13F-HR filed by MANUFACTURERS LIFE INSURANCE COMPANY, THE
MANUFACTURERS LIFE INSURANCE COMPANY, THE filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-12, with 3,978 holding rows worth $68,861,479,000.
- Accession
- 0001145443-15-000213
- Filer
- CIK 928047
- Filed
- 2015-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 7,861 entries on the cover page, a total value of $68,861,479,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $68,861,522,000 with VALUE read as thousands by filing date, 13F file number 028-04428. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMANULIFE FINANCIAL CORP028-11519
- included managerManulife Asset Management Ltd028-11524
- included managerJOHN HANCOCK LIFE INSURANCE CO USA028-15079
- included managerMANULIFE ASSET MANAGEMENT (US) LLC028-03673
- included managerManulife Asset Management (North America) Ltd028-10490
- included managerSignator Financial Services, Inc.028-16123
- included managerSignator Investors, Inc.028-16472
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 5,562 | $118,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 9,001 | $118,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 8,392 | $118,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 66,276 | $118,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 5,869 | $117,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 3,319 | $117,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 4,534 | $117,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,280 | $116,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 2,250 | $116,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 7,314 | $116,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 5,364 | $116,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 48,213 | $116,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 41,866 | $116,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 116,680 | $116,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 7,977 | $116,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 4,346 | $115,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 3,223 | $115,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 6,847 | $115,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 130,851 | $115,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 37,231 | $115,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 9,610 | $115,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 7,711 | $114,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 71,578 | $114,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 32,248 | $114,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 3,949 | $114,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 25,690 | $114,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 6,593 | $113,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 20,345 | $113,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 2,635 | $112,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 5,755 | $112,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 7,690 | $112,000 | thousands by filing date | |
| MAVENIR SYS INC | 577675101 | COM | 8,258 | $112,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 15,846 | $111,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 16,319 | $111,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 24,260 | $111,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 6,548 | $111,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 2,317 | $111,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 3,497 | $111,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 9,840 | $110,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 2,014 | $110,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 2,653 | $110,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 4,555 | $110,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,817 | $109,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 3,405 | $109,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 6,550 | $109,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 10,316 | $109,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 13,682 | $109,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 6,272 | $109,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 8,105 | $109,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,773 | $108,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 5,569 | $108,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 24,358 | $108,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 3,499 | $107,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 2,090 | $106,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 3,265 | $104,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,723 | $104,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 3,337 | $104,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 14,032 | $104,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 7,578 | $104,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 9,328 | $104,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 12,829 | $103,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 3,327 | $103,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 2,013 | $102,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 3,078 | $102,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 3,541 | $102,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 6,082 | $102,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 7,240 | $101,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 5,661 | $101,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 2,913 | $100,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 9,245 | $99,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 12,179 | $99,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 3,598 | $98,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 5,432 | $98,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,310 | $97,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,958 | $97,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 3,608 | $97,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 2,810 | $96,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 2,420 | $96,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 24,517 | $96,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 1,698 | $95,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,563 | $95,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 4,766 | $94,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 9,393 | $94,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 6,522 | $94,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 1,226 | $93,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 3,592 | $93,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 598 | $93,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 5,701 | $93,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 4,003 | $93,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 3,472 | $92,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 4,493 | $92,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 4,716 | $92,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 7,661 | $92,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 5,000 | $91,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 2,422 | $90,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 3,631 | $90,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 15,260 | $90,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 3,472 | $89,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 3,297 | $89,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 2,982 | $89,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 4,637 | $89,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 2,936 | $89,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 4,187 | $89,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 1,231 | $88,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 2,957 | $88,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 7,743 | $88,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 7,404 | $88,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 2,024 | $87,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 2,277 | $87,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 5,051 | $86,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 26,948 | $86,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 752 | $86,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 9,594 | $86,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 2,807 | $86,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 1,678 | $84,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 831 | $84,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 2,075 | $83,000 | thousands by filing date | |
| VTI | 922908769 | COM | 775 | $82,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,263 | $82,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 4,624 | $82,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 8,603 | $82,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,212 | $82,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 10,253 | $82,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 6,852 | $82,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 5,097 | $81,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 1,703 | $81,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 4,289 | $81,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 2,794 | $81,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 6,207 | $81,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 2,514 | $81,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 12,737 | $81,000 | thousands by filing date | |
| FRANKLIN FINANCIAL CORP/VA | 35353C102 | COM | 3,841 | $81,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 5,336 | $81,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 11,586 | $80,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 3,636 | $80,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 16,389 | $80,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 500 | $78,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 2,331 | $78,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 2,026 | $78,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 78,558 | $78,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 1,512 | $77,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 157,118 | $77,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 2,157 | $77,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 5,679 | $77,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 565 | $76,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 3,816 | $76,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 633 | $75,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 3,332 | $75,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 1,997 | $75,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 3,615 | $75,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 3,000 | $75,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 6,546 | $75,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 23,231 | $75,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 1,686 | $74,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 10,895 | $74,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1,898 | $74,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 3,505 | $74,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 2,490 | $73,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,665 | $73,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 1,626 | $73,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 2,544 | $73,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1,526 | $73,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 3,255 | $73,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 575 | $72,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 1,669 | $72,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 6,938 | $72,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 576 | $71,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 271 | $71,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 4,095 | $71,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 20,550 | $71,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,629 | $70,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 9,069 | $70,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 3,667 | $69,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 25,861 | $69,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 1,152 | $69,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 2,832 | $68,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 3,392 | $67,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 3,986 | $67,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 4,804 | $67,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 4,252 | $67,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 959 | $66,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 400 | $65,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 3,013 | $65,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 1,831 | $65,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 10,234 | $64,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 2,548 | $63,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 2,259 | $62,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 24,540 | $62,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 1,604 | $62,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 892 | $61,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 7,404 | $61,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 22,104 | $61,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 17,677 | $60,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,287 | $60,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 14,348 | $60,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 4,779 | $59,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 6,142 | $59,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 2,158 | $59,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 9,257 | $59,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 6,540 | $58,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 30,732 | $58,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 2,406 | $57,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 3,076 | $57,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 6,168 | $57,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 4,637 | $57,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 2,681 | $57,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 4,006 | $56,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 3,250 | $56,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 2,179 | $56,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 2,237 | $56,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 2,500 | $56,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 4,873 | $56,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 4,054 | $56,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 1,996 | $56,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 3,219 | $55,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 2,837 | $55,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 2,228 | $55,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 2,029 | $55,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 4,148 | $55,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 2,495 | $55,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 2,072 | $54,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 3,571 | $54,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 34,092 | $54,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 33,462 | $54,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 5,512 | $53,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 4,272 | $53,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 4,298 | $53,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 6,896 | $52,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 20,199 | $52,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 1,603 | $52,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 706 | $51,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 1,127 | $51,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 17,908 | $51,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 1,284 | $51,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 5,482 | $51,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 9,383 | $51,000 | thousands by filing date | |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 4,740 | $51,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 450 | $50,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1,658 | $50,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 2,257 | $50,000 | thousands by filing date | |
| FMSA HLDGS INC | 30255X106 | COM | 7,062 | $49,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 1,660 | $48,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 370 | $48,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 2,891 | $48,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 1,884 | $48,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 1,606 | $47,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 1,535 | $47,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 3,288 | $47,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 1,477 | $46,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 1,362 | $45,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 980 | $45,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 9,883 | $45,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 3,003 | $45,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 4,355 | $45,000 | thousands by filing date | |
| NORCRAFT COS INC | 65557Y105 | COM | 2,333 | $45,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 3,938 | $44,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 2,432 | $44,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 1,809 | $44,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 401 | $43,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 2,813 | $43,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 787 | $43,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 4,109 | $43,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 1,249 | $43,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 741 | $42,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 1,081 | $42,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 805 | $42,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 2,681 | $42,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 1,626 | $42,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 2,102 | $42,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 25,939 | $42,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 732 | $41,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 1,525 | $41,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,833 | $41,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 609 | $41,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 2,484 | $41,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 2,371 | $41,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 1,219 | $40,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 2,399 | $40,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 2,652 | $40,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 2,233 | $40,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 2,402 | $40,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 1,295 | $40,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 4,908 | $40,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 1,333 | $39,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 5,096 | $39,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 2,417 | $39,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 1,292 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 1,572 | $38,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 1,607 | $38,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 2,689 | $38,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 2,120 | $38,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 2,362 | $38,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 961 | $37,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 2,608 | $36,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 2,603 | $36,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 6,598 | $36,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 26,403 | $36,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 8,182 | $35,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,013 | $35,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 2,425 | $35,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 4,813 | $35,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 650 | $35,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 6,309 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 275 | $34,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 1,559 | $34,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 956 | $34,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 2,372 | $33,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 15,314 | $33,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 18,614 | $33,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 2,242 | $33,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 282 | $32,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 2,171 | $31,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 566 | $31,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 696 | $31,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 260 | $31,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 8,682 | $31,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 1,487 | $31,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 10,622 | $31,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 1,847 | $31,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 823 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 686 | $30,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 591 | $30,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 1,411 | $30,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 1,093 | $30,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 7,266 | $30,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,295 | $29,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 451 | $29,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 1,010 | $29,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 1,479 | $29,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 1,560 | $29,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 3,125 | $29,000 | thousands by filing date | |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 1,715 | $29,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,552 | $28,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 2,686 | $28,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 30,062 | $28,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 790 | $28,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 200 | $27,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 814 | $27,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 22,984 | $27,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 3,458 | $27,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 7,003 | $27,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 1,317 | $27,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 259 | $26,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 802 | $26,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 982 | $26,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 3,767 | $26,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 349 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 202 | $25,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,680 | $25,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 2,437 | $25,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 1,332 | $25,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 857 | $25,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 473 | $25,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 13,737 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 478 | $24,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 927 | $24,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 1,271 | $24,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 2,513 | $24,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 771 | $24,000 | thousands by filing date | |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 89,777 | $24,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 242 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 260 | $23,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 729 | $23,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,387 | $23,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 1,757 | $23,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 1,697 | $23,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 2,199 | $22,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 947 | $22,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 2,245 | $22,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 970 | $22,000 | thousands by filing date | |
| OCI RES LP | 67081B106 | COM UNIT LTD | 847 | $22,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 350 | $21,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 627 | $21,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 427 | $21,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 815 | $21,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 1,803 | $21,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 2,421 | $20,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 5,465 | $20,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 1,309 | $20,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 12,429 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 200 | $18,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 2,849 | $18,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 564 | $18,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 2,254 | $18,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 1,594 | $18,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 754 | $18,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 877 | $18,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 1,000 | $18,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 1,321 | $18,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 1,277 | $18,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 919 | $18,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 11,534 | $18,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 167 | $17,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 509 | $17,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 332 | $17,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 632 | $17,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 6,834 | $17,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 6,331 | $17,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 1,599 | $16,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 1,342 | $16,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 2,562 | $16,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 808 | $16,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 12,817 | $16,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 602 | $16,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 7,559 | $16,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 5,000 | $16,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 5,854 | $16,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 849 | $16,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 2,192 | $15,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 1,303 | $15,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 978 | $15,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 411 | $15,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 468 | $15,000 | thousands by filing date | |
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 985 | $15,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 867 | $15,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 997 | $15,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 16,698 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 300 | $14,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 529 | $14,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 849 | $14,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 16,072 | $14,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 2,441 | $14,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 9,650 | $14,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 703 | $14,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 120 | $13,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 128 | $13,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 463 | $13,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 810 | $13,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 1,140 | $13,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 744 | $13,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 561 | $13,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 1,914 | $13,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 653 | $13,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 130 | $12,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 119 | $12,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 307 | $12,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2,032 | $12,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 1,250 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 375 | $12,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 166 | $12,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 349 | $12,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 1,539 | $12,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 1,840 | $12,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 664 | $12,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 180 | $11,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 119 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 90 | $11,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 511 | $11,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,224 | $11,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 1,506 | $11,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 2,259 | $11,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 800 | $11,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 1,786 | $11,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 1,297 | $11,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 244 | $11,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 1,059 | $11,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 1,253 | $11,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 1,278 | $11,000 | thousands by filing date | |
| LIBERTY BB-C RGH2014 | 530307115 | COM | 1,059 | $11,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 2,484 | $11,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 591 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 70 | $10,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 1,051 | $10,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 206 | $10,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 356 | $10,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 716 | $10,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 1,413 | $10,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 790 | $10,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 616 | $10,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 1,467 | $10,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 730 | $10,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 738 | $10,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 193 | $10,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 5,939 | $10,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 4,405 | $10,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 761 | $10,000 | thousands by filing date | |
| L N B BANCORP INC | 502100100 | COM | 567 | $10,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 560 | $10,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 771 | $10,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 500 | $10,000 | thousands by filing date | |
| TRIVASCULAR TECHNOLOGIES INC | 89685A102 | COM | 804 | $10,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 469 | $9,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 650 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 221 | $9,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 3,298 | $9,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 718 | $9,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 571 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 135 | $9,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 473 | $9,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 904 | $9,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 665 | $9,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 382,479 | $9,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 156 | $8,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 76 | $8,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 800 | $8,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 1,225 | $8,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 483 | $8,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 941 | $8,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 100 | $8,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 590 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001145443-15-000213 | this filing | 2015-02-12 | acceptance time not in the bulk data set |