13F-HR filed by BLAIR WILLIAM & CO/IL
BLAIR WILLIAM & CO/IL filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-13, with 1,586 holding rows worth $14,703,384,000.
- Accession
- 0001144204-18-043948
- Filer
- CIK 902367
- Filed
- 2018-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 1,586 entries on the cover page, a total value of $14,703,384,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,703,384,000 with VALUE read as thousands by filing date, 13F file number 028-04871. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 19,492 | $419,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 11,668 | $419,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 4,395 | $418,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 10,989 | $417,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 4,104 | $417,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 1,854 | $417,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 7,892 | $417,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 17,131 | $417,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 23,242 | $416,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 11,600 | $416,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 11,439 | $414,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 51,500 | $414,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 39,645 | $412,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 16,168 | $412,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 24,863 | $412,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,453 | $410,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 22,750 | $409,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 7,130 | $408,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 41,135 | $408,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 5,032 | $407,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 7,411 | $401,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 15,075 | $400,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,155 | $398,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 39,626 | $398,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 16,051 | $395,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 5,744 | $395,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 4,840 | $392,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 5,677 | $391,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 16,821 | $391,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 8,650 | $391,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 20,850 | $383,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 7,464 | $382,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 8,775 | $380,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 8,439 | $377,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 8,854 | $376,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 26,537 | $374,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 35,300 | $372,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 51,705 | $369,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 4,109 | $369,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 3,532 | $368,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 5,815 | $367,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 3,274 | $365,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 61,783 | $363,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 288 | $363,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 19,582 | $363,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 3,620 | $361,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 27,870 | $361,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 19,800 | $360,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 3,095 | $359,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 8,854 | $359,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 6,684 | $358,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,004 | $357,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 3,810 | $356,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 232,800 | $356,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 7,389 | $355,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 12,015 | $354,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 6,020 | $354,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 10,455 | $349,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 11,436 | $346,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 10,148 | $344,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 19,590 | $343,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 5,148 | $340,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 9,400 | $340,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 3,989 | $340,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 12,354 | $340,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 14,851 | $340,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 8,745 | $339,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 9,125 | $338,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 9,252 | $335,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,938 | $334,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 8,692 | $334,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 17,052 | $333,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 164,825 | $333,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 6,250 | $332,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 46,623 | $332,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 62,046 | $331,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 3,553 | $330,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 6,600 | $329,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 4,292 | $328,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 8,418 | $328,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 35,086 | $327,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 2,131 | $325,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 25,706 | $324,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 9,200 | $324,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 9,394 | $322,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 6,002 | $322,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 9,000 | $322,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 439 | $322,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 5,124 | $319,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,900 | $318,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 22,700 | $318,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 22,115 | $317,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 5,061 | $316,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 10,661 | $316,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 5,489 | $315,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,839 | $315,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 10,790 | $315,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 8,769 | $314,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 6,143 | $313,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 10,693 | $312,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 5,850 | $312,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 2,779 | $312,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 4,925 | $311,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 12,020 | $310,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,054 | $309,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 10,153 | $309,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 62,619 | $308,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 5,806 | $306,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 8,255 | $305,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 13,858 | $305,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 20,828 | $304,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 6,370 | $304,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 3,488 | $303,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 16,550 | $303,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 43,600 | $303,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 4,651 | $301,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 6,982 | $300,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,437 | $300,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 18,163 | $300,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 4,004 | $299,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 7,137 | $299,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 6,710 | $298,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 10,160 | $298,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 8,522 | $296,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 15,000 | $296,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 5,400 | $296,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 6,529 | $296,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 17,224 | $296,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,995 | $295,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 6,116 | $295,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 6,835 | $294,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 17,875 | $294,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 13,560 | $293,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 20,698 | $293,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 21,413 | $292,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 3,335 | $292,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,628 | $292,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,989 | $291,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 10,189 | $291,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 7,702 | $290,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,900 | $289,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 6,060 | $288,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 27,204 | $288,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 8,462 | $287,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 4,325 | $286,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 5,162 | $286,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 6,468 | $286,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 24,157 | $285,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 1,480 | $285,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,666 | $284,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 8,000 | $282,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 3,968 | $282,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 6,124 | $280,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 17,630 | $280,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 2,832 | $279,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 3,109 | $277,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 3,060 | $275,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,083 | $274,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 4,435 | $274,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 4,519 | $274,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,206 | $274,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 4,148 | $272,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 21,503 | $272,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 7,801 | $271,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 6,235 | $271,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 3,450 | $271,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 22,304 | $268,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 2,253 | $266,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 39,241 | $266,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 38,064 | $266,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 5,361 | $265,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 12,816 | $265,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 9,416 | $264,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 87,080 | $263,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 9,582 | $262,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 20,000 | $261,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 6,509 | $260,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 3,911 | $260,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 600 | $259,000 | thousands by filing date | call |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 8,546 | $258,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,667 | $258,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,782 | $257,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 25,900 | $257,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 51,198 | $255,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 16,839 | $252,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 9,050 | $251,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 4,815 | $250,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 11,946 | $249,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 1,889 | $249,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,472 | $248,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 9,336 | $247,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 2,818 | $247,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 27,200 | $247,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 22,070 | $247,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 7,701 | $246,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 4,515 | $246,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 4,081 | $245,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 21,001 | $245,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 4,279 | $245,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,259 | $244,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 19,620 | $244,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 13,000 | $244,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 5,665 | $244,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 9,915 | $242,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 27,425 | $241,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 22,840 | $241,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 29,500 | $240,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,081 | $239,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,804 | $238,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 3,960 | $237,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 7,233 | $236,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 2,900 | $236,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 8,800 | $236,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 7,072 | $235,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 14,757 | $235,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,580 | $234,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 14,776 | $234,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 4,936 | $233,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 5,395 | $231,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,136 | $230,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 9,339 | $230,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 7,177 | $230,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 4,188 | $229,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 7,560 | $229,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 1,490 | $229,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 7,675 | $229,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,150 | $228,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 2,704 | $227,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 6,629 | $227,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 32,000 | $227,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 4,414 | $226,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 79,338 | $225,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 2,693 | $225,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 2,129 | $224,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,493 | $223,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 15,523 | $222,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 2,359 | $220,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 4,192 | $219,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 861 | $218,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 2,711 | $218,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 8,000 | $218,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 2,088 | $217,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 8,242 | $217,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 3,963 | $214,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 20,976 | $214,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 7,000 | $214,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 26,500 | $213,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 4,523 | $212,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 4,200 | $212,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 3,159 | $208,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 7,257 | $207,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 5,065 | $207,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 7,973 | $207,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 3,377 | $207,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 110,500 | $207,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 5,815 | $206,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 4,598 | $204,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,344 | $203,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 23,800 | $203,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 4,501 | $203,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 1,917 | $202,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,367 | $201,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 3,215 | $200,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 6,350 | $200,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 7,306 | $199,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 4,629 | $198,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 13,415 | $195,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,465 | $193,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 15,600 | $193,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 97,904 | $193,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 6,385 | $192,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 3,378 | $191,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 152 | $190,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 10,485 | $187,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 20,000 | $187,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,375 | $187,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 7,621 | $186,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 12,406 | $185,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,114 | $183,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 5,500 | $183,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 23,438 | $179,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 12,272 | $179,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 21,275 | $179,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 42,000 | $179,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 2,985 | $178,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 6,333 | $178,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 12,518 | $176,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 15,520 | $173,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 16,445 | $173,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 5,309 | $170,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 2,229 | $165,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 55,714 | $165,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 5,451 | $162,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 10,203 | $160,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,098 | $159,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 2,334 | $158,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 55,900 | $158,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 30,250 | $155,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 11,680 | $153,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 10,610 | $152,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 15,540 | $152,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 5,000 | $150,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 3,200 | $147,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 1,260 | $145,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 12,500 | $145,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 14,000 | $144,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 15,250 | $142,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 3,298 | $142,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 12,493 | $141,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 2,500 | $141,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 24,518 | $140,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 1,823 | $138,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 11,600 | $137,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 2,673 | $136,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 500 | $136,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 10,361 | $136,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 12,600 | $135,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 3,828 | $135,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 3,733 | $134,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 58,410 | $133,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 1,241 | $130,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 13,250 | $130,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 10,302 | $129,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 3,515 | $127,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 4,606 | $127,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 2,000 | $127,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 14,202 | $126,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 28,500 | $123,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 2,550 | $122,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 12,885 | $120,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 10,733 | $115,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 2,098 | $114,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 17,500 | $113,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 5,435 | $110,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 2,515 | $110,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 900 | $108,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 2,288 | $108,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 2,095 | $108,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 3,588 | $106,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 1,310 | $106,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 16,849 | $105,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 3,900 | $104,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 10,800 | $102,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 15,465 | $98,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 87,343 | $97,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,429 | $93,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 1,925 | $92,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 19,632 | $92,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 13,000 | $92,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 738 | $89,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 3,000 | $89,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 1,475 | $88,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 40,000 | $88,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 13,000 | $87,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 14,800 | $86,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 10,000 | $86,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 1,830 | $85,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 2,818 | $83,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 6,000 | $82,000 | thousands by filing date | call |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 30,000 | $80,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 34,000 | $80,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 3,400 | $79,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 5,200 | $79,000 | thousands by filing date | call |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 963 | $79,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 1,700 | $79,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 650 | $78,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 1,046 | $78,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 12,706 | $78,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1,180 | $77,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 30,380 | $77,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 1,088 | $76,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 1,500 | $75,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 1,633 | $75,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 2,716 | $75,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 10,000 | $73,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,500 | $73,000 | thousands by filing date | call |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 551 | $72,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 1,500 | $72,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 14,980 | $72,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 18,875 | $72,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 2,614 | $69,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,910 | $68,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 11,473 | $68,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 3,000 | $66,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,500 | $65,000 | thousands by filing date | call |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 11,250 | $65,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 1,520 | $64,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 3,184 | $64,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 1,730 | $64,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 506 | $63,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 1,563 | $63,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 2,073 | $62,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 900 | $61,000 | thousands by filing date | call |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,602 | $61,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 15,849 | $61,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 1,603 | $60,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 11,600 | $60,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 512 | $59,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 3,505 | $59,000 | thousands by filing date | |
| MGC | 921910873 | COM | 619 | $58,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 800 | $58,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,400 | $58,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 513 | $56,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 562 | $56,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 1,836 | $56,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 6,050 | $55,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 11,930 | $55,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 270 | $54,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 931 | $54,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 2,122 | $54,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 535 | $53,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 13,000 | $53,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 29,846 | $52,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 10,000 | $52,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 1,423 | $52,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 31,800 | $52,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L519 | FUND | 1,300 | $51,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 675 | $50,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 476 | $50,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 308 | $49,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 900 | $49,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 22,985 | $48,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 39,601 | $48,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 2,500 | $48,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 5,000 | $47,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 2,000 | $47,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 690 | $46,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 700 | $46,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 2,275 | $45,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 1,500 | $45,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 300 | $44,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 800 | $44,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 568 | $44,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 37,500 | $44,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 800 | $43,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 1,111 | $43,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 11,000 | $43,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 1,499 | $43,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1,180 | $42,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 1,000 | $42,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 2,000 | $42,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 848 | $40,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,790 | $40,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 1,150 | $39,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 372 | $38,000 | thousands by filing date | |
| TORTOISE MLP FD INC | 89148B119 | RIGHT 07/18/2018 | 101,682 | $38,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 668 | $37,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 10,000 | $37,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 483 | $36,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 1,197 | $36,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 786 | $36,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 1,414 | $36,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 400 | $35,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 300 | $35,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 615 | $35,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 612 | $34,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 1,000 | $34,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 296 | $33,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 330 | $33,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 946 | $33,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 1,000 | $33,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 3,000 | $33,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 10,144 | $32,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 300 | $32,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 1,520 | $32,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 600 | $31,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 10,000 | $31,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 1,434 | $30,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 1,153 | $30,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 2,500 | $30,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 950 | $29,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 1,189 | $29,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 1,000 | $29,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 1,870 | $27,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 3,000 | $26,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 700 | $26,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 1,000 | $26,000 | thousands by filing date | call |
| NATUZZI S P A | 63905A101 | ADR | 15,780 | $25,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 567 | $24,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 1,000 | $24,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 966 | $24,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 160 | $24,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 1,020 | $24,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 400 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 532 | $23,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 320 | $23,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 10,000 | $23,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 210 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 307 | $22,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 580 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 400 | $22,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 105 | $21,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 330 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 200 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 224 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 595 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 303 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 400 | $20,000 | thousands by filing date | |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 5,000 | $20,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 400 | $19,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-18-043948 | this filing | 2018-08-13 | acceptance time not in the bulk data set |