13F-HR filed by Sound Income Strategies, LLC
Sound Income Strategies, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-04, with 763 holding rows worth $330,788,000.
- Accession
- 0001144204-19-047287
- Filer
- CIK 1730960
- Filed
- 2019-10-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 763 entries on the cover page, a total value of $330,788,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $330,788,000 with VALUE read as thousands by filing date, 13F file number 028-18555. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 830,112 | $38,592,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 1,309,709 | $30,359,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 643,410 | $27,802,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,449,986 | $27,021,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,237,141 | $25,955,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,903,877 | $25,455,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 832,237 | $24,260,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,181,477 | $22,259,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 1,869,117 | $21,682,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 440,034 | $20,457,000 | thousands by filing date | |
| DBX ETF TR | 233051713 | XTRCK JP MRGN ES | 150,328 | $3,533,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 68,965 | $2,610,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 20,880 | $2,597,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 21,871 | $2,596,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 7,893 | $2,356,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 19,142 | $2,247,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 43,152 | $2,132,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 172,143 | $2,064,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 36,715 | $1,975,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 14,335 | $1,855,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 4,682 | $1,826,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 49,837 | $1,791,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 50,723 | $1,779,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 29,514 | $1,760,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 30,723 | $1,755,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 20,023 | $1,707,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 45,456 | $1,704,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 18,682 | $1,671,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 21,258 | $1,610,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 7,144 | $1,600,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 84,262 | $1,594,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 88,697 | $1,387,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 29,186 | $1,276,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 46,085 | $929,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 24,293 | $912,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 44,044 | $662,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 46,248 | $646,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 293 | $509,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 7,197 | $499,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,303 | $479,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 6,591 | $470,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,311 | $460,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,728 | $422,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,932 | $419,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,782 | $381,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 8,621 | $323,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 6,495 | $309,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,633 | $308,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,566 | $300,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 20,935 | $284,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 976 | $261,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 9,231 | $241,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 16,336 | $228,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 3,670 | $222,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,353 | $215,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,191 | $212,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,035 | $207,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 169 | $206,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,318 | $192,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 2,496 | $182,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 3,111 | $182,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 6,132 | $172,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 2,193 | $167,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 652 | $160,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 4,089 | $154,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 6,393 | $153,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 2,668 | $140,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 647 | $139,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 112 | $137,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,016 | $132,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 6,202 | $131,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 2,052 | $127,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 682 | $117,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 7,932 | $115,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 492 | $114,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 1,282 | $112,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 16,423 | $112,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 3,793 | $111,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 3,748 | $111,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 6,712 | $105,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 574 | $103,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 323 | $96,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 398 | $93,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 3,141 | $92,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,988 | $85,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,545 | $84,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,042 | $84,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 873 | $82,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 620 | $80,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H666 | FRMLAFOLIOS TATL | 3,217 | $80,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 327 | $79,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,182 | $79,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 2,163 | $79,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,402 | $72,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 370 | $67,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 584 | $67,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 1,109 | $67,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 539 | $64,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 647 | $62,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 566 | $62,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 4,550 | $59,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 951 | $57,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 430 | $55,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 534 | $54,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 616 | $54,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 5,851 | $54,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 451 | $53,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 403 | $53,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 1,026 | $53,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 2,150 | $52,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 164 | $51,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 306 | $51,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 362 | $51,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 540 | $51,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 932 | $51,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 813 | $51,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 5,405 | $50,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 992 | $50,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 4,786 | $49,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 217 | $49,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 848 | $48,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 630 | $48,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 1,050 | $47,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,117 | $46,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 236 | $46,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 365 | $46,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 505 | $46,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 582 | $45,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 692 | $44,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 8,100 | $44,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 1,457 | $43,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 417 | $43,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 741 | $43,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 6,595 | $43,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 301 | $42,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 2,538 | $42,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 344 | $41,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 443 | $40,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 388 | $40,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 395 | $40,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 1,908 | $40,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 154 | $39,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 1,046 | $39,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 3,900 | $39,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 1,282 | $39,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 872 | $39,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 720 | $38,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,331 | $37,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 1,000 | $37,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 700 | $37,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 1,000 | $37,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 3,569 | $37,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 3,250 | $36,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 958 | $36,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 440 | $34,000 | thousands by filing date | |
| VTI | 922908769 | COM | 225 | $34,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 369 | $33,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 166 | $33,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 1,524 | $33,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 291 | $32,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 2,215 | $32,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 635 | $31,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 3,445 | $31,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 1,530 | $31,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 221 | $30,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 475 | $29,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 368 | $29,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 200 | $29,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 493 | $29,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 556 | $29,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 3,400 | $29,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 156 | $29,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 1,002 | $28,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 560 | $28,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,356 | $28,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 974 | $28,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 1,917 | $28,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 157 | $27,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 25 | $27,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 846 | $27,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 121 | $26,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 735 | $26,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 1,516 | $26,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 526 | $26,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 357 | $25,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 233 | $25,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 324 | $25,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 588 | $25,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 343 | $25,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 211 | $25,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 236 | $25,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 2,268 | $25,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 2,709 | $25,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 5,000 | $25,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 281 | $24,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 200 | $24,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 300 | $24,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 541 | $24,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 632 | $24,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 2,194 | $24,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 856 | $23,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 665 | $23,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,172 | $23,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 890 | $23,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 550 | $23,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 201 | $22,000 | thousands by filing date | |
| IJH | 464287507 | COM | 116 | $22,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 101 | $22,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 234 | $22,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 78 | $21,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H674 | FORMULA FOLIOS | 805 | $21,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 191 | $20,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 185 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 230 | $20,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 310 | $20,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 333 | $20,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 1,167 | $20,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 2,096 | $20,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 163 | $19,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 135 | $19,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 103 | $19,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 680 | $19,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 441 | $19,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 520 | $19,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 104 | $18,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 603 | $18,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 304 | $18,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 450 | $18,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,102 | $18,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 379 | $18,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 229 | $17,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 188 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 90 | $17,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 1,120 | $17,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 300 | $17,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 85 | $16,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 679 | $16,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 881 | $16,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 198 | $16,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 550 | $16,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 139 | $16,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 235 | $16,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 66 | $15,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 52 | $15,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 389 | $15,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 165 | $15,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 234 | $15,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1,325 | $15,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 10 | $15,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 305 | $15,000 | thousands by filing date | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 578 | $15,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 598 | $15,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 224 | $14,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 25 | $14,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 159 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 119 | $14,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 380 | $14,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 303 | $14,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 627 | $14,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 2,352 | $14,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 440 | $14,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 534 | $14,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 85 | $13,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 153 | $13,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 47 | $13,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 59 | $13,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 175 | $13,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 789 | $13,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 191 | $13,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 111 | $13,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 100 | $13,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 80 | $13,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 46 | $13,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 354 | $13,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 1,800 | $13,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 894 | $13,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 2,500 | $13,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 380 | $13,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 1,063 | $13,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 650 | $13,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 80 | $12,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 143 | $12,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,300 | $12,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 128 | $12,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 130 | $12,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 727 | $12,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 97 | $12,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 200 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 121 | $12,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 100 | $12,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 600 | $12,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H575 | FRMLAFLIO TACT | 447 | $12,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 138 | $11,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 138 | $11,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 67 | $11,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 206 | $11,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 8,332 | $11,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 143 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 281 | $11,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 162 | $11,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 171 | $11,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 963 | $11,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 66 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 101 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 62 | $11,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 609 | $11,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 1,000 | $11,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 375 | $11,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 101 | $11,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 100 | $11,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 181 | $11,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 100 | $10,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 111 | $10,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 33 | $10,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 87 | $10,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 94 | $10,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 190 | $10,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 117 | $10,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 493 | $10,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 130 | $10,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 49 | $10,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 100 | $10,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 94 | $9,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 206 | $9,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 25 | $9,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 193 | $9,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 153 | $9,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 200 | $9,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 508 | $9,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 162 | $9,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 95 | $9,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 57 | $9,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 77 | $9,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 49 | $9,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,750 | $9,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 830 | $9,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 238 | $9,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 40 | $8,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 50 | $8,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 161 | $8,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 53 | $8,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 50 | $8,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 50 | $8,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 35 | $8,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 85 | $8,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 85 | $8,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 142 | $8,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 60 | $8,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 62 | $8,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 165 | $8,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 933 | $8,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 130 | $8,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 272 | $8,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 726 | $8,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 37 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 200 | $8,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 500 | $8,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 900 | $8,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 146 | $7,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 42 | $7,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 183 | $7,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 138 | $7,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 41 | $7,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 115 | $7,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 471 | $7,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 91 | $7,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 62 | $7,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 50 | $7,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 256 | $7,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 28 | $7,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,501 | $7,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 40 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 222 | $7,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 51 | $7,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 500 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 124 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 294 | $7,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 131 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 60 | $7,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 160 | $7,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 200 | $7,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 300 | $7,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 451 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 67 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 281 | $7,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 810 | $7,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 145 | $7,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 213 | $7,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 10,000 | $7,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 20 | $6,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 100 | $6,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 115 | $6,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 34 | $6,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 123 | $6,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 200 | $6,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 592 | $6,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 75 | $6,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 100 | $6,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 113 | $6,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 400 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 78 | $6,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 94 | $6,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 330 | $6,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,000 | $6,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 133 | $6,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 4,872 | $6,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,000 | $6,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 105 | $5,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 191 | $5,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 180 | $5,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 76 | $5,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 25 | $5,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 69 | $5,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 88 | $5,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 23 | $5,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 201 | $5,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 33 | $5,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 100 | $5,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 50 | $5,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 336 | $5,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 55 | $5,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 117 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 158 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 70 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 155 | $5,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 200 | $5,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 382 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 94 | $5,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 441 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 53 | $5,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 415 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 188 | $5,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 50 | $5,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 35 | $5,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 100 | $5,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 79 | $5,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 252 | $5,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 200 | $5,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 245 | $5,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 476 | $5,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 500 | $5,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 25 | $4,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 45 | $4,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 64 | $4,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 87 | $4,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 67 | $4,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 21 | $4,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 20 | $4,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 106 | $4,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 160 | $4,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 100 | $4,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 50 | $4,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 39 | $4,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 89 | $4,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 100 | $4,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 90 | $4,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 191 | $4,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 247 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 100 | $4,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 208 | $4,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 200 | $4,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 250 | $4,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 215 | $4,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 18 | $4,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 950 | $4,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 1,877 | $4,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 250 | $4,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 885 | $4,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 275 | $4,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 15 | $4,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 181 | $3,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 18 | $3,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 47 | $3,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 29 | $3,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 60 | $3,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 21 | $3,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 49 | $3,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 17 | $3,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 22 | $3,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 100 | $3,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 89 | $3,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 26 | $3,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 22 | $3,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 36 | $3,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 61 | $3,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 89 | $3,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 126 | $3,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 28 | $3,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 22 | $3,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 80 | $3,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 112 | $3,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 170 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 24 | $3,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 33 | $3,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 48 | $3,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 107 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 171 | $3,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 635 | $3,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 200 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 74 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-19-047287 | this filing | 2019-10-04 | acceptance time not in the bulk data set |