13F-HR filed by MANUFACTURERS LIFE INSURANCE COMPANY, THE
MANUFACTURERS LIFE INSURANCE COMPANY, THE filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-08, with 4,329 holding rows worth $92,767,486,000.
- Accession
- 0001145443-18-000101
- Filer
- CIK 928047
- Filed
- 2018-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 11,905 entries on the cover page, a total value of $92,767,486,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $92,767,554,000 with VALUE read as thousands by filing date, 13F file number 028-04428. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMANULIFE FINANCIAL CORP028-11519
- included managerManulife Asset Management Ltd028-11524
- included managerJOHN HANCOCK LIFE INSURANCE CO USA028-15079
- included managerMANULIFE ASSET MANAGEMENT (US) LLC028-03673
- included managerManulife Asset Management (North America) Ltd028-10490
- included managerSignator Investors, Inc.028-16472
- included managerManulife Asset Management (Hong Kong) Ltd028-15006
- included managerManulife Asset Management (Europe) Ltd028-14594
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 5,000 | $60,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 1,886 | $59,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 536 | $59,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 1,140 | $59,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 2,008 | $59,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 2,017 | $58,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 1,129 | $57,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 4,132 | $57,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 1,518 | $57,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 4,874 | $57,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 5,846 | $57,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 2,675 | $57,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,390 | $56,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 2,678 | $56,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 2,525 | $56,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 3,940 | $56,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 2,146 | $56,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 3,647 | $56,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 3,259 | $56,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 14,190 | $56,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1,097 | $55,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 1,415 | $55,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 3,942 | $55,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 388 | $55,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 3,815 | $55,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 354 | $54,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 2,977 | $54,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 7,433 | $54,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 2,459 | $54,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 3,913 | $54,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 2,210 | $54,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 1,619 | $54,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 997 | $54,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 1,040 | $53,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 2,061 | $53,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 2,643 | $53,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 383 | $52,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 1,192 | $52,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 1,645 | $52,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 9,527 | $52,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 1,621 | $51,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 1,573 | $51,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 597 | $51,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 6,756 | $51,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 952 | $50,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 1,220 | $50,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 8,450 | $50,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 1,001 | $50,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 2,417 | $50,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,875 | $50,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 579 | $49,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 2,281 | $49,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 8,037 | $49,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 1,637 | $48,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 1,448 | $48,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 2,432 | $48,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 4,321 | $47,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 595 | $47,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 3,253 | $46,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 291 | $46,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 782 | $46,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 1,294 | $46,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 2,300 | $46,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 2,878 | $45,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 1,124 | $45,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 2,862 | $45,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 1,650 | $45,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 1,174 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 400 | $44,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 3,104 | $44,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 1,786 | $44,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 4,338 | $43,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 1,420 | $43,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1,059 | $43,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 6,756 | $43,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 2,845 | $43,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 3,756 | $43,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 772 | $43,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 1,688 | $43,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 823 | $42,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 630 | $42,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 8,649 | $42,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 456 | $42,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 4,459 | $42,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 758 | $42,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 1,048 | $42,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 1,196 | $41,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 4,765 | $41,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 3,177 | $41,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 1,730 | $41,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 1,262 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 953 | $41,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 3,333 | $41,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 1,025 | $41,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 16,522 | $41,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 1,195 | $40,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 838 | $40,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 278 | $39,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 1,768 | $39,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 525 | $39,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 4,004 | $39,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 2,230 | $39,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 607 | $39,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 2,288 | $38,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 3,605 | $38,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 1,565 | $38,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 1,000 | $38,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 1,439 | $38,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 401 | $38,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 1,766 | $38,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 7,990 | $38,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 2,886 | $38,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 2,503 | $38,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 3,378 | $37,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,880 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 932 | $37,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 2,869 | $37,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 1,222 | $37,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 693 | $37,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 1,506 | $36,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 715 | $36,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 2,090 | $36,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 1,501 | $36,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 1,997 | $36,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 4,066 | $36,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 15,219 | $36,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 3,052 | $36,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 893 | $35,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 3,019 | $35,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 1,662 | $35,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 900 | $35,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 1,546 | $35,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,724 | $35,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 8,643 | $35,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 26,431 | $35,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 8,597 | $35,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 3,350 | $35,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 1,062 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 191 | $34,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 3,047 | $34,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,884 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 2,218 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 933 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 780 | $34,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 2,647 | $34,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 3,582 | $34,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 11,679 | $34,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 332 | $33,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 2,392 | $33,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 3,295 | $33,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 8,232 | $33,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 662 | $33,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 4,731 | $33,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 4,406 | $33,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 714 | $32,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 1,499 | $32,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 1,609 | $32,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 781 | $32,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 1,932 | $32,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 1,989 | $32,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 1,888 | $32,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 1,173 | $32,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 1,881 | $32,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 1,792 | $32,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 11,860 | $32,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 4,685 | $32,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 8,535 | $32,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 3,231 | $32,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 3,302 | $32,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 2,739 | $32,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 994 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 444 | $31,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 2,322 | $31,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 2,000 | $31,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 900 | $31,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 2,198 | $31,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 3,191 | $31,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 607 | $31,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 6,153 | $31,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 5,418 | $31,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 3,023 | $31,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 2,993 | $31,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 2,349 | $31,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 4,574 | $30,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 2,444 | $30,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 2,813 | $30,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 959 | $30,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 6,511 | $30,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 1,710 | $30,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 7,738 | $29,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 1,353 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 440 | $29,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 17,692 | $29,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 2,290 | $29,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 2,234 | $29,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 6,856 | $29,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 1,106 | $29,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 3,604 | $29,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 1,616 | $29,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 3,202 | $29,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 3,822 | $29,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 3,196 | $28,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 1,419 | $28,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 438 | $28,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 1,265 | $28,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 1,856 | $28,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 1,309 | $28,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 1,097 | $28,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 2,756 | $28,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 2,219 | $28,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 23,214 | $28,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 600 | $28,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 12,292 | $28,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 534 | $27,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 254 | $27,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,352 | $27,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 1,076 | $27,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 2,187 | $27,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 616 | $27,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 641 | $27,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 1,441 | $27,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 708 | $27,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 1,488 | $27,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 618 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 1,082 | $26,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 1,624 | $26,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 2,944 | $26,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 433 | $26,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1,993 | $26,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 2,518 | $26,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 25,808 | $26,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 3,113 | $26,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 2,210 | $26,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 1,500 | $25,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 5,631 | $25,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 2,880 | $25,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 13,268 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 1,290 | $25,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 1,568 | $25,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 9,543 | $25,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 1,913 | $25,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 8,695 | $25,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 2,318 | $24,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 371 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 507 | $24,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 931 | $24,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 3,043 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 535 | $24,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 630 | $24,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 5,116 | $24,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 4,939 | $24,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 3,372 | $24,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 10,121 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 322 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 501 | $23,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 375 | $23,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 2,263 | $23,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 937 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 641 | $23,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 1,481 | $23,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 1,618 | $23,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 4,311 | $23,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 1,463 | $23,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 2,399 | $23,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 1,077 | $23,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 1,014 | $22,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 4,481 | $22,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 879 | $22,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 917 | $22,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 5,555 | $22,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 548 | $22,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 2,918 | $22,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 1,504 | $22,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 11,610 | $22,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 1,356 | $22,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 5,479 | $22,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 436 | $21,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 2,199 | $21,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 3,316 | $21,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 3,422 | $21,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 3,365 | $21,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 1,923 | $21,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 1,275 | $21,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 2,000 | $21,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 629 | $21,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 4,493 | $21,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 318 | $21,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 29,192 | $21,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 431 | $21,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 6,198 | $21,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 8,500 | $21,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 6,843 | $21,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 2,584 | $21,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 509 | $20,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 6,327 | $20,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 216 | $20,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 1,088 | $20,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,000 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 500 | $20,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 5,658 | $20,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 1,329 | $20,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 8,434 | $20,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 1,346 | $20,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 492 | $20,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 16,825 | $20,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 5,204 | $20,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 243 | $19,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 1,300 | $19,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1,312 | $19,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,519 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 800 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 791 | $19,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 531 | $19,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 1,414 | $19,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 753 | $19,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 127 | $19,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 1,235 | $19,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 2,580 | $19,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 994 | $19,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 2,243 | $19,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 1,259 | $19,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 256 | $18,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 332 | $18,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2,831 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 602 | $18,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 1,824 | $18,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 1,297 | $18,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 1,275 | $18,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 2,614 | $18,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 4,129 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 280 | $18,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 495 | $18,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 10,761 | $18,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 2,702 | $18,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 1,509 | $18,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 873 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 519 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 428 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 197 | $17,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 1,985 | $17,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 3,954 | $17,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 908 | $17,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 1,856 | $17,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 899 | $17,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 335 | $17,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 385 | $17,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 541 | $17,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 3,752 | $17,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 15,580 | $17,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 697 | $17,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 26,262 | $17,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 3,854 | $17,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 438 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 102 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 120 | $16,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 584 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 457 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 318 | $16,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 1,778 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 455 | $16,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 432 | $16,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 1,000 | $16,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 10,914 | $16,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 2,790 | $16,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 545 | $16,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 2,685 | $16,000 | thousands by filing date | |
| TINTRI INC | 88770Q105 | COM | 3,096 | $16,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 275 | $15,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,407 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 410 | $15,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 710 | $15,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 239 | $15,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 889 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 283 | $15,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 892 | $15,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 1,900 | $15,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 1,639 | $15,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 540 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 694 | $15,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 901 | $15,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 349 | $15,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 11,874 | $15,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 3,550 | $15,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 1,344 | $15,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 2,951 | $15,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 153 | $14,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 231 | $14,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 255 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 130 | $14,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 4,529 | $14,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 922 | $14,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 797 | $14,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 1,449 | $14,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 2,060 | $14,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 705 | $14,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 1,512 | $14,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 603 | $14,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 2,249 | $14,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 457 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 223 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 403 | $14,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 12,100 | $14,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 1,195 | $14,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 1,276 | $14,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 1,285 | $14,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 521 | $13,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 198 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 225 | $13,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 1,184 | $13,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 989 | $13,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 471 | $13,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 1,128 | $13,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 244 | $13,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 331 | $13,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 524 | $13,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 1,000 | $13,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 1,112 | $13,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 1,000 | $13,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 5,576 | $13,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 4,690 | $13,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 6,174 | $13,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 7,312 | $13,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 3,733 | $13,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,659 | $12,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 238 | $12,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 145 | $12,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,555 | $12,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 827 | $12,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 990 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 173 | $12,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 140 | $12,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 659 | $12,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 4,421 | $12,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 1,490 | $12,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 2,309 | $12,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 83 | $12,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 595 | $12,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 16,656 | $12,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 1,468 | $12,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 1,963 | $12,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 1,082 | $11,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 4,405 | $11,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,338 | $11,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 715 | $11,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 406 | $11,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 227 | $11,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 839 | $11,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 354 | $11,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,580 | $11,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 748 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 126 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 133 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 420 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 206 | $11,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 970 | $11,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 3,819 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 156 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 397 | $11,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 622 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 153 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 800 | $11,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 1,766 | $11,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 9,945 | $11,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 377 | $10,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 158 | $10,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 500 | $10,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 749 | $10,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 305 | $10,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 2,718 | $10,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 1,341 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 93 | $10,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 343 | $10,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 1,057 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 280 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 146 | $10,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 180 | $10,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 890 | $10,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 561 | $10,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 2,007 | $10,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 2,736 | $10,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 1,008 | $10,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 383 | $10,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 141 | $9,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 3,777 | $9,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 269 | $9,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 1,200 | $9,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 2,194 | $9,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 367 | $9,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 865 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 260 | $9,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 770 | $9,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 1,650 | $9,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 632 | $9,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 503 | $9,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 1,757 | $9,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 573 | $9,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 863 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 342 | $9,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 750 | $9,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 1,500 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001145443-18-000101 | this filing | 2018-02-08 | acceptance time not in the bulk data set |