13F-HR filed by INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC
INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 852 holding rows worth $505,811,000.
- Accession
- 0001144204-18-059221
- Filer
- CIK 1673815
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 860 entries on the cover page, a total value of $505,811,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $505,811,000 with VALUE read as thousands by filing date, 13F file number 028-17438. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CAMBRIA ETF TR CORE EQUITY | 132061854 | CEF | 2,346,223 | $59,102,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 97,044 | $16,357,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 46,071 | $13,486,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 103,658 | $12,711,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 65,899 | $11,675,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 98,927 | $11,155,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 125,734 | $10,061,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 109,147 | $9,506,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 117,363 | $9,158,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 131,675 | $8,953,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 29,073 | $8,452,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 34,058 | $7,688,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 74,717 | $6,352,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 94,714 | $6,069,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 49,063 | $5,754,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 39,937 | $5,518,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 46,050 | $5,267,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 208,587 | $5,217,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 86,148 | $5,196,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 98,305 | $5,167,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 23,442 | $4,859,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 42,328 | $4,776,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 58,682 | $4,723,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 64,696 | $4,590,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 32,768 | $4,581,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 61,503 | $4,512,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 21,099 | $4,446,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 12,185 | $4,216,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 30,747 | $4,057,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 83,142 | $4,045,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 15,180 | $4,039,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 54,565 | $3,997,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 37,033 | $3,974,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 23,745 | $3,972,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 23,377 | $3,918,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 41,623 | $3,909,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 68,566 | $3,897,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 46,359 | $3,858,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 21,196 | $3,826,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 22,879 | $3,822,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 72,025 | $3,804,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 41,903 | $3,786,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 49,339 | $3,778,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 33,404 | $3,735,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 71,467 | $3,685,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 84,527 | $3,685,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 21,757 | $3,681,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 32,312 | $3,672,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 13,729 | $3,666,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 49,103 | $3,616,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 16,854 | $3,609,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 107,282 | $3,603,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 29,222 | $3,573,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 67,970 | $3,538,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 20,474 | $3,485,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 12,571 | $3,445,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 34,596 | $3,439,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 15,373 | $3,439,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 20,196 | $3,437,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 24,244 | $3,435,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 41,266 | $3,391,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 70,138 | $3,301,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 30,085 | $3,228,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 29,153 | $3,186,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 22,382 | $3,159,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 60,020 | $3,155,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 39,935 | $3,121,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 65,840 | $3,114,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 63,250 | $2,894,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,293,400 | $2,851,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 61,042 | $2,843,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 52,366 | $2,573,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 47,577 | $2,464,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 12,587 | $2,339,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 75,683 | $2,174,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 8,866 | $1,974,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 28,791 | $1,950,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 23,150 | $1,924,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 36,255 | $1,879,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 14,984 | $1,269,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 44,202 | $1,202,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 34,321 | $1,190,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 553 | $1,108,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 47,269 | $1,052,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 16,587 | $996,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 13,413 | $996,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 12,159 | $991,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,043 | $963,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 8,031 | $959,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 21,309 | $939,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 22,019 | $872,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,697 | $856,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 5,101 | $821,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 16,848 | $818,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 33,637 | $793,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 44,660 | $778,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 4,807 | $762,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 18,983 | $750,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,295 | $743,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 10,806 | $722,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 6,348 | $716,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 6,692 | $713,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 32,225 | $689,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 13,278 | $679,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 568 | $678,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 3,218 | $652,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,830 | $646,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 10,036 | $627,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 6,493 | $616,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 5,985 | $589,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 8,121 | $551,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,477 | $542,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,474 | $532,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 4,655 | $500,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 7,118 | $500,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 10,549 | $489,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,377 | $487,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 22,378 | $474,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 8,358 | $471,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,996 | $470,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,103 | $466,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 6,582 | $457,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 3,650 | $455,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 160,579 | $446,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 5,300 | $438,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 7,244 | $434,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,896 | $433,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 7,396 | $431,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 6,805 | $423,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 7,918 | $409,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 14,510 | $400,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 10,000 | $396,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,345 | $391,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,340 | $389,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,359 | $388,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,173 | $387,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 7,201 | $384,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 3,512 | $383,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,694 | $381,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,281 | $378,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 7,939 | $376,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 2,794 | $376,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 10,465 | $371,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,911 | $370,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 989 | $368,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,247 | $366,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,414 | $365,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 18,464 | $344,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 71,800 | $339,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 3,045 | $337,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 3,374 | $334,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 7,081 | $327,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 6,308 | $326,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $320,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,881 | $311,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,883 | $306,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 6,612 | $305,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 10,248 | $304,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 9,855 | $282,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,052 | $278,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 5,551 | $278,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 22,752 | $276,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 3,520 | $272,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 6,890 | $271,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 5,455 | $263,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 15,530 | $263,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 7,900 | $259,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,626 | $257,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 1,235 | $252,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 22,314 | $251,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,877 | $240,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 5,440 | $238,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 7,787 | $233,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,050 | $231,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,068 | $231,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,084 | $231,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 4,350 | $226,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,779 | $224,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 4,196 | $221,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,355 | $219,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 4,514 | $219,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 1,498 | $210,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 23,386 | $210,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,010 | $209,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 997 | $204,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 3,542 | $203,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 17,411 | $197,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 907 | $196,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 777 | $192,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 1,963 | $192,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 9,215 | $192,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 763 | $190,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,216 | $185,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 4,031 | $185,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 5,402 | $184,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 2,809 | $181,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,540 | $180,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,445 | $176,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,313 | $175,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,197 | $175,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 2,988 | $175,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 3,478 | $175,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 4,800 | $174,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,053 | $173,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,690 | $172,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 1,938 | $170,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 2,800 | $162,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 2,430 | $161,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,381 | $161,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,597 | $158,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 2,270 | $158,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 3,648 | $158,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 3,307 | $156,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,398 | $156,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 2,181 | $155,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,600 | $155,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,065 | $155,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 957 | $154,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,250 | $153,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 850 | $151,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 1,000 | $151,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 3,111 | $151,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 2,038 | $146,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 4,364 | $146,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 2,777 | $143,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 8,300 | $143,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 1,700 | $142,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 1,359 | $139,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 509 | $137,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 2,807 | $132,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,516 | $131,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 3,624 | $128,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 963 | $127,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 2,568 | $125,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 956 | $124,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 2,021 | $123,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 1,829 | $122,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 8,033 | $120,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 586 | $118,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 1,838 | $118,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 751 | $117,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,027 | $117,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 615 | $116,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,055 | $115,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 1,769 | $114,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,114 | $113,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 2,328 | $112,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 418 | $111,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 2,395 | $111,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 519 | $110,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 4,123 | $108,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,728 | $107,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,829 | $107,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 654 | $107,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 560 | $107,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,415 | $106,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 1,200 | $106,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 1,336 | $104,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 720 | $103,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 1,525 | $103,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 886 | $102,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 2,000 | $102,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,293 | $101,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,197 | $100,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 3,692 | $99,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 2,279 | $98,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 8,144 | $98,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 1,804 | $96,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 6,615 | $96,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 1,551 | $95,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 1,200 | $95,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 2,698 | $94,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,091 | $94,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 4,021 | $94,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 2,500 | $93,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 1,300 | $93,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 76 | $92,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 3,327 | $92,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 508 | $92,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 3,342 | $91,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 7,160 | $91,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 283 | $89,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 1,818 | $88,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 236 | $87,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 724 | $87,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 1,253 | $87,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 2,711 | $86,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 439 | $85,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,927 | $85,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,724 | $85,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,334 | $85,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 6,774 | $85,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 709 | $84,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 964 | $84,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 2,099 | $83,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 2,144 | $83,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 2,224 | $82,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 12,554 | $81,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 5,730 | $80,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 1,412 | $80,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 1,958 | $79,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 952 | $78,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 450 | $78,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 880 | $77,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 6,323 | $77,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 2,406 | $76,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 2,648 | $76,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 2,550 | $76,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 5,734 | $76,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 318 | $75,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 3,048 | $75,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 2,650 | $75,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 13,295 | $74,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 10,158 | $74,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 1,000 | $73,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 3,388 | $73,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 902 | $71,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 1,499 | $71,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 2,276 | $71,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 465 | $70,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 1,415 | $70,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 724 | $69,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 3,072 | $69,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 602 | $68,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 1,743 | $67,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 2,556 | $66,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1,405 | $65,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 350 | $64,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 4,058 | $64,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 2,225 | $64,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 571 | $63,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 2,622 | $62,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 776 | $60,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 2,205 | $60,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,030 | $58,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,157 | $58,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 525 | $58,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 916 | $58,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 360 | $57,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 2,703 | $57,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 65 | $56,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 275 | $54,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 993 | $54,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 594 | $54,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 792 | $53,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 1,200 | $53,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 4,419 | $53,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 279 | $52,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 1,017 | $52,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 757 | $52,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,812 | $52,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 204 | $50,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 364 | $49,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 1,440 | $49,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 3,137 | $46,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 384 | $45,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 686 | $44,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 123 | $44,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 601 | $44,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 696 | $44,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 2,000 | $43,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 1,687 | $43,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 148 | $42,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 1,021 | $42,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 969 | $42,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 524 | $42,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 654 | $42,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 550 | $42,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 356 | $41,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 483 | $41,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 737 | $41,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 702 | $41,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 300 | $41,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 3,600 | $41,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 2,019 | $41,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 92 | $40,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 2,809 | $39,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 3,000 | $39,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 180 | $38,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 217 | $38,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 270 | $38,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 3,000 | $37,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 96 | $36,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 2,250 | $36,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 3,339 | $36,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 1,709 | $36,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 287 | $35,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 386 | $35,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 685 | $34,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 597 | $33,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 471 | $33,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 143 | $32,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 187 | $31,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,756 | $31,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 136 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 600 | $31,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 9,990 | $31,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 3,093 | $29,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 826 | $29,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 138 | $29,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 205 | $28,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 644 | $28,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 250 | $27,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 204 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 200 | $27,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 773 | $27,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 4,521 | $27,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 836 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 2,150 | $27,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 849 | $26,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 565 | $26,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 500 | $26,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 1,000 | $26,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 551 | $26,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 600 | $26,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 169 | $25,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 486 | $25,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 1,308 | $25,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 159 | $25,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 579 | $25,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 181 | $24,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 592 | $24,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 119 | $24,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 3,000 | $24,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 12,894 | $24,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 179 | $23,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 250 | $23,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,138 | $23,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 1,000 | $23,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 1,046 | $23,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,304 | $23,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 586 | $22,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 358 | $21,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 240 | $21,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 53 | $21,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 547 | $21,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 197 | $21,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 263 | $21,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 7,800 | $21,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 410 | $20,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,117 | $20,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 463 | $20,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 902 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 285 | $20,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,552 | $20,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 634 | $19,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 1,017 | $19,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 388 | $18,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 110 | $18,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 656 | $18,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 877 | $18,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 1,026 | $18,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 2,972 | $18,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 337 | $17,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 330 | $17,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 498 | $17,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 534 | $17,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 700 | $17,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 100 | $16,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 299 | $16,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 21 | $16,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 464 | $16,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 3,425 | $16,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 370 | $16,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 132 | $16,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 350 | $16,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 138 | $15,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 440 | $15,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 34 | $15,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 532 | $15,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 122 | $15,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 293 | $15,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,141 | $15,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 267 | $15,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 125 | $15,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 162 | $15,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,500 | $14,000 | thousands by filing date | put |
| iShares Russell Midcap ETF | 464287499 | SHS | 64 | $14,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 509 | $14,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 160 | $14,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 90 | $14,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 116 | $14,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 38 | $14,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 740 | $14,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 323 | $14,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 147 | $14,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 315 | $14,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 335 | $14,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 2,010 | $14,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 674 | $14,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 332 | $14,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 115 | $13,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 206 | $13,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 109 | $13,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 71 | $13,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 100 | $13,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 248 | $13,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 346 | $13,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 198 | $13,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 443 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-18-059221 | this filing | 2018-11-13 | acceptance time not in the bulk data set |