13F-HR filed by D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 3,546 holding rows worth $72,615,305,000.
- Accession
- 0001144204-18-008882
- Filer
- CIK 1009207
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 4,685 entries on the cover page, a total value of $72,615,305,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $72,615,305,000 with VALUE read as thousands by filing date, 13F file number 028-05396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerD. E. SHAW & CO, L.P.028-05394
- included managerD. E. Shaw Investment Management, L.L.C.028-11452
- included managerD. E. Shaw Heliant Adviser, L.L.C.028-14492
- included managerD. E. Shaw Adviser II, L.L.C.028-15385
- included managerD. E. Shaw Adviser, L.L.C.028-16053
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VERSARTIS INC | 92529L102 | COM | 39,331 | $87,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 13,546 | $86,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 21,334 | $86,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 37,178 | $86,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 10,359 | $84,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 11,866 | $84,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 46,865 | $83,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 19,691 | $81,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 33,827 | $81,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 113,509 | $80,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 16,921 | $79,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 15,684 | $74,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 30,654 | $73,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 11,953 | $73,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 15,217 | $73,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 51,361 | $72,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 17,957 | $72,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A112 | *W EXP 11/15/202 | 205,000 | $72,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 10,718 | $67,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 35,200 | $65,000 | thousands by filing date | call |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 28,964 | $65,000 | thousands by filing date | |
| STONE ENERGY CORP WT EXP 022821 | 861642114 | Stock | 12,800 | $64,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W115 | *W EXP 03/22/2022 | 205,000 | $64,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 50,000 | $62,000 | thousands by filing date | call |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 16,846 | $62,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 15,679 | $61,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 13,133 | $60,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 15,990 | $58,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 20,000 | $57,000 | thousands by filing date | call |
| BLACK RIDGE ACQUISITION CORP | 09216T123 | RIGHT 07/10/2019 | 203,900 | $57,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 12,028 | $54,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 16,140 | $52,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T115 | *W EXP 07/10/202 | 147,449 | $49,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 38,455 | $47,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 89,000 | $45,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P129 | RIGHT 99/99/9999 | 115,300 | $45,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 11,000 | $42,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 35,377 | $41,000 | thousands by filing date | |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 24,606 | $41,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 10,410 | $35,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 27,319 | $28,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 23,963 | $25,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 13,624 | $22,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 12,878 | $21,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 11,060 | $3,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 99,900 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-18-008882 | this filing | 2018-02-14 | acceptance time not in the bulk data set |