13F-HR filed by SWS Partners
SWS Partners filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 372 holding rows worth $135,766,000.
- Accession
- 0001144204-18-028639
- Filer
- CIK 1731731
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 372 entries on the cover page, a total value of $135,766,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,766,000 with VALUE read as thousands by filing date, 13F file number 028-18639. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 165,674 | $10,214,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 225,859 | $7,492,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 141,324 | $7,425,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 127,995 | $6,525,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 49,332 | $5,032,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 285,817 | $4,173,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 113,685 | $3,976,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 58,375 | $2,696,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 30,029 | $2,422,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 261,947 | $2,204,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 31,300 | $2,121,000 | thousands by filing date | |
| IJH | 464287507 | COM | 11,553 | $2,116,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 98,567 | $2,089,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 63,284 | $2,066,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 48,230 | $2,063,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 110,407 | $2,044,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 68,164 | $2,030,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 52,686 | $1,849,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 7,133 | $1,849,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 54,869 | $1,837,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 16,298 | $1,773,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 42,658 | $1,749,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 30,455 | $1,748,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 18,867 | $1,726,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 33,451 | $1,704,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 18,573 | $1,701,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 15,368 | $1,670,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 21,097 | $1,665,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 102,254 | $1,630,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 20,852 | $1,620,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 37,783 | $1,609,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 14,981 | $1,604,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 31,229 | $1,598,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 41,575 | $1,566,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 39,261 | $1,552,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 25,854 | $1,547,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 22,805 | $1,530,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 25,033 | $1,515,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 25,048 | $1,507,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 28,035 | $1,493,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 24,640 | $1,486,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 11,784 | $1,468,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 28,475 | $1,466,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 27,660 | $1,420,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 18,811 | $1,415,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 30,558 | $1,317,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 18,908 | $1,233,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 37,441 | $1,135,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 15,496 | $1,056,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 21,568 | $998,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 30,534 | $903,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 7,515 | $810,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,524 | $558,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 9,128 | $557,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 9,864 | $472,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,889 | $460,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 5,328 | $453,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 5,353 | $399,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 23,546 | $379,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 5,776 | $358,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,022 | $337,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 6,065 | $313,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 5,522 | $286,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 47,735 | $279,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 198 | $272,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 8,769 | $247,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 3,806 | $229,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 8,706 | $213,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 12,268 | $199,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,626 | $178,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,372 | $164,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 1,303 | $164,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 4,266 | $161,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 17,324 | $161,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 2,640 | $150,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,100 | $140,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 2,451 | $138,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 1,219 | $137,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 4,196 | $137,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 8,070 | $130,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 1,865 | $129,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 1,583 | $128,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 1,642 | $126,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 2,149 | $124,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 8,349 | $122,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 6,000 | $122,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 10,246 | $117,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 768 | $115,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,539 | $113,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 1,091 | $113,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 659 | $104,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 1,805 | $104,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 15,001 | $100,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,701 | $99,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 1,740 | $97,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 2,014 | $97,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,071 | $95,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,462 | $93,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 1,049 | $91,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 2,962 | $90,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,948 | $88,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 4,120 | $88,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 1,303 | $87,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 248 | $80,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 1,176 | $79,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 499 | $78,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,002 | $78,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 3,211 | $78,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,614 | $76,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 758 | $75,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 1,172 | $74,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 1,617 | $73,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 1,732 | $73,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 426 | $71,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 2,018 | $71,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 4,432 | $71,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 69 | $69,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 5,255 | $69,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 3,800 | $69,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 695 | $68,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 3,053 | $68,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 6,149 | $67,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 525 | $66,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 886 | $65,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 929 | $65,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,356 | $64,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 2,647 | $63,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 573 | $61,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 4,290 | $61,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,410 | $60,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 226 | $58,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 1,720 | $56,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,180 | $56,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 2,437 | $55,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,108 | $54,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 509 | $53,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,928 | $53,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 1,713 | $53,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 230 | $53,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 916 | $53,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 305 | $52,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 308 | $51,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,302 | $51,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 590 | $51,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 3,029 | $51,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 661 | $50,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 818 | $49,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 6,000 | $49,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 278 | $48,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,545 | $47,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 844 | $46,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 545 | $46,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 291 | $46,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 977 | $46,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 3,430 | $45,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 1,170 | $44,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1,128 | $44,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 7,826 | $44,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 3,989 | $44,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 482 | $44,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 692 | $44,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 198 | $43,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 936 | $43,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 2,077 | $43,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 259 | $42,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 976 | $41,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 268 | $39,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 453 | $39,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 180 | $38,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 306 | $36,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 687 | $35,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 1,832 | $35,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 545 | $35,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 500 | $34,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 272 | $34,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 334 | $33,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 649 | $32,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 178 | $31,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 564 | $31,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 552 | $31,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 215 | $31,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 493 | $31,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 2,272 | $31,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 466 | $30,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 1,162 | $30,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 145 | $29,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 601 | $29,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 569 | $28,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 281 | $28,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 454 | $28,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 1,131 | $28,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 120 | $27,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 424 | $27,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 3,500 | $27,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 827 | $27,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 124 | $26,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 180 | $26,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 1,000 | $26,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 123 | $24,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 111 | $24,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 295 | $23,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 162 | $23,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 279 | $23,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 868 | $23,000 | thousands by filing date | |
| VTI | 922908769 | COM | 168 | $22,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 94 | $22,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 1,311 | $22,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 311 | $22,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 311 | $22,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 377 | $22,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 3,591 | $22,000 | thousands by filing date | principal |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 654 | $22,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 326 | $22,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,684 | $22,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 499 | $21,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 115 | $21,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,166 | $21,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 554 | $21,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 331 | $20,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 156 | $20,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 547 | $20,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 498 | $20,000 | thousands by filing date | principal |
| Automatic Data Processing,Inc. | 053015103 | COM | 169 | $19,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 116 | $18,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 455 | $18,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 217 | $18,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 17 | $17,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 274 | $17,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 213 | $17,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 278 | $16,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 368 | $16,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 160 | $15,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 134 | $15,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 216 | $15,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 410 | $14,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 100 | $14,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 251 | $14,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 292 | $14,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 222 | $14,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 96 | $13,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 260 | $13,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 163 | $13,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 434 | $13,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 97 | $13,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 80 | $13,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 182 | $12,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 141 | $12,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 602 | $12,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 387 | $12,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 299 | $12,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 70 | $11,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 87 | $11,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 306 | $11,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 93 | $11,000 | thousands by filing date | principal |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 192 | $11,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 98 | $10,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 184 | $10,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 65 | $10,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 343 | $10,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 222 | $10,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 275 | $10,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 82 | $10,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 61 | $9,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 31 | $9,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 92 | $9,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 243 | $9,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 189 | $9,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 760 | $9,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 25 | $9,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 234 | $9,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 54 | $8,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 51 | $8,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 199 | $8,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 127 | $8,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 40 | $8,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 342 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 236 | $8,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 130 | $8,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 87 | $8,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 252 | $8,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 843 | $8,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 269 | $7,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 136 | $7,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 94 | $7,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 481 | $7,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 27 | $7,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 128 | $7,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 74 | $7,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 214 | $7,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 203 | $7,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 36 | $6,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 110 | $6,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1,075 | $6,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 37 | $6,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 135 | $6,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 366 | $6,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 89 | $6,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 32 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 91 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 114 | $6,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 143 | $6,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 12 | $6,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 36 | $6,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 142 | $6,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 668 | $6,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 25 | $5,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 44 | $5,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 33 | $5,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 193 | $5,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 32 | $5,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 83 | $5,000 | thousands by filing date | principal |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 32 | $5,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 35 | $5,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 82 | $5,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 174 | $5,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 218 | $5,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 149 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 32 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 449 | $5,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 326 | $5,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 190 | $5,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 21 | $5,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 41 | $5,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 429 | $5,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 27 | $4,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 26 | $4,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 130 | $4,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 26 | $4,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 1,211 | $4,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 40 | $4,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 282 | $4,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 175 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 133 | $4,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 59 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 87 | $4,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 194 | $4,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 87 | $4,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 35 | $4,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 45 | $3,000 | thousands by filing date | principal |
| Vanguard Energy ETF | 92204A306 | SHS | 29 | $3,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 31 | $3,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 124 | $3,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 455 | $3,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 161 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 107 | $3,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 271 | $3,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,000 | $3,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 11 | $2,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 15 | $2,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 9 | $2,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 31 | $2,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 36 | $2,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 38 | $2,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 57 | $2,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 67 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 54 | $2,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 29 | $2,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 12 | $1,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 36 | $1,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 21 | $1,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 27 | $1,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 10 | $1,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 20 | $1,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 25 | $1,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 15 | $1,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 45 | $1,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 6 | $1,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 14 | $1,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 50 | $1,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 8 | $1,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 120 | $1,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 31 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-18-028639 | this filing | 2018-05-15 | acceptance time not in the bulk data set |