13F-HR/A filed by Sound Income Strategies, LLC
Sound Income Strategies, LLC filed this 13F-HR/A for the quarter ended 2018-12-31, filed 2019-01-10, with 59 holding rows worth $184,805,000.
- Accession
- 0001144204-19-001357
- Filer
- CIK 1730960
- Filed
- 2019-01-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, amendment of type restatement, 59 entries on the cover page, a total value of $184,805,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $184,805,000 with VALUE read as thousands by filing date, 13F file number 028-18555. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 496,546 | $22,672,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 806,488 | $18,259,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 920,710 | $14,934,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 412,900 | $14,831,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 760,987 | $14,489,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,169,461 | $14,069,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 1,089,285 | $13,485,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 500,828 | $13,447,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 593,591 | $10,174,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 221,795 | $10,047,000 | thousands by filing date | |
| DBX ETF TR | 233051713 | XTRCK JP MRGN ES | 168,158 | $3,863,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 175,229 | $1,929,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 56,469 | $1,700,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 6,537 | $1,696,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 33,940 | $1,471,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 15,826 | $1,439,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 14,979 | $1,421,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 31,738 | $1,375,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 9,857 | $1,271,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,542 | $1,218,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 34,528 | $1,191,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 12,984 | $1,109,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 50,933 | $1,080,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 11,893 | $1,044,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 6,729 | $1,032,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 28,857 | $1,015,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 17,414 | $969,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 11,885 | $919,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 10,370 | $914,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 22,298 | $895,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 18,965 | $865,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 15,356 | $798,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 47,468 | $716,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 112,493 | $676,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 74,135 | $662,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 14,338 | $571,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 54,067 | $549,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 7,197 | $460,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 12,822 | $450,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,992 | $391,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 220 | $365,000 | thousands by filing date | |
| BLACKROCK TCP CAP CORP | 87238QAE3 | COM | 26,339 | $364,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,919 | $356,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 18,512 | $351,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 53,035 | $350,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 23,971 | $326,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,811 | $291,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 9,186 | $256,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 15,100 | $255,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,428 | $253,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 8,791 | $252,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,280 | $247,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 21,487 | $246,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,135 | $236,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 660 | $211,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 14,586 | $203,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 11,076 | $121,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 10,000 | $24,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 11,987 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-19-001048 | superseded | 2019-01-08 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001144204-19-001357 | this filing | 2019-01-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001144204-19-001411 | base | 2019-01-11 | acceptance time not in the bulk data set |