13F-HR filed by D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 3,549 holding rows worth $77,390,599,000.
- Accession
- 0001144204-19-026560
- Filer
- CIK 1009207
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 4,785 entries on the cover page, a total value of $77,390,599,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $77,390,599,000 with VALUE read as thousands by filing date, 13F file number 028-05396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerD. E. SHAW & CO, L.P.028-05394
- included managerD. E. Shaw Investment Management, L.L.C.028-11452
- included managerD. E. Shaw Heliant Adviser, L.L.C.028-14492
- included managerD. E. Shaw Adviser II, L.L.C.028-15385
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SELECTA BIOSCIENCES INC | 816212104 | COM | 30,654 | $73,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 18,173 | $73,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T123 | RIGHT 07/10/2019 | 203,876 | $71,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 11,300 | $70,000 | thousands by filing date | call |
| J JILL INC | 46620W102 | COM | 12,727 | $70,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 12,081 | $66,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 10,383 | $63,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 15,450 | $63,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 14,493 | $62,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 12,749 | $54,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 10,357 | $53,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 11,239 | $53,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 42,060 | $53,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 77,000 | $52,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 10,345 | $51,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 14,757 | $50,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 33,895 | $49,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 20,385 | $49,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 12,800 | $49,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 10,070 | $48,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 12,900 | $47,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 31,159 | $47,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 75,000 | $46,000 | thousands by filing date | put |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 39,635 | $43,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T115 | *W EXP 07/10/202 | 138,000 | $41,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 13,100 | $38,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 14,279 | $35,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 53,046 | $34,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 54,740 | $33,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P129 | RIGHT 99/99/9999 | 100,000 | $33,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 28,840 | $32,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 17,403 | $30,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 56,808 | $29,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 89,000 | $28,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 10,843 | $26,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 24,015 | $23,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 18,934 | $23,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 14,708 | $23,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 19,106 | $20,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 14,676 | $20,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 10,210 | $19,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 18,394 | $18,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 11,878 | $17,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 11,302 | $11,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 43,000 | $11,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 41,369 | $8,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 11,203 | $8,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 17,801 | $7,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 11,329 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-19-026560 | this filing | 2019-05-15 | acceptance time not in the bulk data set |