13F-HR filed by MANUFACTURERS LIFE INSURANCE COMPANY, THE
MANUFACTURERS LIFE INSURANCE COMPANY, THE filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 4,112 holding rows worth $94,720,180,000.
- Accession
- 0001145443-15-001258
- Filer
- CIK 928047
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 7,988 entries on the cover page, a total value of $94,720,180,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $94,720,257,000 with VALUE read as thousands by filing date, 13F file number 028-04428. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMANULIFE FINANCIAL CORP028-11519
- included managerManulife Asset Management Ltd028-11524
- included managerJOHN HANCOCK LIFE INSURANCE CO USA028-15079
- included managerMANULIFE ASSET MANAGEMENT (US) LLC028-03673
- included managerManulife Asset Management (North America) Ltd028-10490
- included managerSignator Financial Services, Inc.028-16123
- included managerSignator Investors, Inc.028-16472
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 6,166 | $127,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 10,082 | $127,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 8,975 | $127,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 12,219 | $127,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 5,705 | $127,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 10,256 | $127,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 17,110 | $126,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 9,101 | $126,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 12,484 | $126,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 2,793 | $126,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 20,900 | $125,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 14,698 | $125,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 4,575 | $125,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 11,662 | $125,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 46,100 | $125,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,257 | $124,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 1,866 | $124,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 2,561 | $124,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 4,477 | $124,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 27,173 | $124,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 4,665 | $124,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 8,119 | $124,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 35,039 | $124,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 18,151 | $124,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 4,734 | $123,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 2,750 | $123,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 2,279 | $123,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 12,245 | $123,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 19,282 | $123,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 35,845 | $123,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 74,607 | $122,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,880 | $121,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 21,237 | $121,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 7,331 | $121,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 6,822 | $121,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 7,047 | $121,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 13,975 | $121,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 2,421 | $120,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 161 | $120,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 5,208 | $120,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,102 | $119,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 13,712 | $119,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 2,968 | $119,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 11,683 | $119,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 7,659 | $119,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 51,283 | $119,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 2,771 | $118,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 7,983 | $117,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 1,915 | $116,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 4,550 | $116,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 14,113 | $116,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 23,618 | $116,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 38,070 | $116,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 14,178 | $116,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 11,077 | $116,000 | thousands by filing date | |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 27,858 | $116,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 25,000 | $115,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 3,681 | $115,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 13,192 | $115,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 13,115 | $115,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 4,305 | $113,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 2,256 | $113,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 18,789 | $113,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 65,946 | $113,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 13,237 | $113,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 31,483 | $113,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 17,501 | $113,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 2,990 | $113,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 6,252 | $113,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,354 | $112,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 8,278 | $112,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 33,955 | $112,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 37,222 | $112,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 5,562 | $112,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 21,484 | $112,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 4,392 | $111,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 2,578 | $111,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 63,688 | $111,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 4,192 | $110,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 6,978 | $110,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 6,593 | $110,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 50,961 | $110,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 12,416 | $110,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 6,530 | $110,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 44,858 | $110,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 17,451 | $109,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 20,968 | $109,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 3,499 | $109,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 2,629 | $109,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 14,818 | $109,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 13,165 | $109,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,760 | $108,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 18,471 | $108,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 19,049 | $108,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 4,509 | $107,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 9,166 | $107,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 646 | $107,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 3,487 | $107,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 12,205 | $107,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 72,415 | $107,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 2,657 | $106,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 2,795 | $106,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 3,875 | $106,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 2,772 | $106,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 14,296 | $106,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 44,487 | $106,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,255 | $105,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 6,749 | $105,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 2,803 | $105,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 18,757 | $105,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 16,812 | $105,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 8,494 | $104,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 9,635 | $104,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 15,561 | $103,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 3,450 | $103,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 8,422 | $102,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,263 | $101,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 1,430 | $101,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 3,456 | $101,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 6,215 | $101,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 7,758 | $101,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 14,405 | $101,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 10,093 | $101,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 2,794 | $100,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 20,888 | $100,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,194 | $99,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 1,129 | $99,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 2,356 | $99,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 5,382 | $99,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 32,040 | $99,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 10,978 | $99,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 5,585 | $99,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 6,106 | $98,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 5,814 | $98,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 29,593 | $98,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 17,438 | $98,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 13,801 | $98,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 2,972 | $97,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 7,465 | $97,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 2,153 | $97,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 2,042 | $97,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 12,856 | $97,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 139,262 | $97,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 8,866 | $97,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 10,026 | $96,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 10,880 | $96,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 13,982 | $96,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 3,460 | $95,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 8,163 | $95,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 2,982 | $95,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 9,242 | $95,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 5,432 | $95,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 23,860 | $94,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 6,109 | $94,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2,351 | $93,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 2,070 | $93,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 15,534 | $93,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 3,638 | $93,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 6,389 | $93,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 4,374 | $92,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 20,709 | $92,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 44,022 | $92,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 29,264 | $92,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 29,536 | $92,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 5,463 | $92,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 1,304 | $91,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 11,621 | $91,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 6,473 | $91,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 6,416 | $91,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 2,913 | $90,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 120,762 | $90,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 3,414 | $89,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 125,227 | $89,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 16,074 | $89,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 3,777 | $88,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 12,937 | $88,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 4,218 | $88,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 64,066 | $88,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 3,047 | $87,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 3,531 | $87,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 10,593 | $87,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 5,565 | $87,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 13,827 | $87,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 21,452 | $86,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 2,421 | $86,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 18,332 | $86,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 15,947 | $85,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 2,810 | $85,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 8,819 | $85,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,787 | $85,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 4,627 | $85,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 66,744 | $85,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1,610 | $85,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 25,675 | $85,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 8,505 | $85,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 28,091 | $84,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 4,823 | $84,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 44,805 | $84,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 85,491 | $84,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 4,468 | $84,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 10,205 | $83,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 9,393 | $83,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 2,136 | $82,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 841 | $82,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 43,185 | $82,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 6,939 | $82,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 4,285 | $82,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 4,138 | $82,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 1,698 | $81,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,588 | $81,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 2,001 | $81,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,077 | $81,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 21,497 | $81,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 750 | $80,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 1,189 | $80,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 3,451 | $80,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 2,741 | $80,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 8,751 | $80,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 110,897 | $80,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 2,925 | $80,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1,925 | $79,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 918 | $79,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 1,603 | $79,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 6,217 | $79,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 294,008 | $79,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 2,200 | $78,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 5,435 | $78,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 3,195 | $77,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 4,289 | $77,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 39,535 | $77,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 1,467 | $76,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 17,465 | $76,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 3,804 | $76,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 6,018 | $76,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 11,000 | $75,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 2,155 | $75,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 473 | $74,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,054 | $74,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 2,089 | $74,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 10,316 | $74,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 5,764 | $74,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 1,669 | $74,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 19,790 | $73,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 2,064 | $73,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 1,512 | $72,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 5,000 | $72,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 734 | $71,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 4,543 | $71,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 1,312 | $70,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 521 | $70,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 2,488 | $70,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 3,078 | $70,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 66,551 | $70,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 12,658 | $70,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 4,701 | $70,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,665 | $69,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 11,628 | $69,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 2,129 | $68,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 2,250 | $68,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 32,883 | $68,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 4,702 | $68,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 10,970 | $67,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 9,433 | $67,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 4,078 | $67,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 17,348 | $67,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 7,763 | $67,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,330 | $66,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,015 | $66,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 1,331 | $66,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 2,591 | $66,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 698 | $65,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 1,091 | $65,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 1,347 | $65,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 56,415 | $65,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 1,500 | $65,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 1,634 | $64,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 4,644 | $64,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 7,381 | $64,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 1,199 | $63,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,658 | $63,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 3,636 | $63,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 1,612 | $63,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 1,365 | $63,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 10,227 | $63,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 575 | $62,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 2,089 | $62,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 2,276 | $62,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 3,058 | $62,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 5,016 | $62,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 18,972 | $62,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 2,701 | $62,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 1,175 | $60,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,978 | $59,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 2,533 | $58,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 25,411 | $58,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,763 | $58,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 1,672 | $58,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 3,505 | $57,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 3,974 | $56,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 5,966 | $56,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 1,121 | $55,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 350 | $55,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 5,740 | $55,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 3,193 | $54,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 1,654 | $54,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 6,112 | $54,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 158,134 | $54,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 504 | $54,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 576 | $53,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 38,265 | $53,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 9,830 | $52,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 2,237 | $52,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 2,617 | $52,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 15,740 | $52,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 1,767 | $51,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 1,492 | $50,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 2,055 | $50,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 2,157 | $50,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 3,765 | $50,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 34,832 | $49,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 6,321 | $49,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 494 | $48,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 4,950 | $48,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1,658 | $48,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 1,010 | $48,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 2,072 | $48,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 1,094 | $48,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,557 | $48,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 357 | $47,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 2,172 | $47,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 388 | $47,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 3,174 | $47,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 2,036 | $47,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 1,876 | $47,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 7,982 | $46,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 614 | $45,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 256 | $45,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 2,024 | $45,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 1,126 | $45,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 1,893 | $44,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 911 | $43,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 4,251 | $43,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 1,208 | $42,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 875 | $41,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 1,470 | $41,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 1,757 | $41,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 2,000 | $41,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 2,371 | $41,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 2,895 | $41,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 2,826 | $40,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 1,158 | $40,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 12,738 | $40,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 973 | $40,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 5,850 | $40,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 4,007 | $40,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 21,660 | $39,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 17,085 | $39,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 1,690 | $38,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 2,994 | $38,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 3,000 | $38,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 1,371 | $37,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 825 | $37,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 375 | $37,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 1,240 | $37,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 1,560 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 1,307 | $36,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 6,938 | $36,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 1,652 | $35,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 3,305 | $35,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 6,458 | $35,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 1,108 | $35,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 932 | $35,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 356 | $34,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 668 | $34,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 1,106 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 355 | $34,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 520 | $33,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 1,249 | $33,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 8,044 | $32,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 2,233 | $32,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 1,519 | $32,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 5,208 | $32,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 314 | $31,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 800 | $31,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 5,609 | $31,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 4,300 | $31,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 6,000 | $31,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 5,082 | $31,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 1,249 | $31,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 11,774 | $31,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 1,490 | $31,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 165 | $30,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 245 | $30,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 2,481 | $30,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 10,429 | $30,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 2,164 | $30,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 4,916 | $30,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 786 | $29,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 977 | $29,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 1,665 | $29,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 39,131 | $29,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 4,857 | $29,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X350 | SOLACTIVE GERMNY | 607 | $29,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 880 | $28,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 58,893 | $28,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 1,559 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 237 | $27,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 10,194 | $27,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 9,950 | $27,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 1,121 | $27,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 14,486 | $27,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 495 | $27,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 1,208 | $27,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 272 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,007 | $26,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 913 | $26,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 1,212 | $26,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 622 | $26,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 790 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 204 | $25,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 927 | $25,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 7,174 | $25,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 472 | $24,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 843 | $24,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,758 | $24,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1,982 | $24,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 982 | $24,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 244 | $24,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 2,417 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 399 | $23,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 679 | $23,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,387 | $23,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 1,291 | $22,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 2,679 | $22,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 1,737 | $22,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 1,253 | $22,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 1,084 | $22,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 7,811 | $22,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 2,513 | $22,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 1,547 | $22,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 687 | $22,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 20,652 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 439 | $21,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 1,380 | $21,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 1,535 | $21,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 739 | $21,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 2,020 | $21,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 2,985 | $21,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 1,308 | $20,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 185 | $20,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 811 | $20,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 1,039 | $20,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 2,171 | $20,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,238 | $20,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 2,254 | $20,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 1,411 | $20,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 364 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 283 | $19,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 699 | $19,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 784 | $19,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 1,039 | $19,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 1,373 | $19,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 8,423 | $19,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 8,570 | $19,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 232 | $19,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 2,018 | $19,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 5,210 | $18,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 605 | $18,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 1,116 | $18,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 9,257 | $18,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 1,317 | $18,000 | thousands by filing date | |
| OCI RES LP | 67081B106 | COM UNIT LTD | 896 | $18,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 603 | $17,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 2,743 | $17,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 9,348 | $17,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 785 | $17,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 1,225 | $17,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 407 | $17,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 305 | $16,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 285 | $16,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 1,700 | $16,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 623 | $16,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 1,136 | $16,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 225 | $16,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 1,078 | $16,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 1,039 | $16,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 29,722 | $16,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 724 | $16,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 967 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 640 | $16,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 509 | $15,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 2,062 | $15,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 857 | $15,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,362 | $15,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 1,201 | $15,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 6,700 | $15,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 220 | $15,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 1,279 | $15,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 661 | $15,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 285 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001145443-15-001258 | this filing | 2015-11-13 | acceptance time not in the bulk data set |