13F-HR filed by MANUFACTURERS LIFE INSURANCE COMPANY, THE
MANUFACTURERS LIFE INSURANCE COMPANY, THE filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 4,326 holding rows worth $91,561,490,000.
- Accession
- 0001145443-18-000577
- Filer
- CIK 928047
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 11,964 entries on the cover page, a total value of $91,561,490,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $91,561,530,000 with VALUE read as thousands by filing date, 13F file number 028-04428. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMANULIFE FINANCIAL CORP028-11519
- included managerManulife Asset Management Ltd028-11524
- included managerJOHN HANCOCK LIFE INSURANCE CO USA028-15079
- included managerMANULIFE ASSET MANAGEMENT (US) LLC028-03673
- included managerManulife Asset Management (North America) Ltd028-10490
- included managerSignator Investors, Inc.028-16472
- included managerManulife Asset Management (Hong Kong) Ltd028-15006
- included managerManulife Asset Management (Europe) Ltd028-14594
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 586 | $7,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 312 | $7,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 670 | $7,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 772 | $7,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 510 | $7,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 87 | $7,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 2,240 | $7,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 1,306 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 201 | $7,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 552 | $7,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 174 | $7,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 287 | $7,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 1,333 | $7,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 1,829 | $7,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 2,924 | $7,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 2,425 | $7,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 1,646 | $7,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 108 | $7,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 2,417 | $7,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 714 | $7,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 604 | $7,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 736 | $7,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 162 | $6,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 413 | $6,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 133 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 219 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 200 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 168 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 117 | $6,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 516 | $6,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 290 | $6,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 403 | $6,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 1,181 | $6,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 1,757 | $6,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 127 | $6,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 185 | $6,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 566 | $6,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 685 | $6,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 470 | $6,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 814 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 251 | $6,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 1,195 | $6,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 1,214 | $6,000 | thousands by filing date | |
| BCI | 26923J503 | ETF | 240 | $6,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 710 | $6,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 1,511 | $6,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 656 | $6,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 1,864 | $6,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 590 | $6,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 1,232 | $6,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 499 | $6,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 852 | $6,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 1,637 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 149 | $6,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 663 | $6,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 875 | $6,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 7,102 | $6,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 500 | $6,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 1,727 | $6,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 910 | $6,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 845 | $6,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 1,420 | $6,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 806 | $5,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 1,150 | $5,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 290 | $5,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 314 | $5,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 214 | $5,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 1,431 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 200 | $5,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 100 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 109 | $5,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 374 | $5,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 642 | $5,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 138 | $5,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 361 | $5,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 81 | $5,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 380 | $5,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 838 | $5,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 723 | $5,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 346 | $5,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 521 | $5,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 532 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 175 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 172 | $5,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 841 | $5,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 5 | $5,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 215 | $5,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 218 | $5,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 9,728 | $5,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 301 | $5,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 660 | $5,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,482 | $5,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 1,895 | $5,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 2,628 | $5,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 867 | $5,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 968 | $5,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 2,302 | $5,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 418 | $5,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 1,050 | $5,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 361 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 282 | $5,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 789 | $5,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 467 | $5,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 3,640 | $5,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 1,632 | $5,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 350 | $5,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 109 | $5,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 411 | $4,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 581 | $4,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 102 | $4,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 57 | $4,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 24 | $4,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 426 | $4,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 174 | $4,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 545 | $4,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 28 | $4,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 42 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 106 | $4,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 3,662 | $4,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 320 | $4,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 238 | $4,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 755 | $4,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 637 | $4,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 842 | $4,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 640 | $4,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 91 | $4,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 178 | $4,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 600 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 145 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 202 | $4,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 82 | $4,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 727 | $4,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 689 | $4,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 529 | $4,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 2,155 | $4,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 686 | $4,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 147 | $4,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 6,057 | $4,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 1,590 | $4,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 949 | $4,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 1,684 | $4,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 425 | $4,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 931 | $4,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 685 | $4,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 1,327 | $4,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 481 | $4,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 30 | $3,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 24 | $3,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 106 | $3,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 667 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 90 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 28 | $3,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 143 | $3,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 492 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 100 | $3,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 100 | $3,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 46 | $3,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 328 | $3,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 222 | $3,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 283 | $3,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 70 | $3,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 208 | $3,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 135 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 43 | $3,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 185 | $3,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 1,405 | $3,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 63 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 51 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 87 | $3,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 377 | $3,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 119 | $3,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 41 | $3,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 400 | $3,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 1,022 | $3,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 590 | $3,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 658 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 46 | $3,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 1,469 | $3,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 1,339 | $3,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 156 | $3,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 1,236 | $3,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 971 | $3,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 2,136 | $3,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 1,221 | $3,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 551 | $3,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 382,479 | $3,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 888 | $3,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 2,515 | $3,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 648 | $3,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 1,496 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 11 | $2,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 60 | $2,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 188 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 78 | $2,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 330 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 75 | $2,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 100 | $2,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 306 | $2,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 85 | $2,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 81 | $2,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 339 | $2,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 183 | $2,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 540 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 26 | $2,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 67 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 33 | $2,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 43 | $2,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 150 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 240 | $2,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 114 | $2,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 775 | $2,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 107 | $2,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 1,893 | $2,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 18 | $2,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 231 | $2,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 30 | $2,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 205 | $2,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 206 | $2,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 1,071 | $2,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 4,096 | $2,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 103 | $2,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 396 | $2,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 675 | $2,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 25 | $2,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 496 | $2,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 195 | $2,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 1,186 | $2,000 | thousands by filing date | |
| Arsanis Inc | 042873109 | COM | 648 | $2,000 | thousands by filing date | |
| ENVIROTECH VHS INC | 00726a100 | COM | 1,883 | $2,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 254 | $2,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 919 | $2,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 768 | $2,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E305 | CDN ENERGY INM | 250 | $2,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 50 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 11 | $1,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 137 | $1,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 15 | $1,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 2,200 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 28 | $1,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 180 | $1,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 456 | $1,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 101 | $1,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 4 | $1,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 14 | $1,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 68 | $1,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 63 | $1,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 192 | $1,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 18 | $1,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 104 | $1,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 139 | $1,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 101 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 100 | $1,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 53 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 11 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 41 | $1,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 265 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 439 | $1,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 34 | $1,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 12 | $1,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,487 | $1,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 206 | $1,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 183 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 115 | $1,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 85 | $1,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 1,899 | $1,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 166 | $1,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 216 | $1,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 285 | $1,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 182 | $1,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 422 | $1,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 362 | $1,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 57 | $1,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 366 | $1,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 90 | $1,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 5,500 | $1,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 500 | $1,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 424 | $1,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 64 | $1,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 1,595 | $1,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 369 | $1,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 1,397 | $1,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 33 | $1,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 166 | $1,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 98 | $1,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 1,010 | $1,000 | thousands by filing date | |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 40 | $1,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESTINATION XL GROUP INC | 25065K104 | COM | 149 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORTOISE MLP FD INC | 89148B119 | RIGHT 07/18/2018 | 186 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 295 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AH BELO CORP | 001282102 | COMMON STOCK | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lee Enterprises Inc | 523768109 | COM | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Delta Apparel Inc | 247368103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYBEROPTICS CORP COM | 232517102 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL ORD | G7945E105 | COM | 214 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUA METALS INC | 03837J101 | COM | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 158 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCEWEN MNG INC | 58039P107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAMBA INC | 47023A309 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PC TEL INC | 69325Q105 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUICKLOGIC CORP | 74837P108 | COM | 185 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATTERSIGHT CORP | 577097108 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 225 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVEVE MED INC | 92852W204 | COM NEW | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 246 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERSARTIS INC | 92529L102 | COM | 134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TINTRI INC | 88770Q105 | COM | 1,489 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULFMARK OFFSHORE INC | 402629117 | *W EXP 11/14/202 | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001145443-18-000577 | this filing | 2018-08-14 | acceptance time not in the bulk data set |