13F-HR filed by D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 3,683 holding rows worth $83,242,901,000.
- Accession
- 0001144204-18-059921
- Filer
- CIK 1009207
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 4,883 entries on the cover page, a total value of $83,242,901,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $83,242,901,000 with VALUE read as thousands by filing date, 13F file number 028-05396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerD. E. SHAW & CO, L.P.028-05394
- included managerD. E. Shaw Investment Management, L.L.C.028-11452
- included managerD. E. Shaw Heliant Adviser, L.L.C.028-14492
- included managerD. E. Shaw Adviser II, L.L.C.028-15385
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DORIAN LPG LTD | Y2106R110 | SHS USD | 27,829 | $222,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 2,300 | $222,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 22,699 | $221,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 14,504 | $221,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,100 | $219,000 | thousands by filing date | put |
| CRANE CO | 224399105 | COM | 2,230 | $219,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 170,000 | $218,000 | thousands by filing date | put |
| EVOLUS INC | 30052C107 | COM | 11,685 | $218,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 1,546 | $218,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 1,423 | $217,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 3,916 | $217,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 8,400 | $216,000 | thousands by filing date | put |
| CMB.TECH NV SHS | B38564108 | Stock | 24,677 | $215,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 21,804 | $215,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,200 | $214,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 3,200 | $214,000 | thousands by filing date | call |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 17,855 | $214,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 6,890 | $213,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 2,900 | $212,000 | thousands by filing date | put |
| HUBSPOTINC | 443573100 | STOK | 1,400 | $211,000 | thousands by filing date | put |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 2,200 | $211,000 | thousands by filing date | put |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 1,224 | $211,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 500 | $210,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 1,800 | $210,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 4,335 | $210,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 15,584 | $210,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,500 | $209,000 | thousands by filing date | put |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 9,564 | $209,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 148,089 | $209,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 2,605 | $208,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 20,100 | $208,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 3,731 | $208,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 7,699 | $208,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 3,700 | $208,000 | thousands by filing date | call |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 10,000 | $208,000 | thousands by filing date | call |
| OSHKOSH CORP COM | 688239201 | Stock | 2,900 | $207,000 | thousands by filing date | put |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 5,000 | $207,000 | thousands by filing date | call |
| AAON INC | 000360206 | COM PAR $0.004 | 5,455 | $206,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 2,900 | $204,000 | thousands by filing date | put |
| GMS INC | 36251C103 | COM | 8,800 | $204,000 | thousands by filing date | put |
| WIX COM LTD SHS | M98068105 | Stock | 1,700 | $203,000 | thousands by filing date | put |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 6,059 | $203,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 3,500 | $202,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 10,000 | $202,000 | thousands by filing date | call |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 19,873 | $202,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,700 | $202,000 | thousands by filing date | call |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 43,668 | $202,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 4,400 | $201,000 | thousands by filing date | put |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 6,391 | $201,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 10,000 | $201,000 | thousands by filing date | call |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 9,295 | $200,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 1,884 | $200,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 12,184 | $199,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 21,200 | $198,000 | thousands by filing date | put |
| FLEX LTD ORD | Y2573F102 | Stock | 15,000 | $197,000 | thousands by filing date | call |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 11,886 | $197,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 50,000 | $197,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311206 | CL C | 10,000 | $195,000 | thousands by filing date | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 34,000 | $193,000 | thousands by filing date | put |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 12,561 | $193,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 33,044 | $192,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 17,600 | $191,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 22,300 | $191,000 | thousands by filing date | call |
| FINISAR CORP | 31787A507 | COM NEW | 10,000 | $191,000 | thousands by filing date | call |
| BBX CAP CORP NEW | 05491N104 | CL A | 25,548 | $190,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 77,800 | $188,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 30,765 | $186,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 37,965 | $185,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 12,537 | $185,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 10,000 | $184,000 | thousands by filing date | call |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 11,216 | $183,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 13,900 | $182,000 | thousands by filing date | put |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 16,331 | $180,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 13,029 | $176,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 14,859 | $176,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 14,046 | $171,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 15,600 | $168,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950129 | *W EXP 02/20/202 | 726,700 | $167,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 88,348 | $166,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 35,692 | $166,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 30,951 | $165,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 193,484 | $162,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 35,700 | $160,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 95,947 | $159,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 25,500 | $157,000 | thousands by filing date | put |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 11,053 | $157,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 21,655 | $155,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 10,400 | $154,000 | thousands by filing date | call |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 10,883 | $152,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 41,164 | $152,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 12,897 | $149,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 22,063 | $147,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 14,700 | $147,000 | thousands by filing date | put |
| MESA AIR GROUP INC | 590479135 | COM NEW | 10,424 | $144,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 14,300 | $143,000 | thousands by filing date | call |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 307,024 | $138,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 24,110 | $135,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 16,783 | $134,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 30,555 | $129,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 31,800 | $127,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 27,609 | $125,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 32,694 | $124,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 30,000 | $124,000 | thousands by filing date | call |
| Gulfport Energy | 402635304 | COM | 11,900 | $124,000 | thousands by filing date | call |
| LSB INDS INC | 502160104 | COM | 12,542 | $123,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 10,291 | $123,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 10,342 | $123,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 60,100 | $122,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 22,062 | $119,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 14,592 | $118,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 43,287 | $117,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 11,195 | $115,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 13,200 | $112,000 | thousands by filing date | put |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 19,034 | $112,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 21,109 | $110,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 60,909 | $108,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 19,818 | $107,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 21,979 | $103,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 16,300 | $101,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 19,453 | $101,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 11,802 | $98,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 31,186 | $97,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 18,215 | $88,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 34,951 | $87,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 16,187 | $86,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 16,683 | $85,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 75,000 | $84,000 | thousands by filing date | put |
| QUORUM HEALTH CORP | 74909E106 | COM | 14,103 | $83,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 14,441 | $81,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 24,800 | $80,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 11,091 | $80,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 69,184 | $77,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 10,600 | $75,000 | thousands by filing date | call |
| BLACK RIDGE ACQUISITION CORP | 09216T123 | RIGHT 07/10/2019 | 203,900 | $75,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 12,645 | $73,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 51,383 | $73,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 25,990 | $72,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 13,642 | $71,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 25,831 | $70,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 23,500 | $70,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 20,061 | $69,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 34,611 | $69,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 10,049 | $69,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 13,164 | $67,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T115 | *W EXP 07/10/202 | 147,449 | $66,000 | thousands by filing date | |
| CYTRX CORP | 232828608 | COM PAR | 60,360 | $63,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 10,257 | $63,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 16,301 | $62,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 199,271 | $61,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 10,649 | $60,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950137 | RIGHT 02/20/2020 | 132,400 | $60,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 72,751 | $58,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 12,499 | $58,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 12,800 | $58,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 19,745 | $54,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 22,836 | $54,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P129 | RIGHT 99/99/9999 | 115,300 | $54,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 89,000 | $53,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 21,771 | $51,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 14,866 | $51,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 45,374 | $45,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 18,309 | $42,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 17,939 | $41,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 21,183 | $40,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 22,903 | $39,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 10,410 | $34,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 31,643 | $34,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 18,976 | $33,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 20,000 | $33,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 22,817 | $29,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 30,000 | $29,000 | thousands by filing date | call |
| AQUA METALS INC | 03837J101 | COM | 11,211 | $29,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 17,400 | $28,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 12,329 | $27,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 11,800 | $27,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 35,631 | $25,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 11,302 | $24,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 11,108 | $22,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 12,488 | $21,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 10,803 | $19,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 12,900 | $14,000 | thousands by filing date | call |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 11,778 | $12,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 99,900 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-18-059921 | this filing | 2018-11-14 | acceptance time not in the bulk data set |