13F-HR filed by MANUFACTURERS LIFE INSURANCE COMPANY, THE
MANUFACTURERS LIFE INSURANCE COMPANY, THE filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 4,447 holding rows worth $70,198,778,000.
- Accession
- 0001145443-17-000177
- Filer
- CIK 928047
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 9,793 entries on the cover page, a total value of $70,198,778,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $70,198,823,000 with VALUE read as thousands by filing date, 13F file number 028-04428. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMANULIFE FINANCIAL CORP028-11519
- included managerManulife Asset Management Ltd028-11524
- included managerJOHN HANCOCK LIFE INSURANCE CO USA028-15079
- included managerMANULIFE ASSET MANAGEMENT (US) LLC028-03673
- included managerManulife Asset Management (North America) Ltd028-10490
- included managerSignator Investors, Inc.028-16472
- included managerManulife Asset Management (Hong Kong) Ltd028-15006
- included managerManulife Asset Management (Europe) Ltd028-14594
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLU MOBILE INC | 379890106 | COMMON STOCK | 76,973 | $150,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 32,650 | $150,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 16,094 | $149,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 8,085 | $149,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 9,119 | $149,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 8,280 | $149,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 8,311 | $148,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 13,363 | $148,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 2,852 | $147,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 2,256 | $147,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 2,266 | $147,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 58,311 | $147,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 15,856 | $147,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 20,711 | $147,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 14,024 | $147,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 6,341 | $147,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2,181 | $146,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 5,978 | $146,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 4,129 | $146,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 4,548 | $146,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 11,571 | $146,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 7,859 | $146,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 13,416 | $146,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 5,035 | $145,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 7,178 | $145,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 3,847 | $145,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 14,171 | $145,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 56,844 | $145,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,278 | $144,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 9,707 | $144,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 13,490 | $144,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 4,374 | $144,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 43,972 | $143,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 9,063 | $143,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 12,660 | $143,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 31,784 | $143,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 9,536 | $142,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 13,940 | $142,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 3,694 | $141,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 11,226 | $141,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 6,732 | $141,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 2,733 | $141,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 13,885 | $141,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 3,702 | $140,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 9,019 | $140,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 14,220 | $140,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 8,924 | $140,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 1,820 | $139,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 11,154 | $139,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 5,046 | $139,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 42,779 | $139,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 32,606 | $139,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 6,537 | $139,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 20,731 | $139,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 873 | $138,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 6,892 | $138,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 14,028 | $138,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 67,260 | $137,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 27,937 | $137,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,324 | $136,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 6,598 | $136,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 4,665 | $136,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 1,122 | $136,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,150 | $135,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 2,468 | $135,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 4,843 | $134,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 5,290 | $134,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 26,288 | $134,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 2,647 | $134,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 24,372 | $134,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 4,971 | $133,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 3,369 | $133,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 17,944 | $133,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 2,731 | $133,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 46,974 | $133,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 21,998 | $133,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 5,537 | $133,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 17,321 | $133,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 2,109 | $132,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 11,823 | $132,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 6,425 | $132,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 9,260 | $132,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 98,495 | $132,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 3,784 | $132,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 2,630 | $131,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 34,829 | $131,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 9,243 | $130,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 4,954 | $130,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 12,833 | $130,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 27,729 | $130,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 9,489 | $129,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 5,211 | $129,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,131 | $129,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 14,506 | $129,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 7,932 | $129,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 14,270 | $129,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 2,839 | $128,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 27,501 | $128,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 20,748 | $128,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 2,632 | $127,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 6,671 | $127,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 15,105 | $127,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 15,777 | $127,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 5,746 | $126,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 838 | $126,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 579 | $126,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 2,910 | $126,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 9,715 | $126,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 30,975 | $126,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 47,389 | $126,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 4,833 | $125,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,569 | $125,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 3,749 | $125,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 16,807 | $125,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 11,683 | $125,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 11,306 | $125,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 1,704 | $124,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 21,142 | $124,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 3,437 | $124,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 82,363 | $124,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 9,800 | $123,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 3,195 | $123,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 4,038 | $123,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 5,869 | $123,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 9,410 | $123,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 10,532 | $123,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 2,780 | $122,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 6,180 | $122,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 5,937 | $122,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 16,050 | $122,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 5,094 | $121,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 707 | $121,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 11,678 | $121,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 9,088 | $121,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 4,085 | $121,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 4,528 | $121,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 6,980 | $121,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 2,324 | $120,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 30,152 | $120,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 7,006 | $120,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 5,175 | $120,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 12,732 | $120,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 9,431 | $120,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 6,055 | $120,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 26,994 | $120,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 2,026 | $120,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 1,136 | $119,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 2,163 | $119,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 4,298 | $119,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 5,637 | $119,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 19,504 | $119,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 7,693 | $118,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 11,353 | $118,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 7,663 | $118,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 4,064 | $117,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 6,073 | $117,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 22,116 | $117,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 651 | $117,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 2,881 | $116,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 16,392 | $116,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 20,547 | $115,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 138 | $115,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 9,054 | $115,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 3,776 | $115,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 28,501 | $115,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,095 | $115,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 5,829 | $114,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 9,471 | $114,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 12,474 | $114,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 4,211 | $113,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 24,515 | $113,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 19,154 | $113,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 29,384 | $113,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 23,407 | $113,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 3,103 | $112,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 2,243 | $112,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 18,718 | $112,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 8,478 | $111,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 25,819 | $111,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 10,531 | $111,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 21,422 | $111,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 755 | $110,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,864 | $110,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 24,971 | $110,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 914 | $110,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 13,052 | $109,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 3,641 | $109,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 12,631 | $109,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 5,640 | $108,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 3,578 | $108,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 25,709 | $108,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 3,573 | $107,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 6,272 | $107,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 8,491 | $107,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 9,502 | $107,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 7,347 | $107,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 4,259 | $106,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 19,331 | $106,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 992 | $105,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 2,570 | $105,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 2,395 | $105,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 4,197 | $104,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 3,163 | $104,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 8,810 | $104,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 5,022 | $104,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 13,289 | $103,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 5,469 | $103,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 7,427 | $103,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 10,948 | $103,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 40,792 | $103,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 3,484 | $102,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 5,126 | $102,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 3,570 | $102,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 6,516 | $102,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 932 | $101,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 2,055 | $101,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 2,596 | $101,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 6,074 | $101,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 16,000 | $101,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 11,880 | $101,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 3,485 | $100,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 8,028 | $100,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 9,900 | $99,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 4,672 | $99,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 6,406 | $99,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 2,748 | $99,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 4,431 | $99,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 2,500 | $99,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,806 | $99,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 2,873 | $99,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 3,925 | $98,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 6,217 | $98,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,308 | $97,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 5,087 | $97,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 10,954 | $97,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 2,490 | $97,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 5,085 | $97,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 2,494 | $97,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 4,565 | $97,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 3,696 | $96,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 19,619 | $96,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 4,786 | $96,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 10,983 | $96,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 110,270 | $96,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 1,155 | $95,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 630 | $95,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 6,094 | $95,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 1,997 | $95,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 2,892 | $95,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 3,896 | $95,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 4,576 | $94,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 5,814 | $94,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 7,853 | $94,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 758 | $94,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 3,040 | $94,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 2,406 | $94,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 2,554 | $94,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 6,575 | $93,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 4,498 | $93,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 13,106 | $93,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 3,100 | $93,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 6,188 | $92,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 1,575 | $92,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 1,638 | $92,000 | thousands by filing date | |
| BATS GLOBAL MKTS INC COM | 05491G109 | Stock | 2,734 | $92,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 23,148 | $91,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 2,583 | $91,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 2,240 | $91,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 2,164 | $91,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 3,638 | $91,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 6,937 | $91,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 27,170 | $91,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 32,000 | $90,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 3,615 | $90,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 7,666 | $90,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 11,890 | $90,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 635 | $89,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,832 | $89,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 2,374 | $89,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 4,815 | $89,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 1,458 | $88,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 6,694 | $88,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 25,733 | $88,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 3,126 | $86,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 2,337 | $86,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 1,944 | $86,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 21,778 | $85,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,472 | $85,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 22,576 | $85,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 6,735 | $84,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 1,117 | $84,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 19,370 | $84,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 9,822 | $84,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 10,319 | $84,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 2,511 | $83,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 3,763 | $83,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 1,473 | $83,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 4,054 | $82,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 3,561 | $82,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 4,952 | $82,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 3,475 | $82,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 7,595 | $82,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 13,397 | $82,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 2,137 | $81,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 10,628 | $81,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 712 | $80,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 800 | $80,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 4,829 | $80,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 5,346 | $80,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 979 | $79,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 2,460 | $79,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 5,000 | $79,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 24,326 | $79,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,632 | $78,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 3,390 | $78,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 28,214 | $78,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 4,635 | $78,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 18,242 | $78,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 4,237 | $78,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 2,666 | $77,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 3,202 | $77,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 728 | $76,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 9,895 | $76,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 4,756 | $76,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 3,983 | $76,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 9,345 | $75,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 2,584 | $75,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 693 | $75,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 4,644 | $75,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 5,146 | $74,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 5,240 | $74,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 2,408 | $74,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 2,366 | $73,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 2,624 | $73,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 2,949 | $73,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 2,912 | $73,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 5,157 | $73,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 8,341 | $72,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 11,354 | $72,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 6,958 | $72,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 2,648 | $72,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 1,362 | $71,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 3,360 | $71,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 12,527 | $71,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 3,072 | $70,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 1,236 | $69,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 1,870 | $68,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 4,806 | $68,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 1,230 | $67,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 1,951 | $67,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 8,153 | $67,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 1,362 | $67,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 2,255 | $67,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 856 | $66,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 3,504 | $66,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 11,742 | $66,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 3,046 | $65,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 4,833 | $65,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 8,972 | $65,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 593 | $64,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 628 | $64,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 25,020 | $64,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 5,129 | $64,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 3,000 | $64,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 7,458 | $63,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 1,259 | $62,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 1,487 | $62,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 4,401 | $62,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 1,895 | $61,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 2,405 | $61,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 35,883 | $61,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 2,025 | $60,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 1,636 | $60,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 1,817 | $60,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 2,614 | $60,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 7,375 | $60,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 4,232 | $60,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 3,177 | $60,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 26,262 | $60,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 641 | $59,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 1,191 | $59,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 3,792 | $59,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 3,015 | $59,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 1,538 | $58,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 4,720 | $57,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 2,675 | $57,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 4,827 | $57,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 1,350 | $56,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 1,419 | $56,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 742 | $56,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 1,069 | $56,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 7,511 | $56,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 1,571 | $56,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 1,400 | $56,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 984 | $55,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 1,772 | $55,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 620 | $54,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1,631 | $54,000 | thousands by filing date | |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 1,127 | $54,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 1,092 | $54,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 16,244 | $54,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 52,275 | $54,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 11,076 | $54,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 1,238 | $54,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 1,150 | $53,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 4,882 | $53,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 2,020 | $53,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 1,995 | $53,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 34,528 | $53,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 1,333 | $53,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 536 | $52,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 2,048 | $52,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 644 | $52,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 966 | $51,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 503 | $51,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 1,437 | $51,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 495 | $51,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 7,001 | $51,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 457 | $50,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 1,541 | $50,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 2,906 | $50,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 1,018 | $50,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 9,967 | $50,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 1,128 | $49,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 500 | $49,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 1,949 | $49,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 3,434 | $49,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 543 | $49,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 2,837 | $49,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 849 | $48,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 649 | $48,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 2,693 | $48,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 5,192 | $48,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 1,785 | $48,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 1,136 | $48,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 1,246 | $47,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 7,431 | $46,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 2,446 | $46,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 1,258 | $46,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 500 | $45,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 7,388 | $45,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 246 | $45,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1,984 | $45,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,071 | $45,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 2,174 | $45,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 13,644 | $45,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 4,285 | $45,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 866 | $44,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 2,278 | $44,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 3,025 | $44,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 1,220 | $44,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 881 | $44,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,557 | $44,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 2,295 | $44,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 273 | $43,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 4,162 | $43,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 2,709 | $43,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 391 | $42,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 2,577 | $42,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 1,224 | $42,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 1,670 | $42,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 308 | $41,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 3,673 | $41,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 5,090 | $41,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 2,206 | $41,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 6,445 | $41,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 2,818 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 348 | $40,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 1,011 | $40,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 1,021 | $39,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 2,732 | $39,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,244 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 837 | $39,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 2,415 | $39,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 1,640 | $39,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 315 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 241 | $38,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 1,492 | $38,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 4,250 | $38,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 2,147 | $38,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 1,584 | $38,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 898 | $38,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 1,527 | $38,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 1,757 | $38,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 3,475 | $38,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 1,515 | $38,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 315 | $37,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 6,992 | $37,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 547 | $36,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 2,382 | $36,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 2,247 | $36,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 2,855 | $36,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 4,929 | $36,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 4,828 | $36,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R802 | CORE BD ETF | 711 | $36,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 1,836 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 1,000 | $35,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,182 | $35,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 1,206 | $35,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 1,815 | $35,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001145443-17-000177 | this filing | 2017-02-14 | acceptance time not in the bulk data set |