13F-HR filed by BLAIR WILLIAM & CO/IL
BLAIR WILLIAM & CO/IL filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 1,506 holding rows worth $14,140,984,000.
- Accession
- 0001144204-18-028478
- Filer
- CIK 902367
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 1,506 entries on the cover page, a total value of $14,140,984,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,140,984,000 with VALUE read as thousands by filing date, 13F file number 028-04871. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 17,993 | $394,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 2,925 | $393,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 16,091 | $391,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 6,102 | $390,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 4,642 | $390,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 7,656 | $385,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 3,202 | $383,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 4,615 | $383,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 22,982 | $380,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 5,096 | $375,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 7,049 | $374,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 61,783 | $373,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 5,871 | $370,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 21,067 | $370,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 38,061 | $370,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 8,991 | $370,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,446 | $369,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 3,285 | $366,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 5,549 | $364,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 6,612 | $363,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 9,328 | $362,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 13,359 | $362,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,268 | $360,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 3,079 | $360,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 8,630 | $359,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 7,177 | $357,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 57,925 | $356,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 5,770 | $354,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 10,586 | $354,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 10,455 | $351,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 5,996 | $350,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 5,910 | $350,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,004 | $346,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 5,809 | $346,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 3,989 | $344,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 3,888 | $343,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 24,187 | $343,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,097 | $341,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,672 | $339,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 5,149 | $334,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 29,676 | $334,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 5,401 | $333,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 16,157 | $328,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 22,660 | $327,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 19,224 | $327,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 9,400 | $326,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 9,000 | $326,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 5,815 | $326,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 16,597 | $324,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,000 | $323,000 | thousands by filing date | call |
| SPDW | 78463X889 | COM | 10,153 | $319,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,861 | $319,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 6,060 | $318,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 10,790 | $316,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 8,059 | $315,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 6,684 | $315,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 9,850 | $315,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 8,852 | $315,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 9,594 | $313,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 6,326 | $312,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 503 | $309,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 5,023 | $307,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 4,651 | $307,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 5,806 | $306,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 6,486 | $306,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 1,471 | $306,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 8,647 | $304,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 14,129 | $304,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 64,619 | $303,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 440 | $302,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 6,224 | $301,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 2,822 | $301,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 2,131 | $299,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,938 | $293,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 15,000 | $293,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 10,657 | $292,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,899 | $291,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 127,016 | $291,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 5,827 | $290,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 4,625 | $290,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,884 | $289,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 10,375 | $289,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 3,400 | $287,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 3,996 | $287,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 8,482 | $286,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 8,546 | $285,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 8,740 | $285,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 6,143 | $284,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 55,688 | $284,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 6,116 | $283,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 3,345 | $282,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 10,915 | $282,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 10,439 | $280,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,180 | $279,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 8,000 | $278,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 33,000 | $278,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 6,200 | $277,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 6,625 | $277,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 4,325 | $274,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 6,235 | $272,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 5,155 | $271,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 18,525 | $271,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 4,100 | $270,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 3,100 | $270,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 27,204 | $270,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 17,438 | $269,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 4,020 | $269,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 111,000 | $269,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 2,253 | $268,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 5,176 | $267,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 9,050 | $267,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 6,529 | $267,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,804 | $266,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 6,129 | $264,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 4,004 | $264,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 3,071 | $264,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,325 | $263,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,462 | $263,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 9,915 | $263,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,800 | $262,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 5,865 | $261,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 7,701 | $260,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 4,715 | $260,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,605 | $260,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 36,130 | $260,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 5,876 | $259,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 28,200 | $259,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 41,441 | $259,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 4,815 | $258,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,666 | $257,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 7,303 | $255,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 7,419 | $255,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,107 | $254,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 8,250 | $254,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 2,818 | $253,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 3,999 | $252,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 6,669 | $252,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 2,490 | $250,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 6,300 | $250,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 24,390 | $250,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 4,406 | $249,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 4,009 | $249,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 43,600 | $249,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 15,815 | $246,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,926 | $245,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,858 | $245,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 1,450 | $244,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 2,900 | $244,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 5,415 | $243,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 9,336 | $242,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 9,582 | $238,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 7,072 | $237,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 1,991 | $236,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 10,160 | $236,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 4,737 | $235,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 2,753 | $235,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 4,523 | $233,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 1,025 | $233,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 4,192 | $233,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 4,073 | $231,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 28,500 | $231,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,259 | $230,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 48,810 | $230,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 27,425 | $229,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 7,593 | $229,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 5,665 | $229,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 14,776 | $229,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 9,401 | $228,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 9,520 | $228,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,082 | $227,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 3,561 | $226,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 4,693 | $226,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 32,000 | $226,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 4,115 | $225,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 3,502 | $224,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,493 | $223,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 12,325 | $222,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 12,750 | $222,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 4,629 | $221,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 4,272 | $220,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,580 | $219,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 5,937 | $219,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,261 | $218,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 2,747 | $217,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 1,860 | $214,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 9,255 | $214,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 6,835 | $212,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 4,698 | $211,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 3,792 | $211,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 15,523 | $211,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 7,000 | $211,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 23,800 | $210,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 6,629 | $209,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 2,722 | $208,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 2,995 | $208,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 12,409 | $208,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 3,315 | $206,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 55,500 | $206,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 5,190 | $205,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 3,000 | $204,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,280 | $203,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 12,596 | $203,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 2,250 | $202,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 4,041 | $201,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 7,105 | $201,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L60A | COMMON STOCK | 51,198 | $200,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 26,500 | $198,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 10,485 | $197,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 12,402 | $197,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 152 | $196,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 7,946 | $193,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 5,065 | $193,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,490 | $190,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 16,950 | $186,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 6,672 | $183,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,375 | $182,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,098 | $180,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 95,404 | $175,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 12,868 | $173,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 15,600 | $171,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 3,700 | $171,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 2,754 | $169,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 17,500 | $169,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 25,000 | $167,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 12,925 | $163,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 12,573 | $163,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 5,505 | $162,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 15,638 | $157,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 12,495 | $156,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 5,000 | $153,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 11,304 | $147,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 2,500 | $145,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 13,250 | $144,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 87,343 | $144,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 23,437 | $143,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 12,885 | $142,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 2,599 | $140,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 2,000 | $139,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 3,301 | $136,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 3,588 | $135,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 1,353 | $135,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 500 | $132,000 | thousands by filing date | put |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 3,850 | $131,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 3,595 | $131,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 31,499 | $129,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 10,990 | $126,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 2,461 | $125,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 2,076 | $125,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 4,606 | $124,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 23,518 | $123,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 10,520 | $122,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 21,850 | $121,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 1,291 | $119,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 14,800 | $117,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 21,325 | $116,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 55,714 | $115,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 3,187 | $112,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 2,201 | $111,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 10,700 | $111,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 83,148 | $110,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 30,000 | $110,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 2,095 | $109,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 900 | $108,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 4,067 | $103,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 34,000 | $103,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 11,100 | $102,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 10,500 | $101,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 5,435 | $100,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 2,104 | $98,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 1,925 | $96,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 3,263 | $94,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 13,000 | $94,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 5,714 | $94,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,600 | $93,000 | thousands by filing date | call |
| ISHARES TR | 464287564 | SELECT US REIT | 1,002 | $93,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 12,602 | $93,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 31,800 | $90,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 5,730 | $90,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 3,000 | $89,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 3,400 | $88,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 2,698 | $86,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 13,000 | $85,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 958 | $85,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 2,818 | $85,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 14,600 | $84,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 3,500 | $84,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 3,400 | $83,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1,297 | $82,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 3,000 | $82,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,179 | $82,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 1,701 | $81,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 2,834 | $80,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 1,045 | $79,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 4,000 | $79,000 | thousands by filing date | call |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 1,167 | $78,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 962 | $78,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 689 | $77,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 1,045 | $77,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J114 | *W EXP 04/13/202 | 25,520 | $77,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 1,700 | $76,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 650 | $75,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 11,000 | $75,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 800 | $73,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,500 | $72,000 | thousands by filing date | call |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 551 | $70,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 823 | $70,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 19,875 | $70,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 1,800 | $69,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 1,088 | $69,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 369 | $68,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 5,000 | $67,000 | thousands by filing date | call |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 11,044 | $67,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 25,485 | $66,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,910 | $65,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 30,380 | $65,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 10,800 | $64,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,602 | $63,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 19,832 | $63,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 1,894 | $63,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 800 | $61,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,400 | $61,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 3,193 | $61,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 506 | $60,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 1,563 | $60,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 5,925 | $58,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 20,800 | $58,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 1,603 | $57,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 512 | $57,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 15,465 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 1,600 | $55,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 562 | $54,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 13,000 | $54,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 1,730 | $53,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 7,254 | $53,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 909 | $52,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 1,515 | $52,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 16,769 | $51,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 270 | $50,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 29,946 | $50,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 2,114 | $50,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 914 | $50,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L519 | FUND | 1,300 | $49,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 300 | $48,000 | thousands by filing date | put |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 800 | $48,000 | thousands by filing date | |
| SUNTRUST BKS INC | 867914111 | *W EXP 11/14/201 | 2,000 | $48,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 308 | $47,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 300 | $47,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 1,337 | $47,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 1,423 | $47,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 1,000 | $47,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 2,000 | $47,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 1,499 | $47,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 566 | $46,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 800 | $45,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 2,300 | $45,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 2,275 | $44,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 2,000 | $44,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 1,111 | $44,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 3,005 | $44,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 409 | $43,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 675 | $43,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 350 | $43,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 300 | $42,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 796 | $42,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1,180 | $42,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 11,000 | $42,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 900 | $41,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 430 | $41,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 850 | $40,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 1,111 | $40,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 500 | $38,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 400 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 772 | $37,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 1,520 | $37,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B472 | RUSEL 1000 LOW | 1,205 | $37,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 21,780 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 615 | $34,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 781 | $34,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 37,500 | $34,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 296 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 620 | $33,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 1,425 | $33,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 1,434 | $33,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 1,200 | $33,000 | thousands by filing date | call |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 1,000 | $32,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 300 | $30,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 1,000 | $30,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 3,000 | $29,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 300 | $29,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 1,189 | $29,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 2,000 | $29,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 253 | $28,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,218 | $27,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 500 | $27,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 1,500 | $27,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 700 | $26,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 1,153 | $26,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 643 | $25,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 22,375 | $25,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 580 | $25,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 480 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 498 | $24,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 1,000 | $24,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 828 | $24,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 966 | $24,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 400 | $23,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 160 | $23,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 509 | $23,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 210 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 532 | $22,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 10,000 | $22,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 400 | $21,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 308 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 444 | $21,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 160 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 400 | $21,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 600 | $20,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 330 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 224 | $20,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 296 | $20,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 610 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 400 | $20,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 603 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 600 | $19,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 500 | $18,000 | thousands by filing date | put |
| U S SILICA HLDGS INC | 90346E103 | COM | 700 | $18,000 | thousands by filing date | call |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 487 | $18,000 | thousands by filing date | |
| Call - STI $33.70 Exp 12/31/2018 | 867914129 | Warrants | 500 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 322 | $18,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 319 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 472 | $16,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 700 | $16,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 600 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 270 | $16,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 500 | $16,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B324 | RUSEL 1000 ENH | 580 | $16,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 213 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 500 | $15,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 444 | $15,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 260 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 565 | $14,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 397 | $14,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 250 | $14,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,000 | $14,000 | thousands by filing date | call |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 709 | $13,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 93 | $12,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 10,000 | $12,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 200 | $12,000 | thousands by filing date | |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 5,000 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 143 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 110 | $11,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 195 | $11,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 68,000 | $11,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 410 | $11,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 125 | $10,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 129 | $10,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 111 | $10,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 257 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 525 | $10,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 330 | $10,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 250 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 414 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 177 | $9,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 600 | $9,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 100 | $8,000 | thousands by filing date | |
| IPATH PURE BETA CRUDE OIL | 06740P221 | CMN | 400 | $8,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 100 | $7,000 | thousands by filing date | call |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 144 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 50 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 125 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 46 | $7,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 298 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 383 | $7,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 115 | $7,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 6,000 | $7,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 25,087 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 400 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 292 | $6,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 300 | $6,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 50 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 66 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 55 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 132 | $5,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 38 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 600 | $5,000 | thousands by filing date | |
| ASSOCIATED BANC CORP | 045487113 | WTS | 1,000 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 123 | $4,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 180 | $4,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 200 | $4,000 | thousands by filing date | call |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 15 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 65 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 32 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 45 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 100 | $3,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 101 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 50 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 112 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 45 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 100 | $2,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 11 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-18-028478 | this filing | 2018-05-15 | acceptance time not in the bulk data set |