13F-HR filed by FRONTIER INVESTMENT MGMT CO
FRONTIER INVESTMENT MGMT CO filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-09, with 246 holding rows worth $1,307,983,000.
- Accession
- 0001144204-18-043351
- Filer
- CIK 1316539
- Filed
- 2018-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 246 entries on the cover page, a total value of $1,307,983,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,307,983,000 with VALUE read as thousands by filing date, 13F file number 028-11060. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 528,083 | $99,934,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 2,315,726 | $53,771,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 229,530 | $42,488,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 387,987 | $39,532,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 297,897 | $39,456,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 188,605 | $35,203,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 791,370 | $34,187,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 323,310 | $31,882,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 28,580 | $30,991,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 169,012 | $30,882,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 252,981 | $30,697,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 541,782 | $30,036,000 | thousands by filing date | |
| GENERAL MOTORS CORP | 370442105 | COMMON STOCK | 711,929 | $28,050,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 316,232 | $26,162,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 513,841 | $25,851,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 161,730 | $25,342,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 659,286 | $23,602,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 250,056 | $21,417,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 244,424 | $20,925,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 467,600 | $20,261,000 | thousands by filing date | put |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 556,545 | $19,051,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 557,963 | $18,307,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 247,235 | $16,515,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 871,431 | $15,947,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 142,611 | $15,412,000 | thousands by filing date | |
| PECO ENERGY CO | 693304107 | COMMON STOCK | 460,109 | $13,932,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 802,890 | $13,208,000 | thousands by filing date | |
| Capstead Mortgage | 14067E605 | PFD | 519,385 | $12,994,000 | thousands by filing date | |
| Agnc Invt Corp Dep Shs 1/1000 | 00123Q302 | Preferred Stock | 504,980 | $12,963,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 82,000 | $12,849,000 | thousands by filing date | put |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 205,384 | $12,438,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 2,014,230 | $12,367,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 190,681 | $11,979,000 | thousands by filing date | |
| Wells Fargo & 5.85 PFD PFD Ser Q | 949746556 | PFD | 450,387 | $11,665,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 447,262 | $11,580,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 45,096 | $10,995,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 253,641 | $10,914,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 237,376 | $10,815,000 | thousands by filing date | |
| CHIMERA INVESTME | 16934Q307 | PREFERRED DEBT | 412,099 | $10,649,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38145G308 | PRF | 408,210 | $10,564,000 | thousands by filing date | |
| MFA Financial 7.5% Prp Cl 4/15 | 55272x409 | PFD | 418,582 | $10,557,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 526,114 | $10,017,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 136,710 | $10,007,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 94,270 | $9,457,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 91,343 | $9,413,000 | thousands by filing date | |
| AXIS Capital Holdings Ltd Pfd | G0692U117 | COM | 363,878 | $9,133,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 257,602 | $8,514,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 235,648 | $8,462,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 121,607 | $8,421,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 183,590 | $8,126,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 175,023 | $7,789,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 279,726 | $6,800,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 199,946 | $6,298,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 95,466 | $6,223,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 24,944 | $5,909,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 157,800 | $5,539,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 295,766 | $5,513,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 154,998 | $4,941,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 142,383 | $4,884,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 24,602 | $4,781,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 370,011 | $4,681,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 82,285 | $4,620,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 142,025 | $4,560,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 144,909 | $4,085,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 74,070 | $4,011,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 54,453 | $4,006,000 | thousands by filing date | |
| KINDER MORGAN INC KANS | 49455P101 | COM | 203,905 | $3,603,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 336,220 | $3,598,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 104,764 | $3,519,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 27,671 | $3,498,000 | thousands by filing date | |
| ALLSTATE CORP PFD | 020002309 | PREFERRED | 134,358 | $3,495,000 | thousands by filing date | |
| BOLLORE | F10659260 | SHS NEW | 735,110 | $3,424,000 | thousands by filing date | |
| White Mountains Insurance Grou | 9618E1075 | COM | 3,750 | $3,400,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 210,400 | $3,387,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 7,879 | $3,211,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 103,190 | $3,183,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 184,012 | $3,139,000 | thousands by filing date | |
| MOSAIC CO | 61945A107 | COMMON STOCK | 109,200 | $3,063,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY | G7945J104 | COMMON STOCK | 53,936 | $3,046,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 15,881 | $2,946,000 | thousands by filing date | |
| DART GROUP PLC | G2657C132 | COM | 283,786 | $2,915,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 53,847 | $2,904,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 53,247 | $2,896,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 68,479 | $2,859,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,661 | $2,823,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 44,616 | $2,777,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 11,200 | $2,731,000 | thousands by filing date | put |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 383,721 | $2,394,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 138,291 | $2,386,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 31,472 | $2,305,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY | G7945J104 | COMMON STOCK | 39,900 | $2,253,000 | thousands by filing date | put |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 69,440 | $2,234,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 78,470 | $2,232,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 21,203 | $2,209,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 19,639 | $2,165,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 316,925 | $2,146,000 | thousands by filing date | |
| EchoStar Comm Corp | 278762109 | COM | 61,006 | $2,050,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 34,783 | $1,949,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 43,482 | $1,911,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 142,565 | $1,835,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 25,606 | $1,821,000 | thousands by filing date | |
| Altice NV | N0R25F103 | COM | 441,350 | $1,801,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 34,722 | $1,726,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 10,952 | $1,641,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 89,652 | $1,594,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 32,172 | $1,586,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 52,043 | $1,570,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 41,295 | $1,540,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,995 | $1,355,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 33,425 | $1,355,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 20,074 | $1,323,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,800 | $1,321,000 | thousands by filing date | put |
| Constantine Metal Res Ltd Com | 210317202 | COM | 3,097,500 | $1,301,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 36,734 | $1,298,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 3,211 | $1,257,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 15,000 | $1,173,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 19,069 | $1,158,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 31,651 | $1,148,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 32,837 | $1,093,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 16,276 | $1,074,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 7,685 | $1,065,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 20,773 | $1,061,000 | thousands by filing date | |
| GENERAL MOTORS CORP | 370442105 | COMMON STOCK | 26,900 | $1,060,000 | thousands by filing date | call |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 58,705 | $1,057,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 23,081 | $1,012,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 894 | $1,009,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 25,200 | $997,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 3,985 | $968,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,000 | $928,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 831 | $927,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,718 | $912,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 160,000 | $790,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 28,488 | $788,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 481,901 | $781,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 10,000 | $753,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 13,046 | $741,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 10,533 | $736,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 6,974 | $724,000 | thousands by filing date | |
| Moodys Corp | 651369109 | COM | 4,200 | $716,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 6,267 | $704,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 7,538 | $698,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 6,862 | $697,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 16,123 | $680,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,680 | $679,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,788 | $669,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 9,600 | $656,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 9,784 | $653,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 8,145 | $649,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 12,639 | $643,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 117,410 | $627,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 60,535 | $616,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 28,923 | $611,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 20,000 | $599,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 3,909 | $596,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 12,791 | $592,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 9,335 | $569,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 5,000 | $556,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,000 | $554,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 5,128 | $537,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 3,500 | $534,000 | thousands by filing date | put |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 3,009 | $500,000 | thousands by filing date | |
| Eaton Corp. | 278058102 | COM | 6,593 | $493,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 44,103 | $488,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 10,115 | $485,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 8,516 | $482,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,450 | $473,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 3,327 | $465,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 129,500 | $462,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,499 | $429,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,913 | $426,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,748 | $423,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 6,763 | $423,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 2,282 | $419,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 6,006 | $418,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 6,116 | $417,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,381 | $408,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 30,000 | $408,000 | thousands by filing date | call |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 3,710 | $398,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,000 | $386,000 | thousands by filing date | put |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 4,132 | $372,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 3,226 | $363,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,662 | $360,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 5,553 | $359,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L842 | ETRACS MTH 2XLV | 22,945 | $355,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,110 | $343,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 24,908 | $339,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 9,000 | $339,000 | thousands by filing date | |
| Duke Energy | 26441C105 | Common | 4,276 | $338,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 3,105 | $336,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,685 | $329,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,417 | $314,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,712 | $310,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 13,699 | $302,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 8,269 | $301,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,685 | $298,000 | thousands by filing date | |
| Putnam VT Equity Income | 746896356 | COM | 12,128 | $290,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 85,332 | $284,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,744 | $283,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,933 | $278,000 | thousands by filing date | |
| Pimco Low Duration Fund Instit | 693390304 | COM | 20,299 | $275,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 21,355 | $272,000 | thousands by filing date | |
| Nextera Energy | 302571104 | Common | 1,624 | $271,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 3,058 | $261,000 | thousands by filing date | |
| SPDR Dividend ETF | 86330E760 | COM | 2,817 | $261,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 3,000 | $258,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 6,200 | $250,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 1,843 | $248,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 2,627 | $245,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 1,063 | $236,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 6,000 | $234,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 4,800 | $232,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 5,004 | $229,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 10,376 | $229,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 13,815 | $227,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,995 | $221,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,660 | $216,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 10,501 | $215,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 14,500 | $215,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 4,224 | $214,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 11,000 | $211,000 | thousands by filing date | |
| Suncor Energy Inc. | 867229106 | COM | 5,185 | $211,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 874 | $209,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,505 | $208,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 2,000 | $207,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 6,596 | $205,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 10,682 | $184,000 | thousands by filing date | |
| A D T Ltd Ord | 000101J10 | COM | 20,000 | $173,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 28,152 | $153,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 24,947 | $148,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 66,677 | $147,000 | thousands by filing date | |
| CBRE Clarion Global | 44982G104 | COM | 19,500 | $147,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 15,000 | $130,000 | thousands by filing date | call |
| Delaware VIP Emerging Markets | 246493878 | COM | 11,160 | $126,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 21,886 | $115,000 | thousands by filing date | |
| Morgan Stanley Fin Llc | 61768J656 | COM | 12,500 | $113,000 | thousands by filing date | |
| TEMPLETON GLOBAL BOND FD CL A | 880208103 | mf | 11,501 | $112,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 35,500 | $83,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 10,750 | $50,000 | thousands by filing date | |
| GULFSLOPE ENERGY INC | 40273W105 | Ordinary Shares | 57,000 | $6,000 | thousands by filing date | |
| HELIOS ENERGY LTD ORDF | Q4562W103 | Common Stock | 111,398 | $5,000 | thousands by filing date | |
| POTNETWORK HLDGS INC | 737636209 | COMMON STOCK | 12,500 | $4,000 | thousands by filing date | |
| GROWLIFE INC COM | 39985X104 | Stock | 147,050 | $3,000 | thousands by filing date | |
| MARIJUANA CO AMER INC COM | 56782E105 | COM | 50,000 | $2,000 | thousands by filing date | |
| CANNABIS SCIENCE INC XXX | 137648101 | COM | 20,000 | $1,000 | thousands by filing date | |
| SK3 GROUP INC | 78440L107 | COMMON STOCK | 115,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KLEANGAS ENERGY TECHNOLOGIES I | 498456102 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-18-043351 | this filing | 2018-08-09 | acceptance time not in the bulk data set |