13F-HR filed by D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 3,667 holding rows worth $76,659,422,000.
- Accession
- 0001144204-18-044658
- Filer
- CIK 1009207
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 4,827 entries on the cover page, a total value of $76,659,422,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $76,659,422,000 with VALUE read as thousands by filing date, 13F file number 028-05396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerD. E. SHAW & CO, L.P.028-05394
- included managerD. E. Shaw Investment Management, L.L.C.028-11452
- included managerD. E. Shaw Heliant Adviser, L.L.C.028-14492
- included managerD. E. Shaw Adviser II, L.L.C.028-15385
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,631 | $226,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 2,200 | $226,000 | thousands by filing date | call |
| COMSTOCK RES INC COM | 205768302 | Stock | 21,389 | $225,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 5,371 | $225,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 11,500 | $225,000 | thousands by filing date | put |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,716 | $224,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 5,622 | $224,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 5,226 | $224,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,500 | $223,000 | thousands by filing date | call |
| VERSO CORP | 92531L207 | CL A | 10,253 | $223,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 1,050 | $222,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 6,800 | $222,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 5,700 | $222,000 | thousands by filing date | call |
| TREDEGAR CORP | 894650100 | COM | 9,461 | $222,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 10,480 | $221,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 2,200 | $221,000 | thousands by filing date | put |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 12,679 | $220,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 13,288 | $219,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 5,920 | $219,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 21,200 | $219,000 | thousands by filing date | put |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 3,500 | $218,000 | thousands by filing date | put |
| MARKELGROUPINC | 570535104 | STOK | 200 | $217,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 20,000 | $217,000 | thousands by filing date | put |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 5,567 | $217,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 125,301 | $217,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 9,500 | $217,000 | thousands by filing date | put |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 2,320 | $216,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 1,667 | $215,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 95,687 | $215,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 106,081 | $215,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 13,246 | $215,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 21,620 | $215,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 697 | $214,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 4,047 | $213,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 4,100 | $213,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 13,600 | $212,000 | thousands by filing date | put |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 11,314 | $212,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,400 | $211,000 | thousands by filing date | call |
| CLEMENTIA PHARMACEUTICALS IN | 185575107 | COM | 16,026 | $211,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 14,072 | $210,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 3,600 | $209,000 | thousands by filing date | call |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 3,602 | $209,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 18,350 | $209,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 3,300 | $209,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 4,511 | $208,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 9,400 | $207,000 | thousands by filing date | put |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 62,100 | $207,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 18,740 | $207,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 10,000 | $206,000 | thousands by filing date | call |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 32,379 | $206,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 305,787 | $206,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 9,000 | $205,000 | thousands by filing date | put |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 4,575 | $204,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 2,900 | $204,000 | thousands by filing date | put |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 2,577 | $204,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 31,347 | $204,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 25,888 | $203,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 5,612 | $201,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 14,006 | $199,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 50,000 | $198,000 | thousands by filing date | put |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 11,751 | $195,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 11,366 | $194,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 10,700 | $193,000 | thousands by filing date | call |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 21,539 | $190,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 116,286 | $187,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 26,297 | $186,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 12,731 | $185,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 14,295 | $184,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 15,622 | $184,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 11,669 | $182,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 10,000 | $180,000 | thousands by filing date | call |
| AVID TECHNOLOGY INC | 05367P100 | COM | 34,043 | $177,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 25,000 | $177,000 | thousands by filing date | put |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 56,122 | $175,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 16,951 | $175,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 56,596 | $174,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 75,000 | $173,000 | thousands by filing date | put |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 52,294 | $165,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 324,401 | $163,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 18,681 | $162,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 66,626 | $161,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 14,552 | $161,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 61,644 | $160,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 31,889 | $157,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 50,000 | $155,000 | thousands by filing date | put |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 11,240 | $154,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 14,968 | $150,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 17,928 | $149,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 12,690 | $146,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 10,087 | $144,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 10,033 | $142,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 14,671 | $142,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 16,755 | $141,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 27,746 | $137,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 56,120 | $137,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 29,561 | $136,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 43,541 | $126,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 326,407 | $124,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 34,011 | $121,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 32,060 | $119,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 10,542 | $118,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 14,213 | $117,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 20,307 | $117,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 11,311 | $117,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 55,659 | $116,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 33,512 | $115,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 16,084 | $113,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 11,503 | $112,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 122,914 | $112,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 11,068 | $110,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 15,948 | $109,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 30,000 | $106,000 | thousands by filing date | call |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 19,714 | $106,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 180,013 | $105,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 20,806 | $104,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 24,189 | $103,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 14,300 | $99,000 | thousands by filing date | call |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 13,946 | $98,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 12,439 | $94,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 10,000 | $92,000 | thousands by filing date | call |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 10,812 | $92,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 10,686 | $86,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 16,000 | $85,000 | thousands by filing date | put |
| EGALET CORP | 28226B104 | COM | 201,897 | $85,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 76,000 | $84,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 18,170 | $83,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 87,177 | $82,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 61,448 | $81,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 14,851 | $79,000 | thousands by filing date | |
| CYTRX CORP | 232828608 | COM PAR | 69,964 | $79,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 30,211 | $78,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 22,001 | $76,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 28,535 | $76,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 13,624 | $75,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 11,380 | $74,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 30,000 | $71,000 | thousands by filing date | call |
| BLACK RIDGE ACQUISITION CORP | 09216T123 | RIGHT 07/10/2019 | 203,900 | $71,000 | thousands by filing date | |
| NETSHOES CAYMAN LTD | G6455X107 | COM | 28,580 | $68,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T115 | *W EXP 07/10/202 | 147,449 | $63,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 11,454 | $62,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 17,151 | $62,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 10,152 | $61,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 12,800 | $61,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P129 | RIGHT 99/99/9999 | 115,300 | $60,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 29,090 | $59,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 26,471 | $59,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 89,000 | $58,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 14,411 | $57,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 24,669 | $57,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 12,793 | $56,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 13,987 | $53,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 20,000 | $47,000 | thousands by filing date | put |
| NOVAVAX INC | 670002104 | COMMON STOCK | 33,294 | $45,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 11,613 | $41,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 61,845 | $41,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 11,207 | $40,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 18,688 | $34,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 10,410 | $34,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 10,611 | $34,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 12,379 | $32,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 12,900 | $30,000 | thousands by filing date | call |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 17,400 | $28,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 12,755 | $26,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 29,689 | $25,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 10,942 | $6,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 11,060 | $3,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 99,900 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-18-044658 | this filing | 2018-08-14 | acceptance time not in the bulk data set |