13F-HR filed by MANUFACTURERS LIFE INSURANCE COMPANY, THE
MANUFACTURERS LIFE INSURANCE COMPANY, THE filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 4,077 holding rows worth $83,805,439,000.
- Accession
- 0001145443-15-000989
- Filer
- CIK 928047
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 8,501 entries on the cover page, a total value of $83,805,439,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $83,805,469,000 with VALUE read as thousands by filing date, 13F file number 028-04428. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMANULIFE FINANCIAL CORP028-11519
- included managerManulife Asset Management Ltd028-11524
- included managerJOHN HANCOCK LIFE INSURANCE CO USA028-15079
- included managerMANULIFE ASSET MANAGEMENT (US) LLC028-03673
- included managerManulife Asset Management (North America) Ltd028-10490
- included managerSignator Financial Services, Inc.028-16123
- included managerSignator Investors, Inc.028-16472
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 4,214 | $15,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 1,271 | $15,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 661 | $15,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 799 | $15,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 497 | $14,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 1,321 | $14,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 1,450 | $14,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 1,838 | $14,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 1,788 | $14,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 1,840 | $14,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 905 | $14,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 435 | $13,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 2,678 | $13,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 990 | $13,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 1,609 | $13,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 840 | $13,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 1,286 | $13,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 386 | $13,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 2,908 | $13,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 806 | $13,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 1,395 | $13,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 2,772 | $13,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 1,951 | $13,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 253 | $13,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 679 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 285 | $12,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 219 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 272 | $12,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 331 | $12,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 212 | $12,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 944 | $12,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 902 | $12,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 511 | $12,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 203 | $12,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 166 | $12,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 499 | $12,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 124 | $12,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 3,125 | $12,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 1,168 | $12,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 1,441 | $12,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 2,036 | $12,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 302 | $12,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 481 | $12,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 722 | $12,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 760 | $11,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 728 | $11,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 763 | $11,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 632 | $11,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 193 | $11,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 921 | $11,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 4,405 | $11,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 1,537 | $11,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 7,706 | $11,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 2,405 | $11,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 981 | $11,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 637 | $11,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 591 | $11,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 198 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 355 | $10,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,230 | $10,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 327 | $10,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 377 | $10,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 590 | $10,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 714 | $10,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 3,835 | $10,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 967 | $10,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 425 | $10,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 389 | $10,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 665 | $10,000 | thousands by filing date | |
| L N B BANCORP INC | 502100100 | COM | 567 | $10,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 1,171 | $10,000 | thousands by filing date | |
| SUTRON CORP | 869380105 | COM | 1,224 | $10,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 111 | $10,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 1,788 | $10,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 1,496 | $10,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 600 | $9,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 1,114 | $9,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,224 | $9,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 699 | $9,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 4,178 | $9,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 4,473 | $9,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 4,811 | $9,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 1,250 | $9,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 1,054 | $9,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 1,321 | $9,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 6,729 | $9,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 785 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 214 | $9,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 473 | $9,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 2,576 | $9,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 1,041 | $9,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 76 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 21 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 356 | $8,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 445 | $8,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 1,330 | $8,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 2,041 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 259 | $8,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 2,327 | $8,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 446 | $8,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 358 | $8,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 943 | $8,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 1,573 | $8,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 843 | $8,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 600 | $8,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 1,479 | $8,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 471 | $8,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 1,042 | $8,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 4,111 | $8,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 1,791 | $8,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 7,132 | $8,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 503 | $8,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 58 | $8,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 1,420 | $8,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 2,502 | $8,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 1,226 | $8,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 1,006 | $8,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 510 | $8,000 | thousands by filing date | |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 1,362 | $8,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 1,798 | $8,000 | thousands by filing date | |
| Carbylan Therapeutics Inc. | 141384107 | COM | 1,126 | $8,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 286 | $7,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 76 | $7,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 826 | $7,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 27 | $7,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 327 | $7,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 1,456 | $7,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 400 | $7,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 400 | $7,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 518 | $7,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 590 | $7,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 1,181 | $7,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 1,772 | $7,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 1,032 | $7,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 100 | $7,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 4,142 | $7,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 1,141 | $7,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 550 | $7,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 1,362 | $7,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 1,338 | $7,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 543 | $7,000 | thousands by filing date | |
| AMERIANA BANCORP | 023613102 | COM | 334 | $7,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 5,285 | $7,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 1,320 | $7,000 | thousands by filing date | |
| WESTMORELAND RESOURCE PARTNE COM UNIT RP LP | 96108P103 | Stock | 775 | $7,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 1,755 | $7,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 70 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 283 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 42 | $6,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 533 | $6,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 1,462 | $6,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 1,225 | $6,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 97 | $6,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 511 | $6,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 1,534 | $6,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 320 | $6,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 340 | $6,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 1,048 | $6,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 1,302 | $6,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 658 | $6,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 1,813 | $6,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 534 | $6,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 1,566 | $6,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 2,672 | $6,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 3,257 | $6,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 548 | $6,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 466 | $6,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 1,918 | $6,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 2,111 | $6,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 368 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 381 | $6,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 773 | $6,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 3,073 | $6,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 2,283 | $6,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 673 | $6,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 3,333 | $6,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,017 | $6,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 1,897 | $6,000 | thousands by filing date | |
| UNITED SECURITY BANCSHARES | 911459105 | COM | 739 | $6,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 2,731 | $6,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 294 | $6,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 2,409 | $6,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC COM | 591018882 | Stock | 1,534 | $6,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 61 | $5,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 94 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 120 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 231 | $5,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,772 | $5,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 1,524 | $5,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 1,328 | $5,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 1,205 | $5,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 2,979 | $5,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 900 | $5,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 1,717 | $5,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 255 | $5,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 1,409 | $5,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 672 | $5,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 322 | $5,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 1,013 | $5,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 314 | $5,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 841 | $5,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 959 | $5,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 1,489 | $5,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 958 | $5,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 200 | $5,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 266 | $5,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 1,446 | $5,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 2,606 | $5,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 1,203 | $5,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 1,284 | $5,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 1,679 | $5,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 2,221 | $5,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 4,533 | $5,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 2,512 | $5,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 1,702 | $5,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 2,439 | $5,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 807 | $5,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 3,232 | $5,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 1,064 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 241 | $5,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 887 | $5,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 382,479 | $5,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 734 | $5,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 288 | $5,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,704 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 67 | $4,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 807 | $4,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 500 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 97 | $4,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,251 | $4,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 1,777 | $4,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 162 | $4,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 669 | $4,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 1,147 | $4,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 912 | $4,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 243 | $4,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 242 | $4,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 708 | $4,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 522 | $4,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 381 | $4,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 2,029 | $4,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 1,300 | $4,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 51 | $4,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 378 | $4,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 2,254 | $4,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 2,233 | $4,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 6,698 | $4,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 217 | $4,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 1,818 | $4,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 1,351 | $4,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 1,409 | $4,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 1,039 | $4,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 2,364 | $4,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 1,153 | $4,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 893 | $4,000 | thousands by filing date | |
| AMERICAN CARESOURCE HLDGS IN | 02505A202 | COM | 2,372 | $4,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 1,128 | $4,000 | thousands by filing date | |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 738 | $4,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 144 | $4,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 449 | $4,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 663 | $4,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 771 | $4,000 | thousands by filing date | |
| TRIVASCULAR TECHNOLOGIES INC | 89685A102 | COM | 804 | $4,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 277 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 114 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 38 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 105 | $3,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 300 | $3,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 162 | $3,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 563 | $3,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 261 | $3,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 463 | $3,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 189 | $3,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 247 | $3,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 66 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 47 | $3,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 369 | $3,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 187 | $3,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 1,562 | $3,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 2,599 | $3,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 2,662 | $3,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 6,233 | $3,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 1,402 | $3,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 959 | $3,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 1,132 | $3,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 651 | $3,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 509 | $3,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 1,177 | $3,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 903 | $3,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 3,123 | $3,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 731 | $3,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 906 | $3,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 5,119 | $3,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 1,138 | $3,000 | thousands by filing date | |
| TENGASCO INC | 88033R205 | COM NEW | 10,700 | $3,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 1,791 | $3,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 3,090 | $3,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 1,433 | $3,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 1,390 | $3,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 2,978 | $3,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 1,749 | $3,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 2,204 | $3,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 3,692 | $3,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 924 | $3,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 2,473 | $3,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 629 | $3,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 4,759 | $3,000 | thousands by filing date | |
| TRUETT-HURST INC THST | 897871109 | COMMON | 1,254 | $3,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233107 | COM | 1,673 | $3,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 1,681 | $3,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 1,488 | $3,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 452 | $3,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 463 | $3,000 | thousands by filing date | |
| SPDR SER TR | 78468R879 | BLOOMBERG 0 5 YR | 170 | $3,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 463 | $3,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 98 | $3,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 168 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 17 | $2,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 888 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 84 | $2,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 2,565 | $2,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 808 | $2,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 179 | $2,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 413 | $2,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 328 | $2,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 138 | $2,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 481 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 47 | $2,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 1,029 | $2,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 1,585 | $2,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 1,601 | $2,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 505 | $2,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 2,566 | $2,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 267 | $2,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 128 | $2,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 3,311 | $2,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 6,146 | $2,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 76 | $2,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 1,363 | $2,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 6,270 | $2,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 297 | $2,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 8,454 | $2,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 1,049 | $2,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 1,190 | $2,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 722 | $2,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 1,758 | $2,000 | thousands by filing date | |
| AMBASSADORS GROUP INC | 023177108 | COM | 925 | $2,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 143 | $2,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 130 | $2,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 1,140 | $2,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 521 | $2,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 2,923 | $2,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 2,546 | $2,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 222 | $2,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 1,156 | $2,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 390 | $2,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 2,067 | $2,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 175 | $2,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 9,709 | $2,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 1,849 | $2,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 1,261 | $2,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 1,123 | $2,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 1,950 | $2,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 303 | $2,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 462 | $2,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 6,691 | $2,000 | thousands by filing date | |
| NAUGATUCK VY FINL CORP MD | 63906P107 | COM | 229 | $2,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 162 | $2,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 252 | $2,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 992 | $2,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 787 | $2,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 125 | $2,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 128 | $2,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 556 | $2,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC | 775431109 | COM | 746 | $2,000 | thousands by filing date | |
| TECUMSEH PRODS CO | 878895309 | COM | 639 | $2,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 311 | $1,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 148 | $1,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 135 | $1,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 143 | $1,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 228 | $1,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 184 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 29 | $1,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 113 | $1,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 239 | $1,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 39 | $1,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 162 | $1,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 270 | $1,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 198 | $1,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 112 | $1,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 97 | $1,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 212 | $1,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 3,800 | $1,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 490 | $1,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 252 | $1,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 240 | $1,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 531 | $1,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 131 | $1,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 317 | $1,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 228 | $1,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 403 | $1,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 398 | $1,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 327 | $1,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 98 | $1,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 108 | $1,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 379 | $1,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 2,030 | $1,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 71 | $1,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 34 | $1,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 146 | $1,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 33 | $1,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 436 | $1,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 164 | $1,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 151 | $1,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 391 | $1,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 257 | $1,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 220 | $1,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 431 | $1,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 773 | $1,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 186 | $1,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 179 | $1,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 72 | $1,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 85 | $1,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 4,941 | $1,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 115 | $1,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 1,563 | $1,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 486 | $1,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 243 | $1,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 542 | $1,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 238 | $1,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 2,139 | $1,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 1,300 | $1,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 388 | $1,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 717 | $1,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 921 | $1,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 96 | $1,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 540 | $1,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 450 | $1,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 538 | $1,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 1,784 | $1,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 2,604 | $1,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 176 | $1,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 218 | $1,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 2,781 | $1,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 404 | $1,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 2,073 | $1,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 337 | $1,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 1,516 | $1,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 575 | $1,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 565 | $1,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 983 | $1,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 1,381 | $1,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 274 | $1,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 127 | $1,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 290 | $1,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 253 | $1,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 526 | $1,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 1,585 | $1,000 | thousands by filing date | |
| PDI INC | 69329V100 | COM | 969 | $1,000 | thousands by filing date | |
| LEARNING TREE INTERNATIONAL | 522015106 | COM | 658 | $1,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 2,177 | $1,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 165 | $1,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 287 | $1,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 604 | $1,000 | thousands by filing date | |
| COMMUNITY BANK SHARES/IN | 203599105 | COMMON | 36 | $1,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 91 | $1,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 90 | $1,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 307 | $1,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 606 | $1,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F104 | COM | 1,767 | $1,000 | thousands by filing date | |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 244 | $1,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 614 | $1,000 | thousands by filing date | |
| GEEKNET INC | 36846Q203 | COM | 62 | $1,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 319 | $1,000 | thousands by filing date | |
| INTERNET PATENTS CORP | 46063G101 | COM | 341 | $1,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 499 | $1,000 | thousands by filing date | |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 1,374 | $1,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 499 | $1,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 172 | $1,000 | thousands by filing date | |
| QC HLDGS INC | 74729T101 | COM | 335 | $1,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 315 | $1,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255302 | COM PAR $0.0001 | 822 | $1,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 124 | $1,000 | thousands by filing date | |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 109 | $1,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 253 | $1,000 | thousands by filing date | |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 646 | $1,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 78 | $1,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 234 | $1,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 1,412 | $1,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 154 | $1,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 201 | $1,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 168 | $1,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 108 | $1,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 133 | $1,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 101 | $1,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 193 | $1,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 182 | $1,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 148 | $1,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 561 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001145443-15-000989 | this filing | 2015-08-14 | acceptance time not in the bulk data set |