13F-HR filed by Trellus Management Company, LLC
Trellus Management Company, LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-07-31, with 65 holding rows worth $73,828,000.
- Accession
- 0001144204-19-036842
- Filer
- CIK 1307877
- Filed
- 2019-07-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 65 entries on the cover page, a total value of $73,828,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $73,828,000 with VALUE read as thousands by filing date, 13F file number 028-10974. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 50,000 | $13,293,000 | thousands by filing date | put |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 51,600 | $5,986,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 833,661 | $4,168,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 129,945 | $4,035,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 15,000 | $3,067,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 12,500 | $2,118,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 70,000 | $1,814,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 105,096 | $1,556,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 76,727 | $1,526,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 30,000 | $1,507,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 30,000 | $1,375,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 255,000 | $1,278,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 55,502 | $1,270,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 829,943 | $1,253,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,000 | $1,230,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 90,000 | $1,224,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 45,000 | $1,166,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,000 | $1,083,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 390,000 | $1,057,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 35,810 | $1,025,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 10,000 | $1,013,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 5,000 | $990,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 160,000 | $954,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,000 | $939,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 81,925 | $898,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 3,000 | $821,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 40,000 | $776,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 268,000 | $750,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 40,000 | $732,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 69,079 | $732,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 20,000 | $717,000 | thousands by filing date | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 6,000 | $704,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 5,000 | $701,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 10,124 | $665,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 89,000 | $661,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 165,000 | $658,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 4,000 | $652,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 7,500 | $637,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 41,498 | $587,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 60,000 | $574,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 60,000 | $574,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 10,000 | $561,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 4,213 | $530,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 25,000 | $503,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 80,000 | $421,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 3,000 | $409,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 47,350 | $370,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 15,400 | $361,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 80,000 | $358,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 107,900 | $327,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 20,000 | $315,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 2,500 | $309,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 578,544 | $295,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 4,542 | $293,000 | thousands by filing date | |
| RH | 74967X103 | COM | 2,500 | $289,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 6,500 | $285,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 1,000 | $260,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 17,729 | $218,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 70,000 | $187,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 19,052 | $173,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 116,389 | $171,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 12,800 | $132,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 10,000 | $130,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 11,821 | $109,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 33,000 | $56,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-19-036842 | this filing | 2019-07-31 | acceptance time not in the bulk data set |