13F-HR/A filed by MANUFACTURERS LIFE INSURANCE COMPANY, THE
MANUFACTURERS LIFE INSURANCE COMPANY, THE filed this 13F-HR/A for the quarter ended 2014-06-30, filed 2014-08-28, with 3,884 holding rows worth $70,113,105,000.
- Accession
- 0001145443-14-001135
- Filer
- CIK 928047
- Filed
- 2014-08-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, amendment of type restatement, 7,661 entries on the cover page, a total value of $70,113,105,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $70,113,105,000 with VALUE read as thousands by filing date, 13F file number 028-04428. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerMANULIFE FINANCIAL CORP028-11519
- included managerManulife Asset Management Ltd028-11524
- included managerJOHN HANCOCK LIFE INSURANCE CO USA028-15079
- included managerMANULIFE ASSET MANAGEMENT (US) LLC028-03673
- included managerManulife Asset Management (North America) Ltd028-10490
- included managerSignator Financial Services, Inc.028-16123
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ORCHID IS CAP INC | 68571X103 | COM | 425 | $6,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 903 | $6,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 571 | $6,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 1,143 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 115 | $6,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 750 | $6,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 2,099 | $6,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 2,490 | $6,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 2,453 | $6,000 | thousands by filing date | |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 3,715 | $6,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 2,581 | $6,000 | thousands by filing date | |
| NASB FINANCIAL INC | 628968109 | COM | 241 | $6,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 50 | $6,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 453 | $6,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 3,113 | $6,000 | thousands by filing date | |
| State Investors Bancorp, Inc. | 857030100 | Common Stock | 367 | $6,000 | thousands by filing date | |
| HAMPDEN BANCORP INC | 40867E107 | COM | 343 | $6,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 402 | $6,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 263 | $5,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 158 | $5,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 337 | $5,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 1,604 | $5,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 200 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 100 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 107 | $5,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 183 | $5,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 667 | $5,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 1,462 | $5,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 500 | $5,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 37 | $5,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 183 | $5,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 231 | $5,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 441 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 179 | $5,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 652 | $5,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 1,409 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 129 | $5,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 677 | $5,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 494 | $5,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 1,028 | $5,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 1,289 | $5,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 297 | $5,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 508 | $5,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 9,630 | $5,000 | thousands by filing date | |
| NEWTEK BUSINESS SERVICES INC | 652526104 | COMMON STOCK | 1,992 | $5,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 3,169 | $5,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 200 | $5,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 2,824 | $5,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 2,228 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 250 | $5,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 1,791 | $5,000 | thousands by filing date | |
| RICK'S CABARET INTL INC | 765641303 | COM | 508 | $5,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 942 | $5,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 924 | $5,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 1,052 | $5,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 1,338 | $5,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 492 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 135 | $5,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 1,354 | $5,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 1,020 | $5,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 362 | $5,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 348 | $5,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 37 | $4,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 45 | $4,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 277 | $4,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 57 | $4,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 48 | $4,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 128 | $4,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,704 | $4,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 888 | $4,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 122 | $4,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 298 | $4,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 129 | $4,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 2,565 | $4,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 102 | $4,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 262 | $4,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 302 | $4,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 77 | $4,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,251 | $4,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 1,328 | $4,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 162 | $4,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 238 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 53 | $4,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 700 | $4,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 330 | $4,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 242 | $4,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 222 | $4,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 2,938 | $4,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 215 | $4,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 274 | $4,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 2,448 | $4,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 3,311 | $4,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 180 | $4,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 268 | $4,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 2,129 | $4,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 2,606 | $4,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 1,203 | $4,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 4,437 | $4,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 509 | $4,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 2,254 | $4,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 123 | $4,000 | thousands by filing date | |
| AMBASSADORS GROUP INC | 023177108 | COM | 925 | $4,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 2,083 | $4,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 2,507 | $4,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 981 | $4,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 2,604 | $4,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 1,827 | $4,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 1,138 | $4,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 2,781 | $4,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 2,546 | $4,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 1,344 | $4,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 2,978 | $4,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 970 | $4,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 1,585 | $4,000 | thousands by filing date | |
| PDI INC | 69329V100 | COM | 969 | $4,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 1,492 | $4,000 | thousands by filing date | |
| LIPOSCIENCE INC | 53630M108 | COM | 1,178 | $4,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 6,691 | $4,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 378 | $4,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 787 | $4,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 404 | $4,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 203 | $4,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 34,594 | $4,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 52 | $3,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 190 | $3,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 94 | $3,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 204 | $3,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 133 | $3,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 974 | $3,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 706 | $3,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 90 | $3,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 252 | $3,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 121 | $3,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 323 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 47 | $3,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 104 | $3,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 2,030 | $3,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 243 | $3,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 265 | $3,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 1,562 | $3,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 117 | $3,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 505 | $3,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 3,214 | $3,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 1,402 | $3,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 283 | $3,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 1,132 | $3,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 722 | $3,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 2,233 | $3,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 1,145 | $3,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 794 | $3,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 1,908 | $3,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 400 | $3,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 108 | $3,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 3,840 | $3,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 1,818 | $3,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 1,351 | $3,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 1,364 | $3,000 | thousands by filing date | |
| UROPLASTY INC | 917277204 | COM NEW | 1,230 | $3,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 1,749 | $3,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 278 | $3,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 3,187 | $3,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 629 | $3,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 1,064 | $3,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 2,052 | $3,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 166 | $3,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 657 | $3,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 1,039 | $3,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 604 | $3,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 629 | $3,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 2,105 | $3,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 2,177 | $3,000 | thousands by filing date | |
| LEHIGH GAS PARTNERS LP | 524814100 | UT LTD PTN INT | 118 | $3,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 557 | $3,000 | thousands by filing date | |
| Gleacher & Co Inc | 377341201 | COM NEW | 296 | $3,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 124 | $3,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 99 | $3,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 159 | $3,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 4,964 | $3,000 | thousands by filing date | |
| TECUMSEH PRODS CO | 878895309 | COM | 639 | $3,000 | thousands by filing date | |
| COLUMBIA LABS INC | 197779200 | COM NEW | 449 | $3,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 34 | $2,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 24 | $2,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 135 | $2,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 310 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 77 | $2,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 601 | $2,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 915 | $2,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 135 | $2,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 287 | $2,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 130 | $2,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 123 | $2,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 3,800 | $2,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 179 | $2,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 67 | $2,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 142 | $2,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 273 | $2,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 27 | $2,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 57 | $2,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 214 | $2,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 120 | $2,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 349 | $2,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 270 | $2,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 74 | $2,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 121 | $2,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 125 | $2,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 107 | $2,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 1,569 | $2,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 1,342 | $2,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 179 | $2,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 167 | $2,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 346 | $2,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 1,190 | $2,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 1,563 | $2,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 502 | $2,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 1,758 | $2,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 213 | $2,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 205 | $2,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 959 | $2,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 253 | $2,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 1,784 | $2,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 465 | $2,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 310 | $2,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 2,073 | $2,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 864 | $2,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 222 | $2,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 2,204 | $2,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 688 | $2,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 2,689 | $2,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 983 | $2,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 70 | $2,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 906 | $2,000 | thousands by filing date | |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 107 | $2,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 998 | $2,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 693 | $2,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 114 | $2,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 637 | $2,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 1,488 | $2,000 | thousands by filing date | |
| LEARNING TREE INTERNATIONAL | 522015106 | COM | 658 | $2,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 62 | $2,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 604 | $2,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 1,950 | $2,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 279 | $2,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 155 | $2,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 462 | $2,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 819 | $2,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 172 | $2,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 293 | $2,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954206 | COM | 636 | $2,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 96 | $2,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 1,412 | $2,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 154 | $2,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 176 | $2,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 561 | $2,000 | thousands by filing date | |
| MARLIN MIDSTREAM PARTNERS LP | 57118V100 | COM UTLTD PTN IN | 114 | $2,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 277 | $2,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 185 | $2,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 452 | $2,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 123 | $2,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 137 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 12 | $1,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 311 | $1,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 61 | $1,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 1,026 | $1,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 351 | $1,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 198 | $1,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 136 | $1,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 35 | $1,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 13 | $1,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 54 | $1,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 172 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 14 | $1,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 70 | $1,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 228 | $1,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 398 | $1,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 327 | $1,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 153 | $1,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 21 | $1,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 108 | $1,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 146 | $1,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 2,556 | $1,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 50 | $1,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 184 | $1,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 615 | $1,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 618 | $1,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 778 | $1,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 115 | $1,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 145 | $1,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 238 | $1,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 1,144 | $1,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 435 | $1,000 | thousands by filing date | |
| AMBIT BIOSCIENCES CORP | 02318X100 | COM | 178 | $1,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 1,300 | $1,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 432 | $1,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 96 | $1,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 1,314 | $1,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 1,084 | $1,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 196 | $1,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 234 | $1,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 678 | $1,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 513 | $1,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 370 | $1,000 | thousands by filing date | |
| INTERPHASE CORP | 460593106 | COM | 265 | $1,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 649 | $1,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 570 | $1,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 3,182 | $1,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 905 | $1,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 116 | $1,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 127 | $1,000 | thousands by filing date | |
| VIDEO DISPLAY CORP | 926555103 | COM | 282 | $1,000 | thousands by filing date | |
| VISION-SCIENCES INC | 927912105 | COM | 500 | $1,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 464 | $1,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 408 | $1,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 302 | $1,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 637 | $1,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 361 | $1,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 672 | $1,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 160 | $1,000 | thousands by filing date | |
| COLLABRX INC | 19422J108 | COM | 407 | $1,000 | thousands by filing date | |
| ALCO STORES INC | 001600105 | COM | 83 | $1,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 119 | $1,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 133 | $1,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 91 | $1,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 188 | $1,000 | thousands by filing date | |
| BAXANO SURGICAL | 071773105 | COM | 1,345 | $1,000 | thousands by filing date | |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 244 | $1,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 182 | $1,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 254 | $1,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 769 | $1,000 | thousands by filing date | |
| GEEKNET INC | 36846Q203 | COM | 62 | $1,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 172 | $1,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 82 | $1,000 | thousands by filing date | |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 377 | $1,000 | thousands by filing date | |
| RESPONSE GENETICS INC | 76123U105 | COM | 553 | $1,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 246 | $1,000 | thousands by filing date | |
| INTERNET PATENTS CORP | 46063G101 | COM | 341 | $1,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 171 | $1,000 | thousands by filing date | |
| CHYRONHEGO CORP | 171607104 | COM | 466 | $1,000 | thousands by filing date | |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 1,374 | $1,000 | thousands by filing date | |
| PIZZA INN HOLDINGS INC | 725846109 | COM | 140 | $1,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 690 | $1,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 57 | $1,000 | thousands by filing date | |
| QC HLDGS INC | 74729T101 | COM | 335 | $1,000 | thousands by filing date | |
| NAUGATUCK VY FINL CORP MD | 63906P107 | COM | 155 | $1,000 | thousands by filing date | |
| FIRST FINL SVC CORP | 32022D108 | COM | 239 | $1,000 | thousands by filing date | |
| PEERLESS SYS CORP COM | 705536100 | COM | 310 | $1,000 | thousands by filing date | |
| DORAL FINL CORP COM | 25811P852 | COM | 195 | $1,000 | thousands by filing date | |
| COVER-ALL TECHNOLOGIES INC | 222892101 | COM | 941 | $1,000 | thousands by filing date | |
| SUTRON CORP | 869380105 | COM | 201 | $1,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 75 | $1,000 | thousands by filing date | |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 109 | $1,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 78 | $1,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 257 | $1,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 201 | $1,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 40 | $1,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 146 | $1,000 | thousands by filing date | |
| MAJESCO ENTERTAINMENT CO COM PAR NEW | 560690307 | Stock | 281 | $1,000 | thousands by filing date | |
| LIME ENERGY CO COM | 53261U304 | COM | 203 | $1,000 | thousands by filing date | |
| ZALICUS INC | 98887C204 | COM | 558 | $1,000 | thousands by filing date | |
| AASTROM BIOSCIENCES INC | 00253U404 | COM PAR$ | 181 | $1,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FULL HSE RESORTS INC | 359678109 | COM | 317 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COFFEE HLDG CO INC | 192176105 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286301 | CMN | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B408 | CMN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BODY CENTRAL CORP | 09689U102 | COM | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860103 | COM | 692 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 947 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 293 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MELA SCIENCES INC | 55277R100 | COM | 1,230 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CACHE INC | 127150308 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTERTAINMENT GAMING ASIA IN | 29383V206 | COM | 611 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 181 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USEC INC | 90333E207 | COMMON | 164 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOLTARI CORP NEW | 92870X309 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXFORD RESOURCE PARTNERS LP | 691807101 | COM UNIT RP LP | 454 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN SPECTRUM REALTY INC | 02970Q203 | COM | 265 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 121 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Escalera Resources Co | 296064108 | Ordinary Shares | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELCATH SYS INC | 24661P401 | Cmn | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERTEL HOSPITALITY INC MD | 868526401 | COM NEW ADDED | 157 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001145443-14-001061 | superseded | 2014-08-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001145443-14-001089 | superseded | 2014-08-19 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001145443-14-001135 | this filing | 2014-08-28 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001145443-14-001165 | base | 2014-09-15 | acceptance time not in the bulk data set |