13F-HR filed by BLAIR WILLIAM & CO/IL
BLAIR WILLIAM & CO/IL filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-14, with 1,705 holding rows worth $16,403,130,000.
- Accession
- 0001144204-19-026017
- Filer
- CIK 902367
- Filed
- 2019-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 1,705 entries on the cover page, a total value of $16,403,130,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,403,130,000 with VALUE read as thousands by filing date, 13F file number 028-04871. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 2,000 | $38,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 56,564 | $38,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 500 | $37,000 | thousands by filing date | call |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 400 | $37,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 1,032 | $37,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 2,138 | $37,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 564 | $36,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 1,520 | $36,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 1,500 | $36,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L519 | FUND | 1,300 | $35,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 585 | $34,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,621 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 447 | $33,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 1,021 | $33,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 1,200 | $33,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 1,153 | $32,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 482 | $30,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 802 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 600 | $30,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 1,189 | $30,000 | thousands by filing date | |
| PRETIUM RES INC | 74139CAB8 | NOTE 2.250% 3/1 | 32,000 | $30,000 | thousands by filing date | principal |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 3,000 | $29,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 537 | $29,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 253 | $29,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 29,000 | $29,000 | thousands by filing date | principal |
| INNODATA INC | 457642205 | COM NEW | 22,000 | $28,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,271 | $27,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 433 | $27,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 880 | $27,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 413 | $26,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 37,484 | $26,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 600 | $26,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 700 | $26,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 35,000 | $26,000 | thousands by filing date | principal |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 231 | $25,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 500 | $25,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 1,000 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 966 | $25,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 1,000 | $25,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 370 | $25,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 437 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 172 | $24,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 1,300 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 215 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 1,000 | $24,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 1,020 | $24,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 21,000 | $24,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 362 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 532 | $23,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 500 | $23,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 808 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 819 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 140 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 400 | $22,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 10,000 | $22,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 23,000 | $22,000 | thousands by filing date | principal |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 485 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 751 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 221 | $21,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 150 | $21,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 296 | $21,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 320 | $21,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 565 | $21,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 300 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 224 | $20,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 825 | $20,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 800 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 400 | $20,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 16,000 | $20,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 11,000 | $20,000 | thousands by filing date | principal |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 89 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 400 | $19,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 747 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 1,010 | $19,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 20,000 | $19,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 354 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 324 | $18,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 1,083 | $18,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 487 | $18,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 33,500 | $18,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 400 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 250 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 915 | $17,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 18,000 | $17,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 15,000 | $17,000 | thousands by filing date | principal |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 17,000 | $17,000 | thousands by filing date | principal |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 472 | $16,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 534 | $16,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 172 | $16,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 667 | $16,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 750 | $16,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 12,000 | $16,000 | thousands by filing date | principal |
| QAD INC-B | 74727D207 | Common | 500 | $16,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E438 | RUSL 1000 ENHD | 580 | $16,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 16,000 | $16,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 275 | $15,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 13,000 | $15,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 12,000 | $15,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 15,000 | $15,000 | thousands by filing date | principal |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 358 | $14,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 290 | $14,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 319 | $14,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 224 | $14,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 547 | $14,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 692 | $13,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 600 | $13,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 144 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 119 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 500 | $12,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 529 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 110 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 387 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 220 | $12,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 11,000 | $12,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 3,000 | $12,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 200 | $12,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 12,000 | $12,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X867 | CMN | 326 | $11,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 400 | $11,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 2,000 | $11,000 | thousands by filing date | principal |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 79 | $10,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 300 | $10,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 400 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 796 | $10,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 10,065 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 74 | $9,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 200 | $9,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 150 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 283 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 285 | $9,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 150 | $9,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 9,000 | $9,000 | thousands by filing date | principal |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 1,000 | $9,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746Q256 | ENHANCED EURP C | 95 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 200 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 50 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 146 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 48 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 162 | $8,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 250 | $8,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 17,000 | $8,000 | thousands by filing date | |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 7,500 | $8,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 134 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 236 | $7,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 150 | $7,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 275 | $7,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 250 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 396 | $7,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 125 | $7,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 200 | $7,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 163 | $6,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 10,000 | $6,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 14,382 | $6,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 200 | $6,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 50 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 35 | $5,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 350 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 132 | $5,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 5,000 | $5,000 | thousands by filing date | principal |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 1,000 | $5,000 | thousands by filing date | principal |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 180 | $5,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 2,000 | $5,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 46 | $4,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 96 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 66 | $4,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 65 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 202 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 55 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 150 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 314 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 300 | $4,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 65 | $3,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 50 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 100 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 50 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 100 | $3,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 603 | $3,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 2,000 | $3,000 | thousands by filing date | principal |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 32 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 130 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 62 | $2,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 87 | $2,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 2,000 | $2,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 190 | $2,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 2,000 | $2,000 | thousands by filing date | principal |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 30 | $1,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 7 | $1,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 10 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 24 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 20 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 55 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 17 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 22 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 13 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 25 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 28 | $1,000 | thousands by filing date | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 2,000 | $1,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 1,000 | $1,000 | thousands by filing date | principal |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 3,000 | $1,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 18 | $1,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-19-026017 | this filing | 2019-05-14 | acceptance time not in the bulk data set |