13F-HR filed by MANUFACTURERS LIFE INSURANCE COMPANY, THE
MANUFACTURERS LIFE INSURANCE COMPANY, THE filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 2,923 holding rows worth $94,655,691,000.
- Accession
- 0001145443-18-000743
- Filer
- CIK 928047
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 6,404 entries on the cover page, a total value of $94,655,691,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $94,655,691,000 with VALUE read as thousands by filing date, 13F file number 028-04428. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMANULIFE FINANCIAL CORP028-11519
- included managerManulife Asset Management Ltd028-11524
- included managerJOHN HANCOCK LIFE INSURANCE CO USA028-15079
- included managerMANULIFE ASSET MANAGEMENT (US) LLC028-03673
- included managerManulife Asset Management (North America) Ltd028-10490
- included managerSignator Investors, Inc.028-16472
- included managerManulife Asset Management (Hong Kong) Ltd028-15006
- included managerManulife Asset Management (Europe) Ltd028-14594
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 12,775 | $330,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 22,590 | $329,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 20,197 | $328,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 25,457 | $327,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 14,191 | $325,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 58,418 | $325,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 70,351 | $324,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 2,045 | $324,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 32,817 | $323,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 23,200 | $323,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 25,648 | $322,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 5,676 | $322,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 58,549 | $322,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 43,459 | $322,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 25,399 | $321,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 81,239 | $320,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 54,243 | $320,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 16,721 | $319,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 2,161 | $319,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 3,645 | $317,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 43,410 | $317,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 5,829 | $317,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 4,106 | $317,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 67,763 | $316,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 7,380 | $315,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 8,000 | $315,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 7,833 | $315,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 70,863 | $312,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 35,024 | $309,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 73,641 | $308,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 31,216 | $307,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 7,738 | $306,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 2,135 | $305,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 5,970 | $304,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 9,000 | $302,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 4,276 | $302,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 6,978 | $300,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 7,947 | $299,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 1,776 | $299,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 176,000 | $299,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 12,826 | $297,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 3,242 | $297,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 5,798 | $296,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 12,065 | $294,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 8,219 | $293,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 50,424 | $293,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 33,864 | $293,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 91,454 | $293,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 13,118 | $291,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 8,871 | $289,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 60,736 | $289,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 3,000 | $288,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 149,683 | $287,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 92,631 | $287,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 5,831 | $286,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 59,014 | $286,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 6,138 | $286,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,018 | $286,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 4,444 | $286,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 26,817 | $286,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 412 | $286,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 10,885 | $285,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 33,797 | $284,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 6,193 | $283,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,209 | $282,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 35,704 | $281,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 59,766 | $281,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 202,759 | $281,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 38,528 | $280,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 62,016 | $279,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 3,363 | $279,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 3,005 | $279,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 3,751 | $279,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 11,863 | $279,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 11,823 | $279,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 44,790 | $277,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 36,552 | $277,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 25,393 | $276,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 1,679 | $274,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,753 | $274,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 11,487 | $274,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 22,688 | $273,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 2,209 | $272,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 50,299 | $272,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 37,840 | $272,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 5,163 | $271,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 6,465 | $271,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 6,715 | $271,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 5,353 | $269,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 21,708 | $269,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 5,509 | $268,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 102,023 | $268,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 32,946 | $267,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 36,007 | $267,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 26,589 | $267,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 36,253 | $267,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 6,002 | $266,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 24,231 | $266,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 35,245 | $263,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 34,762 | $262,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,615 | $261,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 9,666 | $261,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 26,126 | $261,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 6,381 | $260,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 11,243 | $259,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 7,451 | $259,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 35,792 | $259,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 4,615 | $258,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 68,237 | $258,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 37,805 | $258,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 7,159 | $258,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 2,808 | $257,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 35,822 | $257,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 5,332 | $256,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 40,191 | $256,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 9,505 | $255,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 5,483 | $254,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 42,708 | $254,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 8,652 | $253,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 12,120 | $253,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 9,005 | $253,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 31,794 | $252,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 9,058 | $250,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 5,951 | $249,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 7,522 | $247,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 9,400 | $247,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 11,588 | $247,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 9,272 | $246,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 6,932 | $246,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 3,496 | $245,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 9,943 | $245,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 3,978 | $245,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 7,652 | $245,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 94,416 | $245,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 2,600 | $245,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 6,672 | $244,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 35,544 | $244,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 10,649 | $244,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 6,782 | $243,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 73,427 | $243,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 13,456 | $243,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 24,954 | $243,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 5,064 | $242,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 67,449 | $242,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 6,960 | $242,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 10,738 | $242,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 7,306 | $241,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 53,470 | $241,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 48,702 | $241,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 7,119 | $240,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 3,322 | $240,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 58,059 | $240,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 8,324 | $239,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 11,884 | $238,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 34,575 | $238,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 40,567 | $238,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 3,937 | $237,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,987 | $237,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 4,348 | $237,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 7,594 | $237,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 8,802 | $236,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 5,893 | $236,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 29,456 | $236,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 6,928 | $235,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,968 | $234,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 11,892 | $234,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 6,040 | $234,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 6,062 | $233,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 8,698 | $233,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 32,667 | $233,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 6,600 | $232,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 5,244 | $232,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 5,926 | $232,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 9,714 | $232,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 1,786 | $232,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 5,414 | $232,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 1,242 | $231,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 67,981 | $231,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 68,983 | $231,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 6,353 | $230,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 41,107 | $230,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 62,120 | $230,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 81,965 | $230,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 2,877 | $229,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 25,664 | $229,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 2,045 | $229,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 5,041 | $229,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 11,991 | $228,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 5,046 | $228,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 38,362 | $228,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 12,291 | $227,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 3,187 | $227,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 6,814 | $227,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 2,578 | $227,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 23,310 | $227,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 2,641 | $226,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 6,741 | $226,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 37,335 | $226,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 6,120 | $225,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 45,868 | $224,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 7,584 | $224,000 | thousands by filing date | |
| URSTADT BIDDLE PPTYS INC | 917286809 | PFD-G CV 6.75 | 8,800 | $224,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 23,506 | $223,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 30,182 | $223,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 5,923 | $223,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 7,202 | $222,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 25,335 | $221,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 4,689 | $221,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 11,503 | $220,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 36,203 | $220,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 39,647 | $220,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 81,245 | $220,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 6,291 | $220,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,490 | $219,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 10,741 | $219,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 42,059 | $219,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 5,354 | $218,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 30,594 | $218,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 6,581 | $218,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 25,852 | $217,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 12,030 | $217,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 7,179 | $217,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 24,158 | $217,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 3,591 | $216,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 7,808 | $216,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 6,976 | $216,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 62,165 | $215,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 4,296 | $214,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 5,284 | $213,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 6,387 | $212,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 8,803 | $212,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 1,631 | $211,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 2,189 | $211,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 9,727 | $211,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 26,844 | $211,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 40,029 | $211,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 8,529 | $211,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 25,392 | $211,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 5,229 | $210,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 6,191 | $210,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 8,486 | $210,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 610 | $209,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 28,736 | $209,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 11,955 | $209,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 95,223 | $209,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 7,030 | $209,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 13,712 | $209,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 659 | $208,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 120,571 | $208,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,237 | $208,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 4,579 | $208,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 2,700 | $208,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,256 | $208,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 36,746 | $206,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 4,358 | $205,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 9,652 | $205,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 28,754 | $205,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 6,154 | $205,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 9,273 | $205,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,087 | $204,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2,549 | $204,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 6,003 | $204,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 2,000 | $203,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 4,039 | $203,000 | thousands by filing date | |
| CHURCHILL CAP CORP | 17142R202 | UNIT 99/99/9999 | 20,000 | $203,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 44,890 | $202,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 8,166 | $201,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 35,834 | $201,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 6,867 | $200,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 3,990 | $200,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 34,017 | $199,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 23,720 | $197,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 12,458 | $196,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 110,635 | $195,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 30,039 | $195,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 10,497 | $195,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 37,768 | $194,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 11,641 | $193,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 10,110 | $191,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 10,428 | $190,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 57,451 | $189,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 30,610 | $189,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 10,172 | $187,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 40,232 | $187,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 10,626 | $186,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 21,983 | $186,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 11,680 | $186,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870107 | COM CLASS A | 19,000 | $185,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 12,100 | $183,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 23,180 | $183,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 26,458 | $182,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 10,806 | $182,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 97,906 | $179,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 25,290 | $178,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 30,117 | $178,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 10,940 | $178,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 23,937 | $178,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 17,371 | $178,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 18,000 | $176,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760102 | COM CL A | 18,000 | $176,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 10,727 | $174,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 25,937 | $174,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 60,888 | $174,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 82,660 | $174,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 12,278 | $171,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 22,800 | $170,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 10,809 | $169,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 26,511 | $169,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 10,714 | $166,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 28,816 | $166,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 35,227 | $165,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 10,952 | $164,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 39,548 | $164,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 11,068 | $163,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 38,726 | $163,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 33,157 | $163,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 60,506 | $163,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 68,878 | $162,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 24,698 | $161,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 11,112 | $160,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 13,097 | $160,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 13,000 | $159,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 24,165 | $158,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 53,091 | $156,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 11,069 | $155,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 12,072 | $155,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 96,452 | $155,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 12,375 | $155,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 10,634 | $154,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 24,682 | $154,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 26,245 | $153,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 34,851 | $152,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 10,526 | $151,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 12,810 | $151,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 11,938 | $149,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 10,106 | $149,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 44,487 | $149,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 52,029 | $148,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 148,097 | $148,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 10,915 | $147,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 12,122 | $147,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 12,799 | $145,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 147,384 | $145,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 11,137 | $143,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 66,264 | $142,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 12,650 | $142,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 28,749 | $141,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 11,869 | $140,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 11,952 | $140,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 20,602 | $139,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 10,811 | $139,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 12,597 | $139,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 60,524 | $139,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 29,964 | $139,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 12,344 | $138,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 26,379 | $138,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 11,424 | $137,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 35,112 | $137,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 24,528 | $137,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 27,785 | $137,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 25,335 | $135,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 12,249 | $134,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920101 | CL A ORD | 13,500 | $134,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 11,250 | $133,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A206 | UNIT 02/28/2021 | 13,000 | $131,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 10,179 | $130,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 11,678 | $130,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 116,780 | $130,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 10,882 | $129,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 12,209 | $128,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 11,533 | $127,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 11,587 | $126,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 54,085 | $125,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 10,034 | $125,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 10,816 | $124,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 39,356 | $124,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 10,362 | $123,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 20,000 | $121,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 12,950 | $121,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 11,818 | $119,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 10,123 | $119,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 10,962 | $118,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 50,563 | $118,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 10,332 | $117,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 10,124 | $112,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 19,341 | $112,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 11,502 | $110,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 11,914 | $109,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 10,339 | $109,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 42,000 | $109,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 11,070 | $108,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 11,685 | $106,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 11,726 | $105,000 | thousands by filing date | |
| PLATINUM EAGLE ACQUISITIN CO | G7126L126 | UNIT 01/09/2023 | 10,000 | $104,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 10,210 | $103,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 10,883 | $103,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 10,000 | $102,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 10,800 | $102,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | G8062D128 | UNIT 11/02/2022 | 10,000 | $102,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 12,523 | $99,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 10,186 | $98,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 12,125 | $97,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 25,485 | $96,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 11,589 | $93,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 11,965 | $90,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 81,384 | $90,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 16,850 | $86,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 13,622 | $83,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 10,725 | $80,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 20,137 | $76,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 14,670 | $74,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 12,057 | $74,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 12,818 | $73,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 13,059 | $70,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 22,953 | $62,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 15,091 | $60,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 10,547 | $50,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 73,200 | $20,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 33,131 | $17,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 11,271 | $17,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 11,200 | $9,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 25,970 | $3,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 382,479 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001145443-18-000743 | this filing | 2018-11-14 | acceptance time not in the bulk data set |