13F-HR filed by BLAIR WILLIAM & CO/IL
BLAIR WILLIAM & CO/IL filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 1,654 holding rows worth $13,717,633,000.
- Accession
- 0001144204-19-007611
- Filer
- CIK 902367
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 1,654 entries on the cover page, a total value of $13,717,633,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,717,633,000 with VALUE read as thousands by filing date, 13F file number 028-04871. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MOSAIC CO COM | 61945C103 | Stock | 12,990 | $379,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 7,306 | $375,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 6,829 | $375,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 4,167 | $375,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J114 | *W EXP 04/13/202 | 61,505 | $375,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 4,464 | $372,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 14,291 | $372,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 14,167 | $372,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 4,391 | $368,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 5,493 | $368,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 7,651 | $368,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 14,884 | $368,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 6,900 | $367,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 4,651 | $367,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 65,473 | $366,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 6,579 | $365,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 4,330 | $364,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 6,178 | $363,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 7,527 | $363,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 10,505 | $363,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 10,300 | $363,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 13,592 | $363,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 62,806 | $363,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 14,174 | $362,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 8,299 | $361,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 27,000 | $361,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 13,710 | $359,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 14,141 | $357,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 10,469 | $356,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 11,423 | $356,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 3,902 | $356,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 30,878 | $356,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 6,283 | $355,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 15,471 | $352,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,452 | $351,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 10,200 | $351,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 8,120 | $350,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 9,252 | $349,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 7,761 | $348,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 274 | $346,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 19,629 | $346,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 60,683 | $346,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 9,000 | $345,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 8,812 | $344,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 4,769 | $342,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 5,705 | $342,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,642 | $340,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 4,893 | $338,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 2,880 | $335,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 5,582 | $333,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 20,000 | $333,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 4,080 | $332,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 2,912 | $331,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 4,443 | $331,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 28,395 | $330,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 12,402 | $328,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 8,276 | $326,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 17,743 | $326,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 4,960 | $325,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 8,377 | $325,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 6,141 | $324,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 6,500 | $324,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,999 | $324,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 5,390 | $323,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,874 | $321,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 9,161 | $321,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 8,480 | $320,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 4,625 | $319,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 4,011 | $319,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 21,742 | $317,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 9,056 | $317,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 9,300 | $315,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 11,143 | $314,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 7,009 | $312,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 7,863 | $309,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 8,769 | $308,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 5,850 | $308,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 10,996 | $307,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 3,310 | $304,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 6,116 | $301,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 22,060 | $301,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 9,548 | $298,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 17,222 | $297,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 20,807 | $296,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 5,602 | $296,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 4,650 | $296,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 6,508 | $295,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 24,744 | $295,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 9,702 | $293,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 3,802 | $292,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 8,692 | $292,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 4,146 | $291,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 51,683 | $289,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 11,797 | $289,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 8,120 | $288,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 5,563 | $288,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 5,808 | $286,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 191,860 | $286,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 3,450 | $286,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 3,620 | $285,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 5,277 | $282,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 3,805 | $281,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 14,864 | $281,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 8,551 | $280,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,438 | $280,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 8,650 | $280,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 2,273 | $278,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 3,747 | $278,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 7,701 | $278,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 279,000,000 | $278,000 | thousands by filing date | principal |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 7,509 | $276,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 36,482 | $275,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 8,573 | $275,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 7,574 | $273,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 38,150 | $272,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 3,521 | $271,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,843 | $270,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 11,796 | $269,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 6,560 | $269,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 3,313 | $269,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 6,746 | $269,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 75,200 | $269,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 4,645 | $268,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 2,131 | $268,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 8,223 | $268,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 173,250 | $267,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 8,665 | $266,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 11,600 | $266,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 2,531 | $265,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 6,433 | $265,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 5,400 | $264,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 6,051 | $263,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 8,244 | $262,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 17,618 | $260,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 5,065 | $260,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 8,775 | $260,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 4,991 | $259,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 12,441 | $259,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 13,900 | $259,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 23,860 | $258,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 13,465 | $257,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 154,868 | $256,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 10,941 | $254,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 2,612 | $254,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,804 | $253,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 6,235 | $252,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 2,634 | $252,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 10,900 | $252,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 4,505 | $251,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 9,083 | $251,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 4,607 | $250,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 9,023 | $250,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 17,372 | $249,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 1,400 | $249,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 25,810 | $249,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 24,061 | $249,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 9,089 | $248,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 5,208 | $247,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,988 | $246,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 300 | $246,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 18,368 | $246,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 5,450 | $245,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 5,747 | $245,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 4,825 | $245,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 2,253 | $245,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 3,316 | $245,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 6,600 | $245,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 4,000 | $245,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 5,157 | $244,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 3,851 | $244,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 2,726 | $244,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 5,897 | $243,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 6,569 | $243,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 10,160 | $243,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 7,154 | $240,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 14,903 | $239,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 5,809 | $237,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 12,684 | $237,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 9,366 | $236,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 42,471 | $236,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 16,165 | $235,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 3,162 | $234,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 1,200 | $234,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 8,744 | $233,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 1,343 | $233,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,101 | $232,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 6,982 | $232,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 21,593 | $230,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 11,700 | $230,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 9,400 | $229,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,259 | $228,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 2,900 | $228,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 13,448 | $227,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 2,859 | $225,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 5,872 | $224,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 5,360 | $223,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 4,203 | $222,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 10,774 | $222,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 2,218 | $221,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 12,603 | $221,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 7,100 | $220,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 3,775 | $220,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,757 | $219,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 3,000 | $219,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 6,510 | $219,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 21,840 | $219,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 2,573 | $218,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 23,800 | $217,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 10,516 | $216,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 7,193 | $214,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 6,425 | $212,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 6,644 | $212,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 3,738 | $212,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 10,264 | $211,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 13,093 | $211,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 5,532 | $211,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 13,490 | $210,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 6,833 | $210,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 1,490 | $209,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 9,486 | $207,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 9,138 | $207,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 1,790 | $206,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 14,776 | $206,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 4,131 | $205,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 43,600 | $205,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 42,264 | $204,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 27,204 | $204,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 6,237 | $203,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 2,047 | $203,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 8,391 | $203,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 2,079 | $202,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 11,808 | $202,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 7,084 | $201,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 15,644 | $197,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 10,053 | $196,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 9,300 | $196,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 7,888 | $195,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,580 | $193,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 20,250 | $193,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 15,250 | $192,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 3,165 | $192,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 271,255 | $192,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 2,991 | $191,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 2,530 | $189,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 15,465 | $185,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 17,000 | $180,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,503 | $180,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 6,816 | $180,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 11,035 | $177,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 32,000 | $177,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 15,105 | $175,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 140 | $175,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 10,700 | $175,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 2,907 | $174,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 32,000 | $172,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,375 | $171,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 15,228 | $169,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 88,580 | $166,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 4,900 | $163,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 5,403 | $162,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 895 | $161,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 39,785 | $159,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 7,380 | $157,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 9,709 | $157,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 7,387 | $153,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,125 | $151,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 5,707 | $151,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 4,330 | $150,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 10,193 | $149,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 22,000 | $149,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 5,000 | $148,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 5,400 | $147,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 67,905 | $147,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 14,918 | $145,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 4,635 | $145,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 37,000 | $143,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 144,000,000 | $143,000 | thousands by filing date | principal |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 1,260 | $142,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 24,180 | $142,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 58,410 | $139,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 13,000 | $138,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 6,796 | $137,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 2,575 | $134,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 924 | $133,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 3,245 | $132,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 12,675 | $132,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 1,828 | $131,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 19,950 | $128,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 15,025 | $127,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 7,300 | $125,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 500 | $125,000 | thousands by filing date | put |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 27,425 | $125,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 2,355 | $124,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 5,180 | $124,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 2,867 | $122,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 4,866 | $122,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 3,321 | $122,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 11,900 | $117,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 10,000 | $115,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 1,891 | $114,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 1,465 | $113,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 3,000 | $113,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 1,547 | $111,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 3,588 | $111,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 72,075 | $111,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 3,596 | $110,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 564 | $108,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 2,095 | $107,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,075 | $105,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 13,376 | $105,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 2,617 | $104,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 24,949 | $104,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 2,303 | $103,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 3,300 | $103,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 2,491 | $103,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 72,625 | $102,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 70,904 | $102,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 1,364 | $101,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 3,200 | $101,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 10,520 | $99,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,500 | $97,000 | thousands by filing date | call |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 9,500 | $97,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 28,442 | $97,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 2,550 | $95,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1,140 | $94,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 2,985 | $94,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 13,000 | $94,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 2,094 | $94,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 18,118 | $94,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 1,578 | $89,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 3,000 | $89,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 1,643 | $89,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 3,400 | $89,000 | thousands by filing date | |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 105,000,000 | $89,000 | thousands by filing date | principal |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 1,741 | $88,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 550 | $88,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 1,477 | $87,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 54,600 | $87,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 3,082 | $86,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 1,402 | $85,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 22,968 | $83,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 1,000 | $83,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 3,642 | $82,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 1,925 | $82,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 30,380 | $78,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 656 | $77,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 1,500 | $75,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 3,000 | $75,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 3,384 | $75,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 75,000,000 | $73,000 | thousands by filing date | principal |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 967 | $72,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 1,220 | $72,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 587 | $71,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 14,800 | $71,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 1,649 | $70,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 688 | $69,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 2,396 | $69,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 1,700 | $68,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 11,150 | $66,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,198 | $66,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 551 | $62,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 3,600 | $62,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 12,266 | $61,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 550 | $60,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 1,902 | $59,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,500 | $59,000 | thousands by filing date | call |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 10,000 | $59,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 1,621 | $58,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 2,457 | $58,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 28,628 | $57,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 1,366 | $56,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 1,603 | $55,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 1,905 | $55,000 | thousands by filing date | |
| MGC | 921910873 | COM | 619 | $54,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 1,520 | $54,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 857 | $54,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 1,563 | $54,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 506 | $53,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 10,000 | $53,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 1,740 | $53,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,368 | $52,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 10,000 | $52,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 319 | $51,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 5,605 | $51,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 1,085 | $51,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 1,116 | $50,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,910 | $50,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 800 | $49,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 6,450 | $49,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 2,200 | $49,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 730 | $48,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 2,384 | $48,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 1,490 | $48,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 13,175 | $48,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 1,670 | $48,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 12,200 | $47,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 6,200 | $47,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 1,000 | $47,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 914 | $47,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 695 | $47,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 13,000 | $47,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 17,875 | $47,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 500 | $46,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 29,400 | $45,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L519 | FUND | 1,300 | $45,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 962 | $44,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 400 | $44,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 2,500 | $44,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 815 | $43,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 1,281 | $43,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 868 | $42,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,000 | $42,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 1,520 | $42,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 793 | $41,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 300 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1,180 | $41,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 850 | $41,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 10,000 | $41,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 760 | $40,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 235 | $39,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 1,192 | $39,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 430 | $38,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 51,198 | $38,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 1,499 | $38,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 690 | $37,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 1,150 | $36,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 1,111 | $36,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 1,470 | $35,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 400 | $35,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 2,000 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 412 | $35,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 1,562 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 2,000 | $35,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 1,414 | $35,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 10,000 | $35,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 1,515 | $35,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 400 | $34,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 549 | $34,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 22,000 | $33,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 1,398 | $33,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 30,000,000 | $33,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 1,375 | $32,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 1,250 | $31,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 71,196 | $31,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 1,200 | $30,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 19,000,000 | $30,000 | thousands by filing date | principal |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 478 | $29,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 1,189 | $29,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 1,153 | $29,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 10,000 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 447 | $28,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 565 | $28,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 950 | $28,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 1,250 | $28,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 600 | $27,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 253 | $27,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 880 | $27,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 87,411 | $27,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,271 | $26,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 3,000 | $25,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 231 | $25,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 44,554 | $25,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 10,000 | $25,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 640 | $24,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 1,000 | $24,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 966 | $24,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 1,000 | $24,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 425 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 497 | $23,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 500 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 532 | $23,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 1,000 | $23,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 160 | $23,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 1,020 | $23,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 1,637 | $23,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 1,300 | $22,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 800 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 370 | $22,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 700 | $22,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 18,295,620 | $22,000 | thousands by filing date | principal |
| ROYAL GOLD INC | 780287AA6 | NOTE | 22,000,000 | $22,000 | thousands by filing date | principal |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 16,919 | $22,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 23,000,000 | $22,000 | thousands by filing date | principal |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 21,000,000 | $22,000 | thousands by filing date | principal |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 140 | $21,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 500 | $21,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 296 | $21,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 10,000 | $21,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 750 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 748 | $20,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 825 | $20,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 800 | $20,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 16,000,000 | $20,000 | thousands by filing date | principal |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 485 | $19,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,181 | $19,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 330 | $19,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 400 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 224 | $19,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 320 | $19,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 33,158 | $19,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-19-007611 | this filing | 2019-02-14 | acceptance time not in the bulk data set |