13F-HR/A filed by MANUFACTURERS LIFE INSURANCE COMPANY, THE
MANUFACTURERS LIFE INSURANCE COMPANY, THE filed this 13F-HR/A for the quarter ended 2015-03-31, filed 2015-08-27, with 4,029 holding rows worth $78,860,242,000.
- Accession
- 0001145443-15-001026
- Filer
- CIK 928047
- Filed
- 2015-08-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, amendment of type restatement, 8,384 entries on the cover page, a total value of $78,860,242,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $78,860,264,000 with VALUE read as thousands by filing date, 13F file number 028-04428. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMANULIFE FINANCIAL CORP028-11519
- included managerManulife Asset Management Ltd028-11524
- included managerJOHN HANCOCK LIFE INSURANCE CO USA028-15079
- included managerMANULIFE ASSET MANAGEMENT (US) LLC028-03673
- included managerManulife Asset Management (North America) Ltd028-10490
- included managerSignator Financial Services, Inc.028-16123
- included managerSignator Investors, Inc.028-16472
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 616 | $15,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 1,599 | $15,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 516 | $15,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 468 | $15,000 | thousands by filing date | |
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 985 | $15,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 12,068 | $15,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 3,692 | $15,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 867 | $15,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 4,281 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 497 | $14,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 1,140 | $14,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 561 | $14,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 849 | $14,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 608 | $14,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 1,840 | $14,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 5,583 | $14,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 764 | $14,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 744 | $13,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 1,914 | $13,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 529 | $13,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 632 | $13,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 761 | $13,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 546 | $13,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 970 | $13,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 997 | $13,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 703 | $13,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 176 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 272 | $12,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 329 | $12,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 511 | $12,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 730 | $12,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 166 | $12,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 1,506 | $12,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 2,259 | $12,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 16,024 | $12,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 2,484 | $12,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 1,413 | $11,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 1,250 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 375 | $11,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 718 | $11,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 17,265 | $11,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 839 | $11,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 1,539 | $11,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 653 | $11,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 2,446 | $11,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 591 | $11,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 100 | $10,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 1,051 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 340 | $10,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 307 | $10,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 500 | $10,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 250 | $10,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 716 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 93 | $10,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 1,467 | $10,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 672 | $10,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 193 | $10,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 571 | $10,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 4,405 | $10,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 1,168 | $10,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 1,253 | $10,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 11,534 | $10,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 423 | $10,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 393 | $10,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 665 | $10,000 | thousands by filing date | |
| L N B BANCORP INC | 502100100 | COM | 567 | $10,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 560 | $10,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 1,278 | $10,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 16,299 | $10,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 76 | $9,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 150 | $9,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 168 | $9,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 412 | $9,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 356 | $9,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 687 | $9,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 3,298 | $9,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,224 | $9,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 738 | $9,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 1,301 | $9,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 300 | $9,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 590 | $9,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 677 | $9,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 1,447 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 352 | $8,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 157 | $8,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 633 | $8,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 746 | $8,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 600 | $8,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 1,899 | $8,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 2,763 | $8,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 470 | $8,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 2,438 | $8,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 5,939 | $8,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 1,059 | $8,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 4,142 | $8,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 904 | $8,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 3,772 | $8,000 | thousands by filing date | |
| NAUGATUCK VY FINL CORP MD | 63906P107 | COM | 892 | $8,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 382,479 | $8,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 716 | $8,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 378 | $8,000 | thousands by filing date | |
| TRIVASCULAR TECHNOLOGIES INC | 89685A102 | COM | 804 | $8,000 | thousands by filing date | |
| LAKES ENTERTAINMEN | 51206P208 | COM | 954 | $8,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 283 | $7,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 63 | $7,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 75 | $7,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 144 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 55 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 42 | $7,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 327 | $7,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 379 | $7,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 446 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 213 | $7,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 483 | $7,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 400 | $7,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 722 | $7,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 1,956 | $7,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 941 | $7,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 5,575 | $7,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 249 | $7,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 1,297 | $7,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 3,250 | $7,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 522 | $7,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 1,856 | $7,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 1,351 | $7,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 551 | $7,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 3,232 | $7,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 58 | $7,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 653 | $7,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 618 | $7,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 748 | $7,000 | thousands by filing date | |
| AMERICAN CARESOURCE HLDGS IN | 02505A202 | COM | 2,372 | $7,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 734 | $7,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 763 | $7,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 125 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 40 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 262 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 51 | $6,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 800 | $6,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 977 | $6,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 96 | $6,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 1,287 | $6,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 888 | $6,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 1,328 | $6,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 1,534 | $6,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 502 | $6,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 308 | $6,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 590 | $6,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 331 | $6,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 1,048 | $6,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 1,171 | $6,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 322 | $6,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 314 | $6,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 658 | $6,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 875 | $6,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 3,257 | $6,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 1,186 | $6,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 1,119 | $6,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 3,265 | $6,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 871 | $6,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 100 | $6,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 906 | $6,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 3,168 | $6,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 1,362 | $6,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 1,064 | $6,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 12,490 | $6,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 1,897 | $6,000 | thousands by filing date | |
| UNITED SECURITY BANCSHARES | 911459105 | COM | 739 | $6,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 779 | $6,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 2,731 | $6,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 1,320 | $6,000 | thousands by filing date | |
| SUTRON CORP | 869380105 | COM | 1,224 | $6,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 1,419 | $6,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 546 | $6,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 404 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 141 | $5,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 1,026 | $5,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 1,462 | $5,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 1,225 | $5,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 1,205 | $5,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 2,979 | $5,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 900 | $5,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 162 | $5,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 212 | $5,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 147 | $5,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 1,717 | $5,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 243 | $5,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 242 | $5,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 959 | $5,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 958 | $5,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 200 | $5,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 2,129 | $5,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 1,203 | $5,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 2,233 | $5,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 2,824 | $5,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 2,111 | $5,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 390 | $5,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 1,702 | $5,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 629 | $5,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 9,709 | $5,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 970 | $5,000 | thousands by filing date | |
| VIDEO DISPLAY CORP | 926555103 | COM | 2,103 | $5,000 | thousands by filing date | |
| AMERIANA BANCORP | 023613102 | COM | 334 | $5,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 348 | $5,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 288 | $5,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 463 | $5,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 23 | $4,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,704 | $4,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 94 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 75 | $4,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 300 | $4,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 500 | $4,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 1,404 | $4,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 1,524 | $4,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 379 | $4,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 193 | $4,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 134 | $4,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 1,409 | $4,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 669 | $4,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 672 | $4,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 1,147 | $4,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 1,013 | $4,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 708 | $4,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 381 | $4,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 6,233 | $4,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 3,169 | $4,000 | thousands by filing date | |
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| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 51 | $4,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 2,606 | $4,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 4,437 | $4,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 509 | $4,000 | thousands by filing date | |
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| PMFG INC | 69345P103 | COM | 848 | $4,000 | thousands by filing date | |
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| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 563 | $3,000 | thousands by filing date | |
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| BALLANTYNE STRONG INC | 058516105 | COM | 629 | $3,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 2,105 | $3,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 4,759 | $3,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 171 | $3,000 | thousands by filing date | |
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| RLJ ENTMT INC | 74965F104 | COM | 1,767 | $3,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 6,691 | $3,000 | thousands by filing date | |
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| TURTLE BEACH CORP COM | 900450107 | Stock | 1,488 | $3,000 | thousands by filing date | |
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| Dawson Geophysical Co Ne | 239360100 | COM | 413 | $2,000 | thousands by filing date | |
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| GENERAL MOLY INC COM | 370373102 | Common Stock | 3,311 | $2,000 | thousands by filing date | |
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| Gevo Inc | 374396109 | COMMON | 8,345 | $2,000 | thousands by filing date | |
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| INTERMOLECULAR INC | 45882D109 | COM | 1,145 | $2,000 | thousands by filing date | |
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| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 400 | $2,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 108 | $2,000 | thousands by filing date | |
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| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 2,604 | $2,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 556 | $2,000 | thousands by filing date | |
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| UROPLASTY INC | 917277204 | COM NEW | 1,230 | $2,000 | thousands by filing date | |
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| U S ENERGY CORP - WYOMING | 911805109 | COM | 1,381 | $2,000 | thousands by filing date | |
| BOOKS-A-MILLION INC | 098570104 | COM | 561 | $2,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 1,585 | $2,000 | thousands by filing date | |
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| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 1,950 | $2,000 | thousands by filing date | |
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| SPDR S&P | 78463X806 | MIDEAST AFRICA | 35 | $2,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 168 | $2,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233107 | COM | 1,673 | $2,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 315 | $2,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 252 | $2,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 787 | $2,000 | thousands by filing date | |
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| UCP INC - CL A | 90265Y106 | Common Stock | 236 | $2,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC | 775431109 | COM | 746 | $2,000 | thousands by filing date | |
| TECUMSEH PRODS CO | 878895309 | COM | 639 | $2,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 24 | $1,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 168 | $1,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 311 | $1,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 228 | $1,000 | thousands by filing date | |
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| VERICEL CORP | 92346J108 | COM | 181 | $1,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 113 | $1,000 | thousands by filing date | |
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| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 97 | $1,000 | thousands by filing date | |
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| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 157 | $1,000 | thousands by filing date | |
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| CANTERBURY PK HLDG CORP | 13811E101 | COM | 108 | $1,000 | thousands by filing date | |
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| CVD EQUIP CORP | 126601103 | COM | 71 | $1,000 | thousands by filing date | |
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| CHICAGO RIVET & MACH CO | 168088102 | COM | 34 | $1,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 146 | $1,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 28 | $1,000 | thousands by filing date | |
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| PIXELWORKS INC | 72581M305 | COM NEW | 220 | $1,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 179 | $1,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 150 | $1,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 115 | $1,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 38 | $1,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 1,563 | $1,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 486 | $1,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 1,758 | $1,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 141 | $1,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 1,144 | $1,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 2,139 | $1,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 416 | $1,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 96 | $1,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 3,840 | $1,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 540 | $1,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 538 | $1,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 1,784 | $1,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 1,223 | $1,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 234 | $1,000 | thousands by filing date | |
| SILVER BULL RES INC | 827458100 | COM | 4,637 | $1,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 218 | $1,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 2,073 | $1,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 337 | $1,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 575 | $1,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 148 | $1,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 983 | $1,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 2,052 | $1,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 905 | $1,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 127 | $1,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 464 | $1,000 | thousands by filing date | |
| PDI INC | 69329V100 | COM | 969 | $1,000 | thousands by filing date | |
| LEARNING TREE INTERNATIONAL | 522015106 | COM | 658 | $1,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 2,177 | $1,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 165 | $1,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 287 | $1,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 604 | $1,000 | thousands by filing date | |
| COMMUNITY BANK SHARES/IN | 203599105 | COMMON | 36 | $1,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 91 | $1,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 90 | $1,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 606 | $1,000 | thousands by filing date | |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 244 | $1,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 440 | $1,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 614 | $1,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 319 | $1,000 | thousands by filing date | |
| DOVER SADDLERY INC | 260412101 | COM | 221 | $1,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 246 | $1,000 | thousands by filing date | |
| INTERNET PATENTS CORP | 46063G101 | COM | 341 | $1,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 499 | $1,000 | thousands by filing date | |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 1,374 | $1,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 499 | $1,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 172 | $1,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 57 | $1,000 | thousands by filing date | |
| QC HLDGS INC | 74729T101 | COM | 335 | $1,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 318 | $1,000 | thousands by filing date | |
| COVER-ALL TECHNOLOGIES INC | 222892101 | COM | 941 | $1,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255302 | COM PAR $0.0001 | 822 | $1,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 124 | $1,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 1,183 | $1,000 | thousands by filing date | |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 109 | $1,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 253 | $1,000 | thousands by filing date | |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 646 | $1,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 203 | $1,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 78 | $1,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 234 | $1,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 162 | $1,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 1,412 | $1,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 201 | $1,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 168 | $1,000 | thousands by filing date | |
| ZAZA ENERGY CORP - NEW | 98919T407 | COM | 318 | $1,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 101 | $1,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 4,964 | $1,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 182 | $1,000 | thousands by filing date | |
| WESTMORELAND RESOURCE PARTNE COM UNIT RP LP | 96108P103 | Stock | 46 | $1,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 148 | $1,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 561 | $1,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 40 | $1,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 119 | $1,000 | thousands by filing date | |
| SAJAN INC | 79379T202 | COM NEW | 203 | $1,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 162 | $1,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 421 | $1,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V209 | COM | 522 | $1,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 246 | $1,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 235 | $1,000 | thousands by filing date | |
| CARTESIAN INC | 146534102 | COM ADDED | 257 | $1,000 | thousands by filing date | |
| VESTIN RLTY MTG II INC | 92549X300 | COM PAR | 256 | $1,000 | thousands by filing date | |
| LIME ENERGY CO COM | 53261U304 | COM | 203 | $1,000 | thousands by filing date | |
| VIRTUALSCOPICS INC | 928269208 | COM NEW | 291 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHAMPION HOMES INC | 830830105 | COM | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FULL HSE RESORTS INC | 359678109 | COM | 317 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COFFEE HLDG CO INC | 192176105 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARINE PRODS CORP | 568427108 | cs | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLOVIN CORP CLASS A | 023850100 | COM | 615 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 618 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEI PHARMA INC | 55279B202 | COM NEW | 198 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICAL INC | 925602104 | COM | 435 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001145443-15-000712 | superseded | 2015-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001145443-15-001026 | this filing | 2015-08-27 | acceptance time not in the bulk data set |