13F-HR filed by Trellus Management Company, LLC
Trellus Management Company, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-05, with 62 holding rows worth $69,148,000.
- Accession
- 0001144204-18-057253
- Filer
- CIK 1307877
- Filed
- 2018-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 62 entries on the cover page, a total value of $69,148,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $69,148,000 with VALUE read as thousands by filing date, 13F file number 028-10974. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 25,000 | $7,268,000 | thousands by filing date | put |
| VICOR CORP | 925815102 | COM | 128,045 | $5,890,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 51,600 | $4,539,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 210,000 | $4,057,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 200,000 | $3,704,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 528,415 | $2,859,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 15,000 | $2,180,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 12,500 | $2,060,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 105,096 | $1,787,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 275,800 | $1,699,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 18,610 | $1,517,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 821,391 | $1,405,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 30,000 | $1,384,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,000 | $1,241,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 936,497 | $1,161,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 35,000 | $1,128,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 17,500 | $1,055,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 60,000 | $1,051,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 4,400 | $1,006,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 40,000 | $979,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 100,000 | $970,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 8,000 | $960,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,000 | $943,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,500 | $927,000 | thousands by filing date | call |
| AUTODESK INC COM | 052769106 | Stock | 5,900 | $921,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 10,000 | $860,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 33,100 | $822,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 20,000 | $808,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 115,500 | $754,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 14,500 | $747,000 | thousands by filing date | |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 66,000 | $735,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 92,500 | $727,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 240,000 | $720,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 100,000 | $720,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 5,000 | $595,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 5,000 | $586,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 15,000 | $580,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 20,160 | $570,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 24,648 | $566,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 19,000 | $524,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 35,300 | $457,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 80,000 | $446,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 60,000 | $375,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 43,000 | $355,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,938 | $338,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 152,829 | $330,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 20,000 | $326,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 15,000 | $323,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 23,847 | $313,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 2,500 | $295,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 20,000 | $295,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 25,000 | $265,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 1,700 | $240,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 111,802 | $231,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 42,192 | $227,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 16,711 | $227,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 27,473 | $224,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 20,000 | $221,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 45,752 | $201,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 23,100 | $194,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 83,955 | $174,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 17,600 | $86,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-18-057253 | this filing | 2018-11-05 | acceptance time not in the bulk data set |