13F-HR filed by MANUFACTURERS LIFE INSURANCE COMPANY, THE
MANUFACTURERS LIFE INSURANCE COMPANY, THE filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 4,351 holding rows worth $90,400,825,000.
- Accession
- 0001145443-18-000337
- Filer
- CIK 928047
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 12,054 entries on the cover page, a total value of $90,400,825,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $90,400,829,000 with VALUE read as thousands by filing date, 13F file number 028-04428. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMANULIFE FINANCIAL CORP028-11519
- included managerManulife Asset Management Ltd028-11524
- included managerJOHN HANCOCK LIFE INSURANCE CO USA028-15079
- included managerMANULIFE ASSET MANAGEMENT (US) LLC028-03673
- included managerManulife Asset Management (North America) Ltd028-10490
- included managerSignator Investors, Inc.028-16472
- included managerManulife Asset Management (Hong Kong) Ltd028-15006
- included managerManulife Asset Management (Europe) Ltd028-14594
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 1,040 | $8,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 88 | $8,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 955 | $8,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 1,117 | $8,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 6,629 | $8,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 2,302 | $8,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 682 | $8,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 295 | $8,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 74 | $8,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 1,103 | $8,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 967 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 285 | $7,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 1,388 | $7,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 441 | $7,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 496 | $7,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 674 | $7,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 96 | $7,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 1,000 | $7,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 666 | $7,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 273 | $7,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 1,757 | $7,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 287 | $7,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 953 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 138 | $7,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 909 | $7,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 586 | $7,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 461 | $7,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 348 | $7,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 1,011 | $7,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 4,270 | $7,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 143 | $7,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 469 | $7,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 375 | $7,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 841 | $7,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 1,000 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 113 | $7,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,122 | $7,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 54 | $7,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 287 | $7,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 686 | $7,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 867 | $7,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 757 | $7,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 1,207 | $7,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 263 | $7,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 1,241 | $7,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 262 | $7,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 969 | $7,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 555 | $7,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 1,826 | $7,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 2,099 | $7,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 548 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 218 | $6,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 196 | $6,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 682 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 116 | $6,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 1,390 | $6,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 374 | $6,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 584 | $6,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 516 | $6,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 542 | $6,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 185 | $6,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 838 | $6,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 437 | $6,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 312 | $6,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 670 | $6,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 470 | $6,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 214 | $6,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 792 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 200 | $6,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 403 | $6,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 1,195 | $6,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 2,225 | $6,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,482 | $6,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 1,880 | $6,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 2,628 | $6,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 2,697 | $6,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 499 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 83 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 201 | $6,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 1,829 | $6,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 1,637 | $6,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 361 | $6,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 663 | $6,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 839 | $6,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 1,612 | $6,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 3,640 | $6,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 1,632 | $6,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 350 | $6,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 108 | $6,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 500 | $6,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 1,727 | $6,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 1,327 | $6,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 808 | $6,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 128 | $5,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 337 | $5,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 284 | $5,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 306 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 55 | $5,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 100 | $5,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 81 | $5,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 380 | $5,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 200 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 132 | $5,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 842 | $5,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 685 | $5,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 521 | $5,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 640 | $5,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 150 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 175 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 171 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 96 | $5,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 814 | $5,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 529 | $5,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 523 | $5,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 2,155 | $5,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 12,108 | $5,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 1,333 | $5,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 710 | $5,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 656 | $5,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 1,469 | $5,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 1,457 | $5,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 1,590 | $5,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 656 | $5,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 418 | $5,000 | thousands by filing date | |
| Invesco Wilderhill Clean Energy ETF | 73935x112 | COM | 200 | $5,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 613 | $5,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 382,479 | $5,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 888 | $5,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 1,186 | $5,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 2,417 | $5,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 290 | $5,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 648 | $5,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 1,420 | $5,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 406 | $4,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 124 | $4,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 806 | $4,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 102 | $4,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 46 | $4,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 90 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 90 | $4,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 461 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 41 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 42 | $4,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 3,662 | $4,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 116 | $4,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 281 | $4,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 328 | $4,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 278 | $4,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 234 | $4,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 745 | $4,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 637 | $4,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 532 | $4,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 800 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 127 | $4,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 175 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 145 | $4,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 552 | $4,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 689 | $4,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 216 | $4,000 | thousands by filing date | |
| BCI | 26923J503 | ETF | 172 | $4,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 42 | $4,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 673 | $4,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 5,362 | $4,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 6,057 | $4,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 202 | $4,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 2,924 | $4,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 864 | $4,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 425 | $4,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 2,136 | $4,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 467 | $4,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 2,425 | $4,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 551 | $4,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 496 | $4,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 2,515 | $4,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 1,595 | $4,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 1,397 | $4,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 1,072 | $4,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 714 | $4,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 106 | $4,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 1,496 | $4,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 478 | $4,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 6,000 | $4,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 30 | $3,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 36 | $3,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 280 | $3,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 667 | $3,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 19 | $3,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 300 | $3,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 181 | $3,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 162 | $3,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 217 | $3,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 200 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 200 | $3,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 135 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 43 | $3,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 181 | $3,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 91 | $3,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 500 | $3,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 63 | $3,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 32 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 87 | $3,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 370 | $3,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 107 | $3,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 49 | $3,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 324 | $3,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 232 | $3,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 2,361 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 46 | $3,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 135 | $3,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 1,339 | $3,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 110 | $3,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 1,236 | $3,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 116 | $3,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 931 | $3,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 919 | $3,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 736 | $3,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 120 | $3,000 | thousands by filing date | |
| TINTRI INC | 88770Q105 | COM | 1,489 | $3,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 76 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 78 | $2,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 143 | $2,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 330 | $2,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 200 | $2,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 46 | $2,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 100 | $2,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 92 | $2,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 38 | $2,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 85 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 66 | $2,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 47 | $2,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 168 | $2,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 183 | $2,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 51 | $2,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 540 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 33 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 240 | $2,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 485 | $2,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 775 | $2,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 105 | $2,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 1,893 | $2,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 400 | $2,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 23 | $2,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 231 | $2,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 75 | $2,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 30 | $2,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 284 | $2,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 1,899 | $2,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 103 | $2,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 396 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 42 | $2,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 675 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 91 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 125 | $2,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K866 | PS CR OIL LG ETN | 300 | $2,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 25 | $2,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 5,500 | $2,000 | thousands by filing date | |
| ENVIROTECH VHS INC | 00726a100 | COM | 1,883 | $2,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 768 | $2,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 150 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 40 | $2,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 35 | $1,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 48 | $1,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 15 | $1,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 2,200 | $1,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 120 | $1,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 180 | $1,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 456 | $1,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 46 | $1,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 306 | $1,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 425 | $1,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 192 | $1,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 18 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 36 | $1,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 139 | $1,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 46 | $1,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 200 | $1,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 79 | $1,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 101 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 100 | $1,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 53 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 11 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 56 | $1,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 265 | $1,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 114 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 434 | $1,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 30 | $1,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 21 | $1,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 28 | $1,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 189 | $1,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 285 | $1,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,487 | $1,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 300 | $1,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 203 | $1,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 187 | $1,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 54 | $1,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 183 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 57 | $1,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 216 | $1,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 285 | $1,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 158 | $1,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 182 | $1,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 259 | $1,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 422 | $1,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 362 | $1,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 118 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 115 | $1,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 123 | $1,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 57 | $1,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 366 | $1,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 111 | $1,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 105 | $1,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 500 | $1,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 424 | $1,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 64 | $1,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 369 | $1,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 142 | $1,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 166 | $1,000 | thousands by filing date | |
| STONE ENERGY CORP WT EXP 022821 | 861642114 | Stock | 96 | $1,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESTINATION XL GROUP INC | 25065K104 | COM | 149 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 295 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lee Enterprises Inc | 523768109 | COM | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Delta Apparel Inc | 247368103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL ORD | G7945E105 | COM | 214 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUA METALS INC | 03837J101 | COM | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Seadrill Partners, LLC | Y7545W109 | LTD | 162 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCEWEN MNG INC | 58039P107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 718 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PC TEL INC | 69325Q105 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUICKLOGIC CORP | 74837P108 | COM | 185 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATTERSIGHT CORP | 577097108 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 225 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 246 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERSARTIS INC | 92529L102 | COM | 134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULFMARK OFFSHORE INC | 402629117 | *W EXP 11/14/202 | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001145443-18-000337 | this filing | 2018-05-15 | acceptance time not in the bulk data set |