13F-HR filed by D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 3,632 holding rows worth $80,193,230,000.
- Accession
- 0001144204-19-040108
- Filer
- CIK 1009207
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 4,893 entries on the cover page, a total value of $80,193,230,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $80,193,230,000 with VALUE read as thousands by filing date, 13F file number 028-05396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerD. E. SHAW & CO, L.P.028-05394
- included managerD. E. Shaw Investment Management, L.L.C.028-11452
- included managerD. E. Shaw Heliant Adviser, L.L.C.028-14492
- included managerD. E. Shaw Adviser II, L.L.C.028-15385
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TUNIU CORP | 89977P106 | SPONSORED ADS | 50,871 | $164,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 64,019 | $161,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 11,100 | $158,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 11,754 | $158,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 81,981 | $153,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 25,018 | $152,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 18,600 | $152,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 30,686 | $151,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 27,389 | $151,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 41,524 | $148,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 37,892 | $147,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 28,887 | $145,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 104,177 | $143,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 14,566 | $141,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 14,564 | $139,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 15,000 | $138,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 11,091 | $136,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 50,000 | $134,000 | thousands by filing date | call |
| Berry Corp | 08579X101 | Common Stock | 12,417 | $132,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 11,500 | $131,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 17,351 | $130,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 16,943 | $130,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036209 | UNIT 02/28/2026 | 12,932 | $130,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 54,398 | $129,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 117,138 | $128,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 33,210 | $128,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 15,249 | $127,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 19,200 | $127,000 | thousands by filing date | put |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 205,427 | $125,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 143,615 | $123,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 101,184 | $121,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 20,532 | $121,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 35,587 | $120,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 19,587 | $119,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 14,788 | $117,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 33,688 | $116,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 83,248 | $116,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 10,042 | $113,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 11,481 | $108,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 75,500 | $108,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 37,310 | $107,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 10,575 | $105,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 19,803 | $104,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 47,894 | $104,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 27,980 | $102,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 19,700 | $102,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 42,944 | $100,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 31,700 | $99,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 13,341 | $99,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 10,369 | $98,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 50,228 | $94,000 | thousands by filing date | |
| ENSCO ROWAN PLC | G3166L100 | SHS CLASS A | 11,000 | $94,000 | thousands by filing date | call |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 18,541 | $91,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 10,066 | $90,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 16,287 | $90,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 43,446 | $89,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 26,971 | $86,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T123 | RIGHT 07/10/2019 | 203,876 | $86,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 133,591 | $85,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 25,000 | $84,000 | thousands by filing date | call |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 21,400 | $84,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 20,800 | $83,000 | thousands by filing date | put |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 13,678 | $82,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 19,498 | $81,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950129 | *W EXP 02/20/202 | 599,788 | $78,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 18,317 | $76,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 38,303 | $76,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 23,600 | $75,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 18,300 | $74,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 81,538 | $70,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 10,420 | $69,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 20,931 | $69,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 11,104 | $67,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 10,194 | $65,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 29,600 | $62,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 41,206 | $62,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 13,119 | $60,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 37,900 | $59,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 12,421 | $59,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 113,200 | $59,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 19,377 | $58,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 43,906 | $57,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T115 | *W EXP 07/10/202 | 138,000 | $57,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 19,619 | $53,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 15,613 | $53,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 21,880 | $52,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 10,000 | $50,000 | thousands by filing date | call |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 17,425 | $50,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 10,000 | $49,000 | thousands by filing date | put |
| FRED S INC CLASS A | 356108100 | COM | 95,261 | $47,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 11,691 | $45,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 15,182 | $45,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 11,754 | $43,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 124,596 | $43,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 16,960 | $41,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 43,400 | $41,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 62,365 | $41,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 19,300 | $40,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 37,900 | $39,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 18,200 | $38,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 56,200 | $38,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 14,492 | $36,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 35,288 | $34,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 16,100 | $33,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 64,300 | $32,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 21,200 | $32,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 12,900 | $30,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 30,147 | $29,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 12,300 | $29,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 10,281 | $29,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P129 | RIGHT 99/99/9999 | 100,000 | $29,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 13,100 | $27,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 18,594 | $24,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 27,500 | $24,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 18,734 | $23,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 15,900 | $22,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 12,800 | $22,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 18,100 | $21,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 89,000 | $21,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 11,800 | $20,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 28,043 | $18,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 11,340 | $17,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 19,106 | $15,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 10,700 | $13,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 51,441 | $13,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 13,200 | $13,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 11,203 | $12,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 11,302 | $10,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 25,016 | $6,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 43,000 | $6,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 11,329 | $3,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 12,030 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-19-040108 | this filing | 2019-08-14 | acceptance time not in the bulk data set |