 | $193,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 20,909 | $192,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 28,840 | $192,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 41,525 | $191,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 10,218 | $190,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 21,733 | $190,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 113,482 | $190,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 18,700 | $190,000 | thousands by filing date | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 21,700 | $189,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 23,235 | $188,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 26,448 | $188,000 | thousands by filing date | |
| VINE ENERGY INC CL A | 92735P103 | Stock | 12,071 | $188,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 130,803 | $188,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 53,590 | $188,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 21,902 | $187,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 10,364 | $186,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 10,175 | $186,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 42,743 | $186,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 14,784 | $186,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 19,888 | $185,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 18,767 | $185,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 26,523 | $185,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 29,658 | $184,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 21,919 | $183,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 44,696 | $182,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 23,308 | $182,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 14,876 | $181,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 80,791 | $180,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 20,275 | $180,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 41,348 | $177,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 20,259 | $176,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 103,858 | $176,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 24,263 | $175,000 | thousands by filing date | |
| ATERIAN INC | 02156U101 | COM | 11,941 | $175,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 21,378 | $173,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 13,484 | $173,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 46,288 | $172,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 12,473 | $172,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 27,829 | $171,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 31,886 | $171,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 26,466 | $171,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 21,041 | $170,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 17,044 | $169,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 51,131 | $169,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 46,535 | $169,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 15,587 | $168,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 47,061 | $168,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 15,060 | $167,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 12,036 | $167,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 15,854 | $166,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 25,033 | $165,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 14,426 | $164,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 30,389 | $161,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 53,939 | $161,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 12,059 | $160,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 30,744 | $160,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 14,024 | $157,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 46,189 | $156,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 22,638 | $155,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 141,330 | $155,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 22,932 | $153,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 13,393 | $151,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 22,503 | $150,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 19,543 | $149,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 48,865 | $148,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 17,252 | $148,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 11,179 | $147,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 10,619 | $144,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 10,603 | $143,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 25,193 | $143,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 21,260 | $142,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P116 | *W EXP 12/26/202 | 131,647 | $140,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 48,496 | $128,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 10,000 | $123,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 16,000 | $109,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 16,258 | $108,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 30,410 | $101,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 10,811 | $89,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 10,548 | $67,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 214,000 | $21,000 | thousands by filing date | principal |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 14,242 | $20,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 13,933 | $17,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 18,954 | $15,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 23,577 | $14,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 11,482 | $10,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 21,355 | $10,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 12,510 | $10,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 10,610 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001145443-21-000342 | this filing | 2021-08-12 | acceptance time not in the bulk data set |