13F-HR filed by Sound Income Strategies, LLC
Sound Income Strategies, LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-04-04, with 771 holding rows worth $219,172,000.
- Accession
- 0001144204-19-018164
- Filer
- CIK 1730960
- Filed
- 2019-04-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 772 entries on the cover page, a total value of $219,172,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $219,172,000 with VALUE read as thousands by filing date, 13F file number 028-18555. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WILLIAMS COS INC COM | 969457100 | Stock | 118 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 24 | $3,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 33 | $3,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 48 | $3,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 107 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 171 | $3,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 635 | $3,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 154 | $3,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 108 | $3,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 158 | $3,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 250 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 80 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 76 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 133 | $3,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 212 | $3,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 150 | $3,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 673 | $3,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 224 | $3,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 424 | $3,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 28 | $3,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 136 | $3,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 133 | $3,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 250 | $3,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 51 | $3,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 550 | $3,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 134 | $3,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 340 | $3,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 60 | $3,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 200 | $3,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 327 | $3,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 135 | $3,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 132 | $3,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 135 | $3,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 21 | $2,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 32 | $2,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 34 | $2,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 38 | $2,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 14 | $2,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 21 | $2,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 49 | $2,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 10 | $2,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 64 | $2,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 34 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 13 | $2,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 19 | $2,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 62 | $2,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 57 | $2,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 27 | $2,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 21 | $2,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 70 | $2,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 100 | $2,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 40 | $2,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 28 | $2,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 22 | $2,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 40 | $2,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 87 | $2,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 143 | $2,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 43 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 29 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 29 | $2,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 34 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 46 | $2,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 100 | $2,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 85 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 74 | $2,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 27 | $2,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 28 | $2,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 54 | $2,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 18 | $2,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 299 | $2,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 5 | $2,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 150 | $2,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 442 | $2,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 94 | $2,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 350 | $2,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 57 | $2,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 11,987 | $2,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 10 | $2,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 1,000 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06744M836 | NT LKD SER B26 | 12 | $2,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 40 | $2,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 46 | $1,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 7 | $1,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 8 | $1,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 27 | $1,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 19 | $1,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 21 | $1,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 16 | $1,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,100 | $1,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 62 | $1,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 4 | $1,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 4 | $1,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 11 | $1,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 8 | $1,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 12 | $1,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 10 | $1,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 34 | $1,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 15 | $1,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 3 | $1,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 13 | $1,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 39 | $1,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 37 | $1,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 51 | $1,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 14 | $1,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 66 | $1,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 10 | $1,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 4 | $1,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 24 | $1,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2 | $1,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 9 | $1,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 5 | $1,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 67 | $1,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 12 | $1,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 4 | $1,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 13 | $1,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 14 | $1,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 19 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 31 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 21 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 17 | $1,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 18 | $1,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 10 | $1,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 5 | $1,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 12 | $1,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 19 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 37 | $1,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 9 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 65 | $1,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 9 | $1,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 8 | $1,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 25 | $1,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 4 | $1,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 2 | $1,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 102 | $1,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 33 | $1,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 86 | $1,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 26 | $1,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 41 | $1,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 27 | $1,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 17 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 54 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 36 | $1,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 61 | $1,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 29 | $1,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 12 | $1,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 50 | $1,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 21 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 25 | $1,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 41 | $1,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 134 | $1,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 57 | $1,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 61 | $1,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 43 | $1,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 12 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 37 | $1,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 200 | $1,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 80 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 55 | $1,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US REIT ETF | 808524847 | SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Stryker Corporation | 863667101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P 500 Value ETF | 464287408 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONAGRA FOODS INC | 205887102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAYCHEX INC | 704326107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PULTE GROUP INC COM | 745867101 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMER STATES WTR CO COM | 029899101 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MKS INC. COM | 55306N104 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESMED INC COM | 761152107 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASTEC INC COM | 576323109 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNOPSYS INC COM | 871607107 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUINIX INC COM | 29444U700 | REIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH A O CORP COM | 831865209 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRAFT HEINZ CO COM | 500754106 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVERY DENNISON CORP COM | 053611109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROLLINS INC COM | 775711104 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEMPRA COM | 816851109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BURLINGTON STORES INC COM | 122017106 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOGITECH INTL S A SHS | H50430232 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MSA SAFETY INC COM | 553498106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACK HILLS CORP COM | 092113109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELANESE CORP DEL COM | 150870103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASIMO CORP COM | 574795100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELUS CORPORATION COM | 87971M103 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASCO CORP | 574599106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 171 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OGE ENERGY CORP | 670837103 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OWENS CORNING NEW | 690742101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORO CO | 891092108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OIL STS INTL INC | 678026105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL GOLD INC | 780287108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMED CORP NEW | 16359R103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICU MED INC | 44930G107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOELIS & CO | 60786M105 | CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITI GROUP INC | 91325V108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHERENT INC | 192479103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CDK GLOBAL INC | 12508E101 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDS END INC | 51509F105 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARRIS CORP INC | 413875105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO | 46138J866 | EXCHANGE TRADED | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Proshares Short S&P | 74347B425 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIVITY HEALTH INC | 88870R102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YAMANA GOLD INC | 98462Y100 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIERRA WIRELESS INC | 826516106 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zagg, Inc. | 98884U108 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETAIL VALUE INC | 76133Q102 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 179 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPHTHOTECH CORP | 683745103 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIVEO CORP CDA | 17878Y108 | COM | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-19-018164 | this filing | 2019-04-04 | acceptance time not in the bulk data set |