13F-HR filed by L & S Advisors Inc
L & S Advisors Inc filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 327 holding rows worth $772,037,000.
- Accession
- 0001144204-18-059667
- Filer
- CIK 1392364
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 327 entries on the cover page, a total value of $772,037,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $772,037,000 with VALUE read as thousands by filing date, 13F file number 028-13201. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerWELLS FARGO CLEARING SERVICES, LLC028-13118
- reports for this filerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 91,821 | $26,694,000 | thousands by filing date | |
| US TREASURY | 912828d23 | FIXED | 25,854,000 | $25,733,000 | thousands by filing date | principal |
| US TREASURY | 912796pt0 | FIXED | 20,000,000 | $19,810,000 | thousands by filing date | principal |
| US TREASURY | 912796qh5 | FIXED | 20,000,000 | $19,690,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 238,884 | $18,729,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 76,636 | $17,300,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 137,903 | $15,772,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 7,788 | $15,599,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 9,466 | $11,426,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 154,915 | $10,990,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 38,649 | $10,282,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 342,613 | $10,093,000 | thousands by filing date | |
| US TREASURY | 912828jr2 | FIXED | 10,000,000 | $10,017,000 | thousands by filing date | principal |
| US TREASURY | 912828f39 | FIXED | 10,000,000 | $9,911,000 | thousands by filing date | principal |
| Broadcom Inc. | 11135F101 | COM | 39,322 | $9,702,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 100,157 | $9,660,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 133,535 | $9,580,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 51,549 | $9,305,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 80,589 | $9,094,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 53,849 | $8,856,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 62,876 | $8,688,000 | thousands by filing date | |
| OAKMARK INTL FD | 413838202 | Equity Mutual Fu | 316,517 | $8,274,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 67,540 | $8,259,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 90,812 | $7,825,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 34,166 | $7,661,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 89,627 | $7,620,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 28,636 | $7,571,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 30,988 | $7,564,000 | thousands by filing date | |
| US TREASURY | 912828n63 | FIXED | 7,473,000 | $7,448,000 | thousands by filing date | principal |
| Intuit Inc. | 461202103 | COM | 31,280 | $7,113,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 26,155 | $7,061,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 24,905 | $6,999,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 35,400 | $6,925,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 154,431 | $6,806,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 31,523 | $6,534,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 24,488 | $6,391,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 57,010 | $6,386,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 85,115 | $6,303,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 40,269 | $6,284,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 75,445 | $6,199,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 58,183 | $6,196,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 36,730 | $6,112,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 88,077 | $6,002,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 39,585 | $5,941,000 | thousands by filing date | |
| HRDG LVNR INTL EQUITY | 412295107 | COM | 253,419 | $5,846,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 122,110 | $5,687,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 15,174 | $5,643,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 35,402 | $5,630,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME | 277923546 | FIXED | 1,256,025 | $5,564,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 65,977 | $5,489,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 52,945 | $5,427,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 60,790 | $5,340,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 41,235 | $4,708,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 95,999 | $4,670,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 7,748 | $4,447,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 29,360 | $4,266,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 58,338 | $4,202,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 34,870 | $4,078,000 | thousands by filing date | |
| Guggenheim Macro Oppty Inst | 40168W582 | MF | 151,369 | $4,022,000 | thousands by filing date | |
| US TREASURY | 912828c24 | FIXED | 3,820,000 | $3,807,000 | thousands by filing date | principal |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 225,799 | $3,674,000 | thousands by filing date | |
| TCW Emerging Markets Income Fu | 87234N765 | MF | 451,392 | $3,598,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 23,810 | $3,329,000 | thousands by filing date | |
| LORD ABBETT INVT TR | 543916688 | SHS | 782,231 | $3,254,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 15,576 | $3,227,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 21,064 | $3,212,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 10,091 | $3,203,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 14,848 | $3,129,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 18,556 | $3,100,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 30,092 | $3,078,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 22,274 | $3,020,000 | thousands by filing date | |
| SCHWAB TOTAL STOCK MKT-SEL | 808509756 | MFD | 52,847 | $2,761,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 57,653 | $2,726,000 | thousands by filing date | |
| Western Asset Core Bond I | 957663305 | Mutual Fund | 218,060 | $2,665,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 18,196 | $2,603,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 14,559 | $2,573,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 28,078 | $2,571,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 15,046 | $2,522,000 | thousands by filing date | |
| VICTORY SYCAMORE ESTABLISHED VALUE I | 92646A831 | EQUITY FUNDS | 58,626 | $2,507,000 | thousands by filing date | |
| DoubleLine Core Fixed Income Fund | 258620301 | Mutual Fund | 234,886 | $2,499,000 | thousands by filing date | |
| ALLIANZGI SH DUR'N HI YLD | 01880b876 | FIXED | 163,596 | $2,436,000 | thousands by filing date | |
| GOLDMAN SACHS TR | 38144N569 | EMGMKEQ INS INST | 244,569 | $2,426,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 53,030 | $2,295,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 10,652 | $2,291,000 | thousands by filing date | |
| JP MORGAN MID CAP VALUE FUND CLASS L | 339128100 | Mutual Fund | 54,173 | $2,262,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 18,811 | $2,196,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 12,584 | $2,191,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 12,791 | $2,177,000 | thousands by filing date | |
| 361 US SMALL CAP EQUITY | 46141q394 | COM | 177,605 | $2,169,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 21,083 | $1,994,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 13,074 | $1,983,000 | thousands by filing date | |
| US TREASURY | 912828rt9 | FIXED | 1,977,000 | $1,974,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 12,113 | $1,956,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 23,391 | $1,947,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 16,995 | $1,889,000 | thousands by filing date | |
| PIMCO INCOME | 72201F490 | COM | 155,680 | $1,851,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 11,268 | $1,836,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 11,394 | $1,835,000 | thousands by filing date | |
| VTI | 922908769 | COM | 12,219 | $1,829,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 13,748 | $1,786,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 8,206 | $1,769,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 4,937 | $1,708,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 15,140 | $1,703,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 96,565 | $1,682,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 17,850 | $1,647,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 57,061 | $1,639,000 | thousands by filing date | |
| MATTHEWS ASIA GROWTH FD | 577130776 | COM | 59,499 | $1,611,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 21,348 | $1,566,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 9,194 | $1,565,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 19,224 | $1,563,000 | thousands by filing date | |
| AM CEN TAX FREE BOND | 025075839 | FIXED | 134,183 | $1,558,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 9,387 | $1,547,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 14,300 | $1,527,000 | thousands by filing date | |
| US TREASURY | 912828d80 | FIXED | 1,511,000 | $1,497,000 | thousands by filing date | principal |
| VANGUARD CA INTERM-TERM TAX-EXEMPT INV | 922021308 | BOND FUNDS | 129,188 | $1,488,000 | thousands by filing date | |
| PIMCO DIVERS INCOME | 693391880 | FIXED | 139,745 | $1,487,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 3,120 | $1,471,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 21,722 | $1,471,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 13,180 | $1,459,000 | thousands by filing date | |
| CULLEN EMERGING MARKETS | 230001752 | COM | 133,874 | $1,394,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 11,920 | $1,369,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 8,053 | $1,347,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 3,542 | $1,325,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 19,489 | $1,321,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 6,120 | $1,265,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 3,380 | $1,258,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 14,480 | $1,250,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 13,134 | $1,233,000 | thousands by filing date | |
| WELLS FARGO CA TAX FREE | 94975h676 | FIXED | 106,870 | $1,233,000 | thousands by filing date | |
| Mallinckrodt Fin 4.750 04/15/23 DFTd | 561234AE5 | Puts | 1,425,000 | $1,218,000 | thousands by filing date | principal |
| VIRNETX HLDG CORP | 92823T108 | COM | 261,700 | $1,217,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 10,596 | $1,194,000 | thousands by filing date | |
| BLACKROCK INTERMEDIATE MUNICIP | 09253e609 | com | 101,626 | $1,185,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 6,705 | $1,168,000 | thousands by filing date | |
| GOLDMAN SACHS | 38150aak1 | FIXED | 1,165,000 | $1,158,000 | thousands by filing date | principal |
| SPLUNK INC | 848637104 | COM | 9,195 | $1,112,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 9,889 | $1,061,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 10,426 | $1,060,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 6,930 | $1,059,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 6,675 | $1,025,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 13,089 | $1,011,000 | thousands by filing date | |
| LEXMARK INTERNATIONAL INC NOTE M/W CLBL | 529772AF2 | NOTE M/W CLBL | 1,108,000 | $1,008,000 | thousands by filing date | principal |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 26,515 | $996,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 6,825 | $996,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 13,420 | $988,000 | thousands by filing date | |
| CONNS INC | 208242ab3 | FIXED | 975,000 | $973,000 | thousands by filing date | principal |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 23,795 | $972,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 4,310 | $971,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 12,844 | $958,000 | thousands by filing date | |
| Western Asset Managed Mu Nicipals I | 52469J509 | MF | 60,182 | $955,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 5,722 | $941,000 | thousands by filing date | |
| US TREASURY | 912828f62 | FIXED | 933,000 | $921,000 | thousands by filing date | principal |
| USBANCORPDEL | 902973304 | COM NEW | 17,354 | $916,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 5,108 | $908,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 2,642 | $900,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 19,696 | $890,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 18,640 | $883,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS | 683797ad6 | FIXED | 865,000 | $878,000 | thousands by filing date | principal |
| QUAD GRAPHICS | 747301ac3 | FIXED | 865,000 | $874,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 727 | $868,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 19,755 | $865,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 5,507 | $860,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 3,032 | $855,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 11,677 | $853,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 13,165 | $848,000 | thousands by filing date | |
| US TREASURY | 912828p95 | FIXED | 853,000 | $848,000 | thousands by filing date | principal |
| Costco Wholesale Corporation | 22160K105 | COM | 3,571 | $839,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 8,580 | $832,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 72,304 | $826,000 | thousands by filing date | |
| TEMPLETON GLOBAL TOTAL RT ADV CL SH | 880208855 | Mutual Fund | 70,975 | $823,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 6,830 | $818,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 17,315 | $800,000 | thousands by filing date | |
| MAGNACHIP | 55933jab0 | FIXED | 800,000 | $788,000 | thousands by filing date | principal |
| CLEARWATER PAPER | 18538rag8 | FIXED | 845,000 | $787,000 | thousands by filing date | principal |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 2,010 | $786,000 | thousands by filing date | |
| TRIUMPH GROUP INC | 896818AL5 | Fixed Income | 830,000 | $785,000 | thousands by filing date | principal |
| EATON VANCE HIGH INCOME | 277923405 | MF | 176,332 | $781,000 | thousands by filing date | |
| CARDTRONICS INC | 14161haj7 | FIXED | 790,000 | $777,000 | thousands by filing date | principal |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 94,990 | $776,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 6,035 | $770,000 | thousands by filing date | |
| US TREASURY | 912828ry8 | FIXED | 770,000 | $768,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES | 01741RAE2 | Common | 750,000 | $763,000 | thousands by filing date | principal |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 70,533 | $762,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 32,800 | $750,000 | thousands by filing date | |
| WYNDHAM WORLDWIDE CORP | 98310WAJ7 | Fixed Income | 765,000 | $742,000 | thousands by filing date | principal |
| SPEEDWAY MOTORSPORTS | 847788at3 | FIXED | 745,000 | $742,000 | thousands by filing date | principal |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,534 | $723,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 5,096 | $722,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 9,750 | $719,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FINANCE IV B.V. | 88166JAA1 | Yankee Bond (denominated & pays in US$) | 740,000 | $719,000 | thousands by filing date | principal |
| RANGE RES CORP GTD FXD | 75281ABA6 | Fixed Income | 725,000 | $712,000 | thousands by filing date | principal |
| CHILDRENS PL INC NEW | 168905107 | COM | 5,518 | $705,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 17,768 | $701,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 5,485 | $697,000 | thousands by filing date | |
| SPRINT NEXTEL CORP | 852061AS9 | COM | 675,000 | $688,000 | thousands by filing date | principal |
| MOELIS & CO | 60786M105 | CL A | 12,483 | $684,000 | thousands by filing date | |
| INGLES MARKETS | 457030aj3 | FIXED | 675,000 | $682,000 | thousands by filing date | principal |
| DISH DBS CORP | 25470xaj4 | FIXED | 695,000 | $677,000 | thousands by filing date | principal |
| PITNEY BOWES INC | 724479al4 | FIXED | 730,000 | $674,000 | thousands by filing date | principal |
| ICAHN ENTERPRISES LP/CORP | 451102BJ5 | Fixed Income | 655,000 | $671,000 | thousands by filing date | principal |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 5,030 | $664,000 | thousands by filing date | |
| APX GROUP INC | 00213mak0 | FIXED | 650,000 | $663,000 | thousands by filing date | principal |
| Doubleline Total Return Bd Fd Cl I | 258620103 | MF | 63,523 | $657,000 | thousands by filing date | |
| VANGUARD INTERM-TERM TX-EX INV | 922907209 | BOND FUNDS | 47,613 | $656,000 | thousands by filing date | |
| TRANSDIGM INC SR SB | 893647AW7 | Fixed Income | 635,000 | $645,000 | thousands by filing date | principal |
| NATIONSTAR MTG LLC / | 63860UAL4 | Fixed Income | 645,000 | $644,000 | thousands by filing date | principal |
| WORKDAY INC CL A | 98138H101 | Stock | 4,380 | $639,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 8,745 | $621,000 | thousands by filing date | |
| CONSOL ENERGY INC GTD SR NT | 20854PAL3 | Fixed Income | 620,000 | $618,000 | thousands by filing date | principal |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,652 | $606,000 | thousands by filing date | |
| WHITING | 966387ah5 | FIXED | 585,000 | $600,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 5,000 | $594,000 | thousands by filing date | |
| MATTHEWS PACIFIC TIGER FUND INSTITUTIONAL CLASS | 577130834 | Mutual Fund | 19,906 | $582,000 | thousands by filing date | |
| NAVIENT CORPORATION | 63938caf5 | FIXED | 555,000 | $576,000 | thousands by filing date | principal |
| Union Pacific Corporation | 907818108 | COM | 3,400 | $554,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318uab1 | FIXED | 535,000 | $549,000 | thousands by filing date | principal |
| CREDIT ACCEPTANCE | 225310ag6 | FIXED | 545,000 | $548,000 | thousands by filing date | principal |
| Metropolitan West Total Return Bond Fund | 592905509 | Mutual Fund | 51,326 | $529,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 8,540 | $523,000 | thousands by filing date | |
| MARTIN MIDSTREAM LP | 573334ad1 | FIXED | 495,000 | $494,000 | thousands by filing date | principal |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 11,070 | $491,000 | thousands by filing date | |
| US TREASURY | 912828wd8 | FIXED | 490,000 | $490,000 | thousands by filing date | principal |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,306 | $480,000 | thousands by filing date | |
| VANGUARD CA INTERM-TERM TAX-EXEMPT ADM | 922021407 | BOND | 41,331 | $476,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE | 398905ak5 | FIXED | 455,000 | $452,000 | thousands by filing date | principal |
| OneMain Finance Corp | 85172FAN9 | Corporate Bond - Domestic | 450,000 | $447,000 | thousands by filing date | principal |
| US TREASURY | 912828p53 | FIXED | 440,000 | $437,000 | thousands by filing date | principal |
| BERRY PLASTICS | 085790ay9 | FIXED | 425,000 | $429,000 | thousands by filing date | principal |
| ENVIVA PARTNERS LP | 29413xab3 | FIXED | 410,000 | $424,000 | thousands by filing date | principal |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 5,598 | $422,000 | thousands by filing date | |
| CSC HOLDINGS LLC | 126307af4 | FIXED | 400,000 | $421,000 | thousands by filing date | principal |
| MATTHEWS ASIA DIVIDEND INSTL | 577130750 | MIPIX | 22,333 | $420,000 | thousands by filing date | |
| TENET HEALTHCARE | 88033gcn8 | FIXED | 415,000 | $413,000 | thousands by filing date | principal |
| WINDSTREAM CORP NOTE M/W CLBL | 97381WAN4 | NOTE M/W CLBL | 565,000 | $412,000 | thousands by filing date | principal |
| SCOTTS MIRACLE-GRO CO | 810186AM8 | Fixed Income | 400,000 | $411,000 | thousands by filing date | principal |
| CALIFORNIA ST | 13063a4n1 | FIXED | 400,000 | $407,000 | thousands by filing date | principal |
| CALPINE | 131347cf1 | FIXED | 460,000 | $405,000 | thousands by filing date | principal |
| FORUM ENERGY TECH | 34984vab6 | FIXED | 400,000 | $400,000 | thousands by filing date | principal |
| LAREDO PETROLEUM | 516806ae6 | FIXED | 400,000 | $400,000 | thousands by filing date | principal |
| REVLON CONSUMER | 761519bd8 | FIXED | 490,000 | $393,000 | thousands by filing date | principal |
| INTERNATIONAL GAME TECHNOLOGY | 459902AT9 | Fixed Income | 390,000 | $388,000 | thousands by filing date | principal |
| CALPINE | 131347ce4 | FIXED | 405,000 | $383,000 | thousands by filing date | principal |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,289 | $381,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 4,000 | $380,000 | thousands by filing date | |
| FIDELITY CONTRAFUND | 316071109 | MFD | 26,781 | $377,000 | thousands by filing date | |
| BOYD GAMING CORP | 103304bk6 | FIXED | 350,000 | $367,000 | thousands by filing date | principal |
| INVESCO QQQ TR | 46090E103 | COM | 1,949 | $362,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,635 | $350,000 | thousands by filing date | |
| RR DONNELLEY & SONS CO | 257867BA8 | COM | 350,000 | $349,000 | thousands by filing date | principal |
| GRIFFON | 398433ah5 | FIXED | 350,000 | $346,000 | thousands by filing date | principal |
| Danaher Corporation | 235851102 | COM | 3,099 | $337,000 | thousands by filing date | |
| RR DONNELLEY & SONS | 25799ahb8 | FIXED | 325,000 | $335,000 | thousands by filing date | principal |
| Starbucks Corporation | 855244109 | COM | 5,672 | $322,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 9,444 | $317,000 | thousands by filing date | |
| FERRELLGAS | 315292AM4 | FIXED | 355,000 | $317,000 | thousands by filing date | principal |
| ISTAR FINANCIAL INC | 45031ubz3 | FIXED | 310,000 | $312,000 | thousands by filing date | principal |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 5,025 | $309,000 | thousands by filing date | |
| GRAPHIC PACKAGING INTL INC GTD FXD RT SR NT | 38869PAM6 | Fixed Income | 315,000 | $306,000 | thousands by filing date | principal |
| UNIVERSITY OF CALIFORNIA | 91412f5u7 | FIXED | 300,000 | $306,000 | thousands by filing date | principal |
| ONEOK INC NEW | 682680103 | COM | 4,432 | $300,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,761 | $297,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219lam1 | FIXED | 290,000 | $295,000 | thousands by filing date | principal |
| HARBOR CAPITAL APPRECIATION FUN | 411511504 | SHS | 3,582 | $294,000 | thousands by filing date | |
| CARROLS RESTAURANT | 14574xad6 | FIXED | 275,000 | $287,000 | thousands by filing date | principal |
| Berkshire Hathaway Inc | 084670702 | COM | 1,327 | $284,000 | thousands by filing date | |
| SPRINGLEAF FINANCE | 85172fak5 | FIXED | 275,000 | $284,000 | thousands by filing date | principal |
| Vanguard CA Long-Term Tax-Exempt Adm | 922021506 | Mutual Fund | 23,846 | $282,000 | thousands by filing date | |
| CLEAR CHANNEL | 18451qal2 | FIXED | 275,000 | $280,000 | thousands by filing date | principal |
| US TREASURY | 912828n22 | FIXED | 280,000 | $279,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 1,051 | $278,000 | thousands by filing date | |
| NATIONAL CINEMEDIA | 63530qae9 | FIXED | 275,000 | $278,000 | thousands by filing date | principal |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 8,112 | $277,000 | thousands by filing date | |
| L BRANDS | 532716au1 | FIXED | 270,000 | $273,000 | thousands by filing date | principal |
| Keyence Corp | J32491102 | Common Stock | 462 | $268,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37954fab0 | FIXED | 265,000 | $264,000 | thousands by filing date | principal |
| T ROWE PRICE HIGH YIELD FUND | 741481105 | Com | 40,100 | $262,000 | thousands by filing date | |
| US TREASURY | 912828a34 | FIXED | 260,000 | $260,000 | thousands by filing date | principal |
| VIVENDI SA-UNSPON ADR | 92852T201 | COM | 10,000 | $256,000 | thousands by filing date | |
| HORIZON PHARMA | 44047tad1 | FIXED | 250,000 | $256,000 | thousands by filing date | principal |
| COVANTA HOLDING | 22282eaf9 | FIXED | 250,000 | $255,000 | thousands by filing date | principal |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 40,725 | $251,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,907 | $245,000 | thousands by filing date | |
| LENNAR CORP NOTE M/W CLBL | 526057BW3 | NOTE M/W CLBL | 240,000 | $241,000 | thousands by filing date | principal |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,037 | $236,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 2,400 | $232,000 | thousands by filing date | |
| California St 5.000 03/01/26 '25 | 13063CQT0 | Common Stock | 200,000 | $232,000 | thousands by filing date | principal |
| NIKE,Inc. Class B | 654106103 | COM | 2,729 | $231,000 | thousands by filing date | |
| ARES CAPITAL | 04010lan3 | FIXED | 230,000 | $231,000 | thousands by filing date | principal |
| CAPITAL ONE FINANCIAL | 14040hby0 | FIXED | 225,000 | $225,000 | thousands by filing date | principal |
| LA DISTRICT SPECIAL TAX | 544386db8 | FIXED | 200,000 | $225,000 | thousands by filing date | principal |
| CA UC IRVINE STUDENT HSG | 13078rhf0 | FIXED | 200,000 | $219,000 | thousands by filing date | principal |
| OFFICE OF INV & INFRA | 79770gbd7 | FIXED | 200,000 | $217,000 | thousands by filing date | principal |
| BAY AREA TOLL | 072024vd1 | FIXED | 200,000 | $216,000 | thousands by filing date | principal |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,655 | $215,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,252 | $214,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,611 | $214,000 | thousands by filing date | |
| SAN DIEGO AIRPORT | 79739gdj2 | FIXED | 200,000 | $211,000 | thousands by filing date | principal |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,165 | $208,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,162 | $206,000 | thousands by filing date | |
| RIO HONDO CA CMTY CLG | 767121cl8 | FIXED | 200,000 | $205,000 | thousands by filing date | principal |
| WILLIAM LYON HOMES | 96926dah3 | FIXED | 200,000 | $204,000 | thousands by filing date | principal |
| US TREASURY | 9128282k5 | FIXED | 205,000 | $203,000 | thousands by filing date | principal |
| MODESTO IRRIG DIST | 607762nf4 | FIXED | 200,000 | $203,000 | thousands by filing date | principal |
| BAY AREA TOLL | 072024ry0 | FIXED | 200,000 | $203,000 | thousands by filing date | principal |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,431 | $202,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 4,929 | $202,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 987 | $202,000 | thousands by filing date | |
| CALIFORNIA ST | 13063a2u7 | FIXED | 200,000 | $200,000 | thousands by filing date | principal |
| XEROX | 984121cm3 | FIXED | 200,000 | $199,000 | thousands by filing date | principal |
| BAIDU | 056752ad0 | FIXED | 200,000 | $199,000 | thousands by filing date | principal |
| XILINX, INC. | 983919AH4 | Convertible/ | 200,000 | $198,000 | thousands by filing date | principal |
| NCR CORPORATION | 62886eaj7 | FIXED | 200,000 | $198,000 | thousands by filing date | principal |
| ANALOG DEVICES INC | 032654ar6 | FIXED | 200,000 | $198,000 | thousands by filing date | principal |
| ABBVIE INC | 00287yat6 | FIXED | 200,000 | $198,000 | thousands by filing date | principal |
| FORD MOTOR CREDIT | 345397xf5 | FIXED | 200,000 | $197,000 | thousands by filing date | principal |
| SANTANDER HOLDINGS | 80282kad8 | FIXED | 200,000 | $197,000 | thousands by filing date | principal |
| SEASIDE CA JT PWRS | 812478cu7 | FIXED | 200,000 | $195,000 | thousands by filing date | principal |
| ACTIVISION BLIZZARD | 00507vah2 | FIXED | 200,000 | $194,000 | thousands by filing date | principal |
| GENERAL ELEC CO | 369604103 | COM | 12,937 | $146,000 | thousands by filing date | |
| AIA GROUP LTD | Y002A1105 | FOREIGN | 13,449 | $120,000 | thousands by filing date | |
| SOUND GLOBAL LTD | 035205748 | COM | 180,000 | $69,000 | thousands by filing date | |
| LARGO RES LTD COM | 517103404 | Stock | 16,000 | $45,000 | thousands by filing date | |
| NightFood Holdings Inc | 65412F101 | COM | 11,900 | $4,000 | thousands by filing date | |
| Tomi Environmental | 890023104 | COM | 25,000 | $2,000 | thousands by filing date | |
| MEDIZONE INTL INC | 585013105 | COMMON STOCK | 500,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Logic Devices Inc. | 541402103 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAGUAR RESOURCES INC F | 470095308 | COM | 18,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-18-059667 | this filing | 2018-11-14 | acceptance time not in the bulk data set |