13F-HR/A filed by MANUFACTURERS LIFE INSURANCE COMPANY, THE
MANUFACTURERS LIFE INSURANCE COMPANY, THE filed this 13F-HR/A for the quarter ended 2014-03-31, filed 2014-05-15, with 3,837 holding rows worth $62,773,742,000.
- Accession
- 0001145443-14-000781
- Filer
- CIK 928047
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, amendment of type restatement, 7,527 entries on the cover page, a total value of $62,773,742,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $62,773,742,000 with VALUE read as thousands by filing date, 13F file number 028-04428. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerManulife Financial Corporation 028-11519
- included managerManulife Asset Management Limited 028-11524
- included managerJohn Hancock Life Insurance Company (U.S.A.) 028-15079
- included managerManulife Asset Management (US) LLC 028-03673
- included managerManulife Asset Management (North America) Limited 028-10490
- included managerSignator Financial Services, Inc. 028-16123
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 2,565 | $5,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 667 | $5,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 500 | $5,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 840 | $5,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 35 | $5,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 1,872 | $5,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 441 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 122 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 179 | $5,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 652 | $5,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 1,409 | $5,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 1,028 | $5,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 1,029 | $5,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 330 | $5,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 1,289 | $5,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 369 | $5,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 590 | $5,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 508 | $5,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 81 | $5,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 200 | $5,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 1,366 | $5,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 197 | $5,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 2,606 | $5,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 2,228 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 250 | $5,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 1,827 | $5,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 1,502 | $5,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 2,546 | $5,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 2,978 | $5,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 942 | $5,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 924 | $5,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 1,052 | $5,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 1,007 | $5,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 970 | $5,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 1,261 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 135 | $5,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 362 | $5,000 | thousands by filing date | |
| HAMPDEN BANCORP INC | 40867E107 | COM | 343 | $5,000 | thousands by filing date | |
| NTS INC NEV COM | 62943b105 | COM | 2,840 | $5,000 | thousands by filing date | |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 1,569 | $5,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 37 | $4,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 45 | $4,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 277 | $4,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 57 | $4,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 48 | $4,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 128 | $4,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 122 | $4,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 200 | $4,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 183 | $4,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 129 | $4,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 783 | $4,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 311 | $4,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 188 | $4,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 183 | $4,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 1,328 | $4,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 181 | $4,000 | thousands by filing date | principal |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 162 | $4,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 162 | $4,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 203 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 53 | $4,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 163 | $4,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 243 | $4,000 | thousands by filing date | principal |
| United Parcel Service, Inc | 917286106 | COM | 242 | $4,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 505 | $4,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 215 | $4,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 2,448 | $4,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 180 | $4,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 268 | $4,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 355 | $4,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 123 | $4,000 | thousands by filing date | |
| AMBASSADORS GROUP INC | 023177108 | COM | 925 | $4,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 2,824 | $4,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 2,083 | $4,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 1,818 | $4,000 | thousands by filing date | |
| UROPLASTY INC | 917277204 | COM NEW | 1,230 | $4,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 1,344 | $4,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 2,204 | $4,000 | thousands by filing date | |
| LCA-VISION INC | 501803308 | COM | 772 | $4,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 688 | $4,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 1,039 | $4,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 1,585 | $4,000 | thousands by filing date | |
| PDI INC | 69329V100 | COM | 969 | $4,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 1,492 | $4,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 1,354 | $4,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 234 | $4,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 557 | $4,000 | thousands by filing date | |
| LIPOSCIENCE INC | 53630M108 | COM | 1,178 | $4,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 6,691 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 58 | $3,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 88 | $3,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 179 | $3,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 150 | $3,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 974 | $3,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,251 | $3,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 706 | $3,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 46 | $3,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 120 | $3,000 | thousands by filing date | principal |
| READING INTL INC | 755408101 | CL A | 359 | $3,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 92 | $3,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 323 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 47 | $3,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 123 | $3,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 2,030 | $3,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 265 | $3,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 117 | $3,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 9,630 | $3,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 1,342 | $3,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 1,402 | $3,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 936 | $3,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 3,311 | $3,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 1,132 | $3,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 1,563 | $3,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 1,145 | $3,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 794 | $3,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 400 | $3,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 108 | $3,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 1,207 | $3,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 2,507 | $3,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 1,784 | $3,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 1,364 | $3,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 916 | $3,000 | thousands by filing date | |
| IDENTIVE GROUP INC | 45170X106 | COM | 2,531 | $3,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 2,073 | $3,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 864 | $3,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 1,749 | $3,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 629 | $3,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 983 | $3,000 | thousands by filing date | |
| FIRST FED BNCSHS OF ARKANSAS | 32020F303 | COM | 277 | $3,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 1,064 | $3,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 2,052 | $3,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 998 | $3,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 693 | $3,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 657 | $3,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 629 | $3,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 2,177 | $3,000 | thousands by filing date | |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 347 | $3,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 604 | $3,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 1,950 | $3,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 462 | $3,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 819 | $3,000 | thousands by filing date | |
| Gleacher & Co Inc | 377341201 | COM NEW | 296 | $3,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 378 | $3,000 | thousands by filing date | |
| COLUMBIA LABS INC | 197779200 | COM NEW | 449 | $3,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 34 | $2,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 400 | $2,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 310 | $2,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 301 | $2,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 126 | $2,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 1,026 | $2,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 220 | $2,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 915 | $2,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 135 | $2,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 104 | $2,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 287 | $2,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 123 | $2,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 3,800 | $2,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 179 | $2,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 157 | $2,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 90 | $2,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 273 | $2,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 214 | $2,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 120 | $2,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 349 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 131 | $2,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 700 | $2,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 270 | $2,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 74 | $2,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 215 | $2,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 397 | $2,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 1,569 | $2,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 436 | $2,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 179 | $2,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 167 | $2,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 283 | $2,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 346 | $2,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 50 | $2,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 1,758 | $2,000 | thousands by filing date | |
| AMBIT BIOSCIENCES CORP | 02318X100 | COM | 178 | $2,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 959 | $2,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 1,314 | $2,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 389 | $2,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 1,351 | $2,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 310 | $2,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 222 | $2,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 119 | $2,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 278 | $2,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 3,187 | $2,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 649 | $2,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 625 | $2,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 70 | $2,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 906 | $2,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 166 | $2,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 1,282 | $2,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 114 | $2,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 637 | $2,000 | thousands by filing date | |
| SYNTROLEUM CORP | 871630208 | COM | 472 | $2,000 | thousands by filing date | |
| LEARNING TREE INTERNATIONAL | 522015106 | COM | 658 | $2,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 302 | $2,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 62 | $2,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 346 | $2,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 91 | $2,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 399 | $2,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 155 | $2,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 182 | $2,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 147 | $2,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 115 | $2,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 172 | $2,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 113 | $2,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 1,412 | $2,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 257 | $2,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 113 | $2,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 681 | $2,000 | thousands by filing date | |
| MARLIN MIDSTREAM PARTNERS LP | 57118V100 | COM UTLTD PTN IN | 114 | $2,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 597 | $2,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 137 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 12 | $1,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 311 | $1,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 152 | $1,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 117 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 17 | $1,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 601 | $1,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 351 | $1,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 130 | $1,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 198 | $1,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 136 | $1,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 35 | $1,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 54 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 14 | $1,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 317 | $1,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 228 | $1,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 398 | $1,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 327 | $1,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 153 | $1,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 108 | $1,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 121 | $1,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 146 | $1,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 50 | $1,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 184 | $1,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 618 | $1,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 778 | $1,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 115 | $1,000 | thousands by filing date | |
| PARAMETRIC SOUND CORP | 699172201 | COM NEW | 65 | $1,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 238 | $1,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 1,144 | $1,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 205 | $1,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 96 | $1,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 1,084 | $1,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 947 | $1,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 196 | $1,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 678 | $1,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 513 | $1,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 370 | $1,000 | thousands by filing date | |
| MAJESCO ENTERTAINMENT CO | 560690208 | COM NEW | 1,973 | $1,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 1,230 | $1,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 1,067 | $1,000 | thousands by filing date | |
| INTERPHASE CORP | 460593106 | COM | 265 | $1,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 570 | $1,000 | thousands by filing date | |
| ENTERTAINMENT GAMING ASIA IN | 29383V206 | COM | 611 | $1,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 116 | $1,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 127 | $1,000 | thousands by filing date | |
| VIDEO DISPLAY CORP | 926555103 | COM | 282 | $1,000 | thousands by filing date | |
| VISION-SCIENCES INC | 927912105 | COM | 500 | $1,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 464 | $1,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 408 | $1,000 | thousands by filing date | |
| PMC COMMERCIAL TRUST | 693434102 | SH B | 202 | $1,000 | thousands by filing date | |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 181 | $1,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 637 | $1,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 361 | $1,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 672 | $1,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 160 | $1,000 | thousands by filing date | |
| USEC INC | 90333E207 | COMMON | 164 | $1,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 590 | $1,000 | thousands by filing date | |
| COLLABRX INC | 19422J108 | COM | 407 | $1,000 | thousands by filing date | |
| ALCO STORES INC | 001600105 | COM | 83 | $1,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 119 | $1,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 133 | $1,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 188 | $1,000 | thousands by filing date | |
| BAXANO SURGICAL | 071773105 | COM | 1,345 | $1,000 | thousands by filing date | |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 244 | $1,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 254 | $1,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 769 | $1,000 | thousands by filing date | |
| AMBIENT CORP | 02318N201 | COM | 394 | $1,000 | thousands by filing date | |
| GEEKNET INC | 36846Q203 | COM | 62 | $1,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 172 | $1,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 82 | $1,000 | thousands by filing date | |
| OXFORD RESOURCE PARTNERS LP | 691807101 | COM UNIT RP LP | 454 | $1,000 | thousands by filing date | |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 377 | $1,000 | thousands by filing date | |
| RESPONSE GENETICS INC | 76123U105 | COM | 553 | $1,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 412 | $1,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 246 | $1,000 | thousands by filing date | |
| INTERNET PATENTS CORP | 46063G101 | COM | 341 | $1,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 171 | $1,000 | thousands by filing date | |
| CHYRONHEGO CORP | 171607104 | COM | 466 | $1,000 | thousands by filing date | |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 1,374 | $1,000 | thousands by filing date | |
| PIZZA INN HOLDINGS INC | 725846109 | COM | 140 | $1,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 690 | $1,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 57 | $1,000 | thousands by filing date | |
| QC HLDGS INC | 74729T101 | COM | 335 | $1,000 | thousands by filing date | |
| NAUGATUCK VY FINL CORP MD | 63906P107 | COM | 155 | $1,000 | thousands by filing date | |
| FIRST FINL SVC CORP | 32022D108 | COM | 239 | $1,000 | thousands by filing date | |
| PEERLESS SYS CORP COM | 705536100 | COM | 310 | $1,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954206 | COM | 636 | $1,000 | thousands by filing date | |
| COVER-ALL TECHNOLOGIES INC | 222892101 | COM | 941 | $1,000 | thousands by filing date | |
| SUTRON CORP | 869380105 | COM | 201 | $1,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 75 | $1,000 | thousands by filing date | |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 109 | $1,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 203 | $1,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 78 | $1,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 176 | $1,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 201 | $1,000 | thousands by filing date | |
| LIME ENERGY CO COM | 53261U304 | COM | 203 | $1,000 | thousands by filing date | |
| ZALICUS INC | 98887C204 | COM | 558 | $1,000 | thousands by filing date | |
| AASTROM BIOSCIENCES INC | 00253U404 | COM PAR$ | 181 | $1,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COFFEE HLDG CO INC | 192176105 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B408 | CMN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZCO Liquidating Corp | 67086E303 | COM | 2,479 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KID BRANDS, INC. COM | 49375T100 | COM | 1,361 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLOVIN CORP CLASS A | 023850100 | COM | 615 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BODY CENTRAL CORP | 09689U102 | COM | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOUBLE EAGLE PETE CO | 258570209 | COM PAR $0.10 | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOLAN CO/THE | 25659P402 | COM | 1,047 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLDWATER CREEK INC | 193068202 | COM | 833 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSE HOLDING INC | 36191X100 | COM | 668 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Delcath Systems Inc | 24661p104 | COM | 1,698 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860103 | COM | 692 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 293 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CACHE INC | 127150308 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 973 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOLTARI CORP NEW | 92870X309 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN SPECTRUM REALTY INC | 02970Q203 | COM | 265 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 121 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 146 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Prospect Global Resources Inc. | 74348X202 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERTEL HOSPITALITY INC MD | 868526401 | COM NEW ADDED | 157 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001145443-14-000746 | superseded | 2014-05-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001145443-14-000781 | this filing | 2014-05-15 | acceptance time not in the bulk data set |