13F-HR filed by D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 3,720 holding rows worth $72,575,031,000.
- Accession
- 0001144204-19-008248
- Filer
- CIK 1009207
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 4,933 entries on the cover page, a total value of $72,575,031,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $72,575,031,000 with VALUE read as thousands by filing date, 13F file number 028-05396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerD. E. SHAW & CO, L.P.028-05394
- included managerD. E. Shaw Investment Management, L.L.C.028-11452
- included managerD. E. Shaw Heliant Adviser, L.L.C.028-14492
- included managerD. E. Shaw Adviser II, L.L.C.028-15385
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| APTARGROUP INC COM | 038336103 | Stock | 2,300 | $216,000 | thousands by filing date | put |
| NEW MTN FIN CORP | 647551100 | COM | 17,132 | $216,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 5,442 | $216,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 10,145 | $216,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 10,000 | $216,000 | thousands by filing date | call |
| MASTEC INC COM | 576323109 | Stock | 5,291 | $215,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 40,690 | $215,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 14,552 | $215,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 9,394 | $214,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 7,900 | $214,000 | thousands by filing date | call |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 6,100 | $214,000 | thousands by filing date | call |
| FLOWERS FOODS INC COM | 343498101 | Stock | 11,546 | $213,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 6,171 | $213,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 3,200 | $213,000 | thousands by filing date | put |
| ACCENDRA HEALTH INC | 690732102 | COM | 33,705 | $213,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 5,700 | $213,000 | thousands by filing date | put |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 55,124 | $213,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 34,300 | $212,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 9,797 | $212,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 16,314 | $212,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 10,800 | $211,000 | thousands by filing date | call |
| BT GROUP-ADR | 05577E101 | ADR | 13,897 | $211,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 4,860 | $210,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 4,600 | $210,000 | thousands by filing date | put |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 109,289 | $210,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 8,485 | $210,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 180,595 | $210,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 31,313 | $209,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 10,905 | $208,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 10,500 | $208,000 | thousands by filing date | put |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 6,070 | $208,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 8,001 | $207,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 4,900 | $207,000 | thousands by filing date | call |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 21,700 | $207,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 6,614 | $206,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 6,411 | $206,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 4,000 | $205,000 | thousands by filing date | call |
| AGILYSYS INC | 00847J105 | COM | 14,277 | $205,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 2,600 | $204,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 11,310 | $203,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 12,006 | $203,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 9,263 | $202,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 38,642 | $202,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 9,755 | $202,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,968 | $201,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 3,361 | $201,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 10,087 | $201,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 14,092 | $200,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 34,000 | $200,000 | thousands by filing date | put |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 16,482 | $199,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 49,782 | $199,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 25,100 | $198,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 23,376 | $196,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 11,900 | $195,000 | thousands by filing date | put |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 13,164 | $192,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 10,550 | $191,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 116,100 | $191,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 91,258 | $189,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 18,100 | $187,000 | thousands by filing date | put |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 10,578 | $186,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 33,495 | $186,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 70,300 | $186,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 18,091 | $185,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 48,047 | $184,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 21,013 | $181,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 59,102 | $179,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 68,774 | $178,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 50,000 | $178,000 | thousands by filing date | call |
| AVX CORP NEW | 002444107 | COM | 11,693 | $178,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 10,996 | $177,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 20,176 | $176,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 21,583 | $174,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 30,679 | $174,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 206,525 | $174,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 10,000 | $172,000 | thousands by filing date | call |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 11,720 | $171,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 11,717 | $170,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 10,600 | $170,000 | thousands by filing date | put |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 26,000 | $170,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 26,209 | $170,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 11,450 | $169,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 17,675 | $168,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 11,166 | $165,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 29,363 | $165,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 10,096 | $165,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 10,000 | $162,000 | thousands by filing date | put |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 15,000 | $159,000 | thousands by filing date | put |
| PRIMO WTR CORP | 74165N105 | COM | 11,266 | $158,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 10,130 | $157,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 15,811 | $154,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 16,200 | $154,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 10,400 | $152,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 82,782 | $152,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 22,322 | $151,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 10,600 | $151,000 | thousands by filing date | put |
| CALAMP CORP | 128126109 | COMMON STOCK | 11,641 | $151,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 53,880 | $149,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 191,714 | $148,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 18,460 | $146,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 19,535 | $145,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 20,079 | $144,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 82,639 | $144,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 35,313 | $143,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 15,043 | $140,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 58,474 | $139,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 24,163 | $138,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 10,078 | $137,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 11,795 | $136,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 58,315 | $135,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 71,392 | $135,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 49,904 | $133,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 19,645 | $132,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 10,000 | $131,000 | thousands by filing date | call |
| PROPETRO HLDG CORP | 74347M108 | COM | 10,192 | $126,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 31,278 | $126,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 62,719 | $125,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 10,420 | $123,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 12,211 | $121,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 10,800 | $120,000 | thousands by filing date | put |
| BARINGS BDC INC | 06759L103 | COM | 13,342 | $120,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 19,600 | $120,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 10,545 | $120,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 50,000 | $119,000 | thousands by filing date | call |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 45,844 | $118,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 156,249 | $117,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 150,900 | $115,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 10,037 | $114,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 26,952 | $114,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 43,700 | $114,000 | thousands by filing date | call |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 165,457 | $113,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 14,729 | $111,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 25,790 | $111,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 62,163 | $108,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 26,022 | $107,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 40,385 | $107,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 46,289 | $105,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 11,834 | $104,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 46,840 | $103,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 11,400 | $103,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 17,359 | $99,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 28,926 | $98,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 15,259 | $98,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 12,700 | $97,000 | thousands by filing date | call |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 26,759 | $96,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950129 | *W EXP 02/20/202 | 620,800 | $93,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 16,714 | $92,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 12,410 | $91,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 14,492 | $91,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 12,992 | $90,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 10,047 | $89,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 13,200 | $88,000 | thousands by filing date | put |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 15,395 | $87,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 11,797 | $85,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 26,600 | $84,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 10,466 | $82,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 11,300 | $82,000 | thousands by filing date | call |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 14,335 | $80,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T123 | RIGHT 07/10/2019 | 203,900 | $80,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 11,900 | $78,000 | thousands by filing date | call |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 13,875 | $77,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 402,898 | $77,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 26,630 | $75,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 24,165 | $73,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 16,187 | $73,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 20,637 | $73,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 30,000 | $71,000 | thousands by filing date | call |
| DYNEX CAP INC | 26817Q506 | COM NEW | 12,303 | $70,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 23,731 | $69,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 26,533 | $66,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 12,427 | $66,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 12,022 | $63,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 10,011 | $60,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 12,934 | $60,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 59,813 | $60,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 33,500 | $59,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 14,493 | $59,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 10,213 | $57,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 75,000 | $57,000 | thousands by filing date | put |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 13,000 | $56,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 11,501 | $53,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 16,683 | $53,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 14,298 | $49,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 46,958 | $47,000 | thousands by filing date | |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 15,559 | $47,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 16,501 | $44,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T115 | *W EXP 07/10/202 | 147,449 | $44,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 44,304 | $42,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 14,167 | $41,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 54,414 | $39,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 10,696 | $39,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 14,279 | $38,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 10,410 | $36,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 11,691 | $36,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 17,196 | $34,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 15,572 | $33,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 13,200 | $33,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 29,187 | $30,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P129 | RIGHT 99/99/9999 | 115,300 | $29,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 13,100 | $27,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 18,934 | $27,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 11,694 | $26,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 44,100 | $26,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 19,003 | $25,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 10,465 | $19,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 17,179 | $18,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 89,000 | $18,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 18,394 | $17,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 58,301 | $16,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 73,331 | $15,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 19,106 | $14,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 12,800 | $14,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 14,086 | $10,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 11,812 | $10,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 19,201 | $10,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 12,900 | $10,000 | thousands by filing date | call |
| CTI BIOPHARMA CORP | 12648L601 | COM | 11,302 | $8,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 93,375 | $7,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 18,309 | $7,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 11,203 | $4,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 13,359 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-19-008248 | this filing | 2019-02-14 | acceptance time not in the bulk data set |