13F-HR filed by Nantahala Capital Management, LLC
Nantahala Capital Management, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 97 holding rows worth $3,716,492,000.
- Accession
- 0001144204-18-059946
- Filer
- CIK 1472322
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 119 entries on the cover page, a total value of $3,716,492,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,716,492,000 with VALUE read as thousands by filing date, 13F file number 028-14750. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 464287655 | SHS | 4,400,000 | $741,620,000 | thousands by filing date | put |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,000,000 | $240,060,000 | thousands by filing date | put |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,978,800 | $235,087,000 | thousands by filing date | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 6,476,500 | $164,503,000 | thousands by filing date | call |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 7,970,000 | $139,555,000 | thousands by filing date | call |
| CODEXIS INC | 192005106 | COM | 6,679,954 | $114,561,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 700,000 | $97,384,000 | thousands by filing date | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,000,000 | $95,870,000 | thousands by filing date | put |
| WORLD ACCEP CORPORATION | 981419104 | COM | 727,412 | $83,187,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 1,171,691 | $79,816,000 | thousands by filing date | |
| RH | 74967X103 | COM | 596,100 | $78,096,000 | thousands by filing date | call |
| UNIQURE NV | N90064101 | SHS | 1,882,471 | $68,503,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 12,101,879 | $68,497,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 1,800,000 | $65,502,000 | thousands by filing date | call |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 440,600 | $63,041,000 | thousands by filing date | call |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 2,645,749 | $61,514,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 2,108,403 | $60,005,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 2,406,298 | $57,775,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 400,000 | $48,776,000 | thousands by filing date | put |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 6,662,582 | $47,504,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 832,927 | $47,186,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 1,476,902 | $44,647,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 539,516 | $44,591,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 150,000 | $43,608,000 | thousands by filing date | call |
| CARVANA CO CL A | 146869102 | Stock | 735,700 | $43,473,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 4,724,211 | $41,715,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 967,028 | $38,749,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 1,000,000 | $37,050,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,275,000 | $36,287,000 | thousands by filing date | call |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 1,776,513 | $32,155,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 2,368,883 | $32,098,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 441,932 | $30,922,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 1,800,000 | $29,394,000 | thousands by filing date | call |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 204,865 | $29,312,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 3,800,145 | $28,767,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 2,500,000 | $25,625,000 | thousands by filing date | call |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 9,002,629 | $25,387,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 6,155,826 | $24,513,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 2,527,260 | $24,186,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 2,429,139 | $23,295,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 1,780,698 | $21,404,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 691,388 | $21,322,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 800,000 | $20,600,000 | thousands by filing date | put |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 1,932,134 | $19,630,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 2,000,000 | $18,780,000 | thousands by filing date | call |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 1,538,608 | $16,925,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 2,348,457 | $16,181,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 8,263,335 | $14,048,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 838,674 | $11,389,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 669,273 | $11,304,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 3,948,132 | $10,581,000 | thousands by filing date | |
| RH | 74967X103 | COM | 77,328 | $10,131,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 300,000 | $10,101,000 | thousands by filing date | put |
| FTD COS INC | 30281V108 | COM | 3,710,763 | $9,759,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 512,103 | $9,704,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 4,587,341 | $9,633,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 205,000 | $9,432,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 211,658 | $9,186,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 2,558,891 | $9,058,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 1,024,721 | $8,761,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 1,191,985 | $8,547,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 643,338 | $8,132,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 853,098 | $7,721,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 851,000 | $7,515,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 285,100 | $7,242,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 582,051 | $6,868,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 601,710 | $6,769,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 700,000 | $6,475,000 | thousands by filing date | put |
| GAIA INC NEW | 36269P104 | CL A | 417,996 | $6,437,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 2,176,251 | $6,366,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 1,092,951 | $5,716,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 2,416,805 | $5,462,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 200,000 | $5,330,000 | thousands by filing date | put |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 576,807 | $5,047,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 200,000 | $4,820,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,666,667 | $4,667,000 | thousands by filing date | |
| MFC BANCORP LTD | G60630103 | USD MFC SHS | 754,632 | $4,603,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 759,401 | $4,329,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 1,725,789 | $3,710,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 441,092 | $3,705,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 443,491 | $3,575,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 635,845 | $3,561,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 1,161,233 | $3,298,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 1,794,260 | $3,176,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 525,300 | $3,105,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 300,000 | $3,027,000 | thousands by filing date | put |
| RUMBLEON INC | 781386206 | COM CL B | 260,343 | $2,728,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 2,948,930 | $2,465,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 110,504 | $2,455,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 1,760,297 | $2,121,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 878,022 | $1,494,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,000,000 | $968,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,000,000 | $968,000 | thousands by filing date | call |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 789,201 | $764,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 647,053 | $654,000 | thousands by filing date | |
| IMXIW US 19 Jan 22 C11.5 (International Money Expr | 46005L119 | W EXP 01/19/202 | 249,999 | $587,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 7,371 | $340,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-18-059946 | this filing | 2018-11-14 | acceptance time not in the bulk data set |