13F-HR filed by D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 3,444 holding rows worth $73,459,731,000.
- Accession
- 0001144204-18-028846
- Filer
- CIK 1009207
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 4,541 entries on the cover page, a total value of $73,459,731,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $73,459,731,000 with VALUE read as thousands by filing date, 13F file number 028-05396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerD. E. SHAW & CO, L.P.028-05394
- included managerD. E. Shaw Investment Management, L.L.C.028-11452
- included managerD. E. Shaw Heliant Adviser, L.L.C.028-14492
- included managerD. E. Shaw Adviser II, L.L.C.028-15385
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Rafael Holdings Inc Class B | 75062E106 | COM | 81,751 | $397,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 61,470 | $397,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 16,558 | $396,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 6,200 | $396,000 | thousands by filing date | call |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 22,195 | $396,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 7,901 | $395,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 10,755 | $395,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 72,584 | $395,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 45,895 | $393,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 8,379 | $392,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 5,100 | $392,000 | thousands by filing date | call |
| HANESBRANDS INC | 410345102 | COM | 21,300 | $392,000 | thousands by filing date | put |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 3,300 | $391,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F302 | COM SER C | 20,000 | $390,000 | thousands by filing date | put |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 34,662 | $389,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 25,239 | $389,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 12,800 | $388,000 | thousands by filing date | put |
| INGREDION INC COM | 457187102 | Stock | 3,000 | $387,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 17,146 | $387,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 21,300 | $386,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 73,981 | $385,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 8,608 | $383,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 15,000 | $382,000 | thousands by filing date | put |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 7,776 | $382,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 10,569 | $381,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 28,034 | $381,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 20,000 | $380,000 | thousands by filing date | put |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 20,000 | $380,000 | thousands by filing date | call |
| ENPRO INC | 29355X107 | COM | 4,900 | $379,000 | thousands by filing date | put |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 10,810 | $378,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 44,922 | $377,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 15,000 | $376,000 | thousands by filing date | put |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 3,450 | $376,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 31,550 | $376,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 28,400 | $373,000 | thousands by filing date | put |
| GREEN PLAINS INC | 393222104 | COM | 22,187 | $373,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 4,141 | $372,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 7,205 | $372,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 5,100 | $371,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 50,000 | $371,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 169,191 | $371,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 14,858 | $369,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 12,600 | $369,000 | thousands by filing date | put |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 7,000 | $368,000 | thousands by filing date | put |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 12,779 | $368,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 6,800 | $367,000 | thousands by filing date | put |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 7,904 | $366,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 7,600 | $366,000 | thousands by filing date | put |
| BEST BUY INC COM | 086516101 | Stock | 5,200 | $364,000 | thousands by filing date | put |
| MARZETTI COMPANY | 513847103 | COM | 2,938 | $362,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 5,542 | $362,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 37,500 | $362,000 | thousands by filing date | call |
| NEVRO CORP | 64157F103 | COM | 4,172 | $362,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 3,986 | $359,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 36,796 | $359,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 10,000 | $359,000 | thousands by filing date | put |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 26,200 | $358,000 | thousands by filing date | put |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 69,610 | $358,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 85,177 | $358,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 4,152 | $356,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 29,800 | $356,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 5,000 | $355,000 | thousands by filing date | put |
| PEOPLES BANCORP INC | 709789101 | COM | 10,021 | $355,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 8,500 | $354,000 | thousands by filing date | put |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 17,772 | $353,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 19,020 | $353,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,100 | $352,000 | thousands by filing date | put |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 16,624 | $352,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 67,835 | $352,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 31,367 | $352,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 128,627 | $351,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 1,718 | $351,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 13,476 | $351,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 28,755 | $351,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 15,606 | $350,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 12,800 | $349,000 | thousands by filing date | put |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 7,730 | $349,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 37,385 | $349,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 9,995 | $347,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 9,600 | $347,000 | thousands by filing date | put |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 36,400 | $346,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 2,200 | $345,000 | thousands by filing date | put |
| HERC HLDGS INC COM | 42704L104 | Stock | 5,300 | $344,000 | thousands by filing date | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 4,700 | $344,000 | thousands by filing date | call |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 4,724 | $344,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 161,822 | $340,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,200 | $339,000 | thousands by filing date | put |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,442 | $339,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 7,400 | $339,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 3,000 | $338,000 | thousands by filing date | call |
| OWENS CORNING NEW | 690742101 | COM | 4,200 | $338,000 | thousands by filing date | put |
| NRG YIELD INC | 62942X405 | CL C | 19,874 | $338,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 55,097 | $336,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 47,065 | $336,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 4,300 | $335,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240M108 | COM | 16,440 | $335,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 3,592 | $335,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 62,508 | $334,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 3,000 | $334,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 85,161 | $334,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 80,000 | $334,000 | thousands by filing date | put |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 9,519 | $333,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 2,800 | $331,000 | thousands by filing date | put |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 21,752 | $331,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 4,847 | $331,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 10,875 | $331,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 5,949 | $330,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 2,900 | $329,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 41,006 | $327,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 8,438 | $326,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 21,485 | $326,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 8,400 | $325,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 14,305 | $325,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 5,023 | $322,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 6,100 | $321,000 | thousands by filing date | call |
| Foundation Medicine Inc | 350465100 | COM | 4,073 | $321,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 8,182 | $320,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 9,300 | $319,000 | thousands by filing date | put |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 19,229 | $318,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 17,982 | $316,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 2,400 | $316,000 | thousands by filing date | put |
| CARGURUS INC COM CL A | 141788109 | Stock | 8,183 | $315,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 8,099 | $315,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 3,300 | $315,000 | thousands by filing date | put |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 10,977 | $314,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 13,506 | $314,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 144,124 | $314,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 36,422 | $313,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 10,773 | $313,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 17,200 | $312,000 | thousands by filing date | call |
| RBC BEARINGS INC COM | 75524B104 | Stock | 2,504 | $311,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 21,900 | $311,000 | thousands by filing date | call |
| HEARTLAND EXPRESS INC | 422347104 | COM | 17,239 | $310,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 5,524 | $309,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 5,415 | $309,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 3,700 | $309,000 | thousands by filing date | put |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 24,836 | $309,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 2,531 | $308,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 20,000 | $308,000 | thousands by filing date | put |
| First Foundation Inc | 32026V104 | Common Stock | 16,544 | $307,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 113,711 | $306,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 42,179 | $306,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 10,900 | $305,000 | thousands by filing date | put |
| WINMARK CORP | 974250102 | COM | 2,330 | $305,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 3,282 | $304,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 9,716 | $302,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 4,700 | $302,000 | thousands by filing date | call |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 31,714 | $302,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 5,800 | $302,000 | thousands by filing date | call |
| DRAPER OAKWOOD TECHNOLOGY | 26146L103 | COM CL A | 30,412 | $301,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 8,280 | $300,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 3,500 | $299,000 | thousands by filing date | put |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 17,404 | $298,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 4,800 | $298,000 | thousands by filing date | put |
| O-I GLASS, INC. | 690768403 | COM | 13,742 | $298,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 20,000 | $297,000 | thousands by filing date | call |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 471 | $297,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 22,426 | $295,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 9,960 | $295,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 15,000 | $294,000 | thousands by filing date | put |
| BLUE BIRD CORP | 095306106 | COM | 12,397 | $294,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 19,200 | $292,000 | thousands by filing date | put |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 20,663 | $291,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 4,858 | $290,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 759 | $289,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 6,065 | $289,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 7,843 | $288,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,117 | $287,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 170,000 | $286,000 | thousands by filing date | put |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 5,400 | $286,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 9,288 | $286,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 3,200 | $285,000 | thousands by filing date | put |
| Anglogold Ashanti Plc | 035128206 | Common | 30,000 | $285,000 | thousands by filing date | put |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 136,605 | $285,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 2,508 | $284,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 15,413 | $284,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 10,800 | $283,000 | thousands by filing date | put |
| ICU MED INC | 44930G107 | COM | 1,123 | $283,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 6,651 | $283,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 11,700 | $282,000 | thousands by filing date | put |
| MERITOR INC | 59001K100 | COMMON STOCK | 13,700 | $282,000 | thousands by filing date | call |
| GORMAN RUPP CO COM | 383082104 | Stock | 9,603 | $281,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 5,445 | $281,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 2,969 | $281,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 12,702 | $281,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 61,875 | $279,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 40,000 | $278,000 | thousands by filing date | call |
| ICU MED INC | 44930G107 | COM | 1,100 | $278,000 | thousands by filing date | put |
| RPC INC | 749660106 | COMMON STOCK | 15,392 | $278,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 11,400 | $278,000 | thousands by filing date | call |
| MURPHY USA INC COM | 626755102 | Stock | 3,800 | $277,000 | thousands by filing date | call |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 10,835 | $277,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 7,100 | $277,000 | thousands by filing date | put |
| CAVCO INDS INC DEL | 149568107 | COM | 1,588 | $276,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 52,630 | $273,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 161,910 | $272,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 4,394 | $272,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 5,500 | $272,000 | thousands by filing date | call |
| TRANSALTA CORP | 89346D107 | COM | 50,100 | $271,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 24,370 | $271,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 15,972 | $271,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 3,511 | $270,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 2,300 | $270,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 2,700 | $269,000 | thousands by filing date | put |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 8,300 | $269,000 | thousands by filing date | call |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 2,500 | $268,000 | thousands by filing date | call |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 72,842 | $268,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,500 | $265,000 | thousands by filing date | call |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 5,494 | $265,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,900 | $264,000 | thousands by filing date | put |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 24,403 | $264,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 8,973 | $264,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 22,755 | $264,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 13,677 | $264,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 108,948 | $260,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 3,722 | $260,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 4,300 | $260,000 | thousands by filing date | put |
| POPULAR INC | 733174700 | COM NEW | 6,214 | $259,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 70,745 | $258,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 15,741 | $258,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 18,820 | $258,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,600 | $257,000 | thousands by filing date | call |
| ARGAN INC | 04010E109 | COM | 5,987 | $257,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 10,583 | $256,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 168,422 | $256,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 7,260 | $255,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 70,153 | $255,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 10,100 | $253,000 | thousands by filing date | call |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 126,210 | $252,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 5,900 | $250,000 | thousands by filing date | call |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 12,165 | $249,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 1,473 | $249,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 6,630 | $249,000 | thousands by filing date | |
| CLEMENTIA PHARMACEUTICALS IN | 185575107 | COM | 16,418 | $249,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 6,374 | $249,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 2,800 | $248,000 | thousands by filing date | call |
| CIENA CORP COM NEW | 171779309 | Stock | 9,500 | $246,000 | thousands by filing date | put |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 11,700 | $245,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 55,064 | $245,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 7,431 | $244,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 115,977 | $244,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 8,046 | $243,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 5,834 | $243,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 2,200 | $241,000 | thousands by filing date | call |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 7,200 | $241,000 | thousands by filing date | put |
| OCEANFIRST FINL CORP | 675234108 | COM | 8,998 | $241,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 15,981 | $241,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 2,600 | $239,000 | thousands by filing date | call |
| AFLAC INC COM | 001055102 | Stock | 5,428 | $238,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 24,103 | $238,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 46,426 | $238,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 2,000 | $237,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,583 | $236,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 7,708 | $236,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 7,129 | $235,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 200 | $234,000 | thousands by filing date | put |
| GENERAC HLDGS INC | 368736104 | COM | 5,100 | $234,000 | thousands by filing date | call |
| PC CONNECTION INC | 69318J100 | COM | 9,362 | $234,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 17,961 | $233,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 12,630 | $233,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 12,100 | $233,000 | thousands by filing date | put |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 14,218 | $232,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 3,282 | $232,000 | thousands by filing date | |
| CYTRX CORP | 232828608 | COM PAR | 145,786 | $232,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 3,000 | $231,000 | thousands by filing date | call |
| PAPA JOHNS INTL INC | 698813102 | COM | 4,037 | $231,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 7,200 | $231,000 | thousands by filing date | put |
| NOVAVAX INC | 670002104 | COMMON STOCK | 109,934 | $231,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 28,344 | $231,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 7,300 | $230,000 | thousands by filing date | call |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 2,284 | $230,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 17,600 | $229,000 | thousands by filing date | call |
| FORRESTER RESH INC | 346563109 | COM | 5,514 | $229,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 363,747 | $229,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 48,687 | $228,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 9,100 | $228,000 | thousands by filing date | put |
| RED HAT INC | 756577102 | COM | 1,519 | $227,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 2,862 | $226,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 16,800 | $226,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 3,796 | $226,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 19,734 | $226,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 5,400 | $225,000 | thousands by filing date | put |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 46,285 | $225,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,600 | $222,000 | thousands by filing date | call |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,000 | $222,000 | thousands by filing date | call |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 5,610 | $222,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 51,342 | $222,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 3,400 | $221,000 | thousands by filing date | call |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,678 | $220,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 14,637 | $220,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 2,200 | $219,000 | thousands by filing date | call |
| TREX CO INC | 89531P105 | COM | 2,000 | $218,000 | thousands by filing date | call |
| ARDELYX INC | 039697107 | COM | 43,154 | $218,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 32,235 | $218,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,600 | $217,000 | thousands by filing date | call |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 3,706 | $217,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 10,214 | $217,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 5,039 | $217,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 4,980 | $216,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 25,624 | $215,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 12,104 | $214,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 2,000 | $213,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 2,700 | $213,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 6,342 | $213,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,466 | $212,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 43,794 | $212,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,899 | $211,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 9,959 | $211,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 6,804 | $211,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 327,533 | $211,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 18,215 | $211,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 1,300 | $210,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 9,993 | $210,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 6,800 | $210,000 | thousands by filing date | put |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 5,983 | $210,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L110 | *W EXP 07/29/202 | 250,000 | $210,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,716 | $208,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 3,347 | $208,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 5,308 | $208,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 13,600 | $207,000 | thousands by filing date | put |
| BERKLEY W R CORP COM | 084423102 | Stock | 2,830 | $206,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 50,000 | $206,000 | thousands by filing date | put |
| NVE CORP COM NEW | 629445206 | Stock | 2,437 | $203,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 19,700 | $203,000 | thousands by filing date | put |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 4,976 | $202,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 4,257 | $201,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 3,645 | $201,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 25,000 | $198,000 | thousands by filing date | call |
| INTELSAT S A | L5140P101 | COM | 52,575 | $198,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 14,978 | $197,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 12,800 | $196,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 12,200 | $195,000 | thousands by filing date | put |
| JAMBA INC | 47023A309 | COM NEW | 22,789 | $195,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 10,397 | $194,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 109,752 | $192,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 13,730 | $192,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 32,722 | $190,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 14,115 | $189,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 21,800 | $188,000 | thousands by filing date | put |
| PCM INC | 69323K100 | COM | 22,538 | $187,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 41,021 | $187,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 22,904 | $183,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 50,400 | $183,000 | thousands by filing date | call |
| EXONE CO | 302104104 | COM | 25,000 | $182,000 | thousands by filing date | put |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 30,981 | $182,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 24,052 | $180,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 59,431 | $179,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 17,200 | $178,000 | thousands by filing date | call |
| GLYCOMIMETICS INC | 38000Q102 | COM | 10,878 | $177,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 20,392 | $176,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 26,248 | $175,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 15,433 | $172,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 10,873 | $172,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 79,050 | $170,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 10,800 | $169,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 15,141 | $167,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 42,966 | $166,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 29,819 | $163,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 12,472 | $163,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 40,809 | $159,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 10,000 | $158,000 | thousands by filing date | call |
| VERSARTIS INC | 92529L102 | COM | 95,914 | $158,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 20,379 | $155,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 14,927 | $155,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 52,217 | $154,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 14,041 | $153,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 18,413 | $149,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 19,917 | $147,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 10,669 | $146,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 53,084 | $137,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 34,296 | $137,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 33,049 | $130,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 19,966 | $130,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 13,000 | $129,000 | thousands by filing date | call |
| TRANSENTERIX INC | 89366M201 | COM NEW | 75,345 | $128,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 195,773 | $124,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 29,134 | $124,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 10,742 | $123,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 16,226 | $122,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 81,000 | $117,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 30,000 | $116,000 | thousands by filing date | call |
| APPROACH RESOURCES INC | 03834A103 | COM | 44,100 | $115,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 13,163 | $114,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 15,657 | $111,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 12,657 | $107,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 21,196 | $105,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 29,417 | $103,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 112,542 | $101,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 123,788 | $100,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 14,696 | $100,000 | thousands by filing date | |
| NETSHOES CAYMAN LTD | G6455X107 | COM | 16,785 | $99,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 12,896 | $95,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 87,177 | $93,000 | thousands by filing date | |
| STONE ENERGY CORP WT EXP 022821 | 861642114 | Stock | 12,800 | $93,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 29,071 | $92,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 11,293 | $92,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 87,467 | $90,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 11,953 | $87,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 38,671 | $86,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 10,359 | $84,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 22,697 | $84,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 16,673 | $83,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 26,601 | $82,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 30,000 | $80,000 | thousands by filing date | call |
| DERMIRA INC | 24983L104 | COM | 10,000 | $80,000 | thousands by filing date | call |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 27,579 | $80,000 | thousands by filing date | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 37,831 | $79,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 34,460 | $78,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 16,121 | $73,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 14,879 | $72,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 16,000 | $69,000 | thousands by filing date | put |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 15,994 | $67,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 45,898 | $62,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 18,458 | $61,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T123 | RIGHT 07/10/2019 | 203,900 | $61,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 20,000 | $60,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 166,066 | $59,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T115 | *W EXP 07/10/202 | 147,449 | $59,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 56,709 | $57,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 14,302 | $55,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 12,900 | $54,000 | thousands by filing date | call |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 11,014 | $54,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A112 | *W EXP 11/15/202 | 64,500 | $52,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 18,129 | $48,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 25,500 | $47,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 89,000 | $46,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P129 | RIGHT 99/99/9999 | 115,300 | $46,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 21,704 | $43,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 11,500 | $42,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 10,131 | $42,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 34,962 | $41,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 13,624 | $39,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 12,911 | $38,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W115 | *W EXP 03/22/2022 | 80,571 | $37,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 13,461 | $36,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 10,410 | $33,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 11,033 | $33,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 19,411 | $28,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 12,213 | $25,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 40,360 | $17,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 15,628 | $16,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 10,942 | $7,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 11,060 | $2,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 99,900 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-18-028846 | this filing | 2018-05-15 | acceptance time not in the bulk data set |