13F-HR filed by L & S Advisors Inc
L & S Advisors Inc filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 311 holding rows worth $652,530,000.
- Accession
- 0001144204-18-008578
- Filer
- CIK 1392364
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 311 entries on the cover page, a total value of $652,530,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $652,530,000 with VALUE read as thousands by filing date, 13F file number 028-13201. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerWELLS FARGO CLEARING SERVICES, LLC028-13118
- reports for this filerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| US TREASURY | 912828ur9 | FIXED | 24,000,000 | $23,977,000 | thousands by filing date | principal |
| US TREASURY | 912796ls6 | FIXED | 20,000,000 | $19,935,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 105,897 | $18,687,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 69,948 | $11,837,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 121,604 | $11,760,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 126,156 | $10,791,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 32,712 | $9,647,000 | thousands by filing date | |
| LORD ABBETT INVT TR | 543916688 | SHS | 2,218,899 | $9,430,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 36,556 | $9,391,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 7,987 | $9,341,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 83,793 | $8,961,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 46,050 | $8,728,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 97,103 | $8,644,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 7,975 | $8,401,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 50,510 | $7,746,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 262,183 | $7,740,000 | thousands by filing date | |
| US TREASURY | 912828n63 | FIXED | 7,751,000 | $7,695,000 | thousands by filing date | principal |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 113,470 | $7,570,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 29,696 | $7,346,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 70,306 | $7,343,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 45,853 | $7,226,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 22,178 | $7,120,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 39,831 | $7,036,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 68,023 | $6,755,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 28,570 | $6,724,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 53,606 | $6,679,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 61,246 | $6,609,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 51,981 | $6,563,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 33,783 | $6,537,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 126,710 | $6,477,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 86,712 | $6,452,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 158,559 | $6,450,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 20,784 | $6,379,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 40,293 | $6,306,000 | thousands by filing date | |
| OAKMARK INTL FD | 413838202 | Equity Mutual Fu | 220,019 | $6,286,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 36,986 | $6,276,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 51,360 | $6,266,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 33,135 | $6,099,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 37,061 | $6,081,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME | 277923546 | FIXED | 1,334,067 | $6,043,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 22,368 | $5,969,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 62,630 | $5,944,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 66,363 | $5,908,000 | thousands by filing date | |
| US TREASURY | 912828k25 | FIXED | 5,882,000 | $5,872,000 | thousands by filing date | principal |
| Chevron Corporation | 166764100 | COM | 46,570 | $5,830,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 45,007 | $5,742,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 66,816 | $5,668,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 87,657 | $5,612,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 64,089 | $5,360,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 96,783 | $5,214,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 134,885 | $4,747,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 30,000 | $4,733,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 18,467 | $4,705,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 41,098 | $4,686,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 24,364 | $4,577,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 92,947 | $4,550,000 | thousands by filing date | |
| HRDG LVNR INTL EQUITY | 412295107 | COM | 197,118 | $4,490,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 96,034 | $4,433,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 105,466 | $4,039,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 30,769 | $3,856,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 29,868 | $3,295,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 35,505 | $3,252,000 | thousands by filing date | |
| Guggenheim Macro Oppty Inst | 40168W582 | MF | 118,759 | $3,183,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 33,000 | $3,057,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 17,362 | $3,001,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 57,001 | $2,991,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 56,966 | $2,989,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 7,874 | $2,874,000 | thousands by filing date | |
| TCW Emerging Markets Income Fu | 87234N765 | MF | 328,409 | $2,805,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 39,837 | $2,685,000 | thousands by filing date | |
| Causeway Emerg Mkt Fund Inst C | 149498107 | ETF | 189,471 | $2,685,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 31,444 | $2,656,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 26,670 | $2,634,000 | thousands by filing date | |
| US TREASURY | 912828c24 | FIXED | 2,640,000 | $2,629,000 | thousands by filing date | principal |
| UnitedHealth Group Inc | 91324P102 | COM | 11,842 | $2,611,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 39,849 | $2,571,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 22,426 | $2,520,000 | thousands by filing date | |
| Doubleline Total Return Bd Fd Cl I | 258620103 | MF | 232,446 | $2,471,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 22,734 | $2,444,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 16,212 | $2,313,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 50,805 | $2,279,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 40,478 | $2,278,000 | thousands by filing date | |
| Western Asset Core Bond I | 957663305 | Mutual Fund | 172,082 | $2,179,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 23,515 | $2,161,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 17,859 | $2,154,000 | thousands by filing date | |
| VICTORY SYCAMORE ESTABLISHED VALUE I | 92646A831 | EQUITY FUNDS | 50,430 | $2,047,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 14,403 | $2,012,000 | thousands by filing date | |
| DoubleLine Core Fixed Income Fund | 258620301 | Mutual Fund | 179,590 | $1,970,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 52,340 | $1,964,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 66,279 | $1,951,000 | thousands by filing date | |
| ALLIANZGI SH DUR'N HI YLD | 01880b876 | FIXED | 118,940 | $1,786,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 15,139 | $1,724,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 12,893 | $1,712,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 89,474 | $1,696,000 | thousands by filing date | |
| VTI | 922908769 | COM | 12,285 | $1,686,000 | thousands by filing date | |
| VANGUARD CA INTERM-TERM TAX-EXEMPT INV | 922021308 | BOND FUNDS | 142,998 | $1,685,000 | thousands by filing date | |
| CULLEN EMERGING MARKETS | 230001752 | COM | 137,190 | $1,590,000 | thousands by filing date | |
| PIMCO INCOME | 72201F490 | COM | 126,420 | $1,569,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 21,924 | $1,561,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 8,993 | $1,516,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 10,237 | $1,495,000 | thousands by filing date | |
| US TREASURY | 912828d80 | FIXED | 1,496,000 | $1,490,000 | thousands by filing date | principal |
| Union Pacific Corporation | 907818108 | COM | 10,692 | $1,434,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 7,547 | $1,409,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 13,114 | $1,369,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 7,734 | $1,328,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 7,649 | $1,317,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 12,830 | $1,296,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 12,626 | $1,277,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,464 | $1,266,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 5,431 | $1,241,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 115,049 | $1,231,000 | thousands by filing date | |
| AM CEN TAX FREE BOND | 025075839 | FIXED | 103,054 | $1,226,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 16,570 | $1,220,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 21,348 | $1,218,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 10,555 | $1,202,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 49,680 | $1,195,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 20,581 | $1,182,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 22,367 | $1,161,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 8,198 | $1,153,000 | thousands by filing date | |
| PIMCO DIVERS INCOME | 693391880 | FIXED | 104,971 | $1,149,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 13,509 | $1,137,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 33,835 | $1,132,000 | thousands by filing date | |
| JP MORGAN MID CAP VALUE FUND CLASS L | 339128100 | Mutual Fund | 27,573 | $1,111,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,882 | $1,014,000 | thousands by filing date | |
| WELLS FARGO CA TAX FREE | 94975h676 | FIXED | 82,524 | $981,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 5,130 | $974,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 15,357 | $972,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 20,892 | $965,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 4,599 | $936,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 8,746 | $930,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 6,253 | $913,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 10,595 | $909,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 72,304 | $905,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 16,875 | $904,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 20,920 | $902,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 13,675 | $883,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 5,395 | $881,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 32,978 | $874,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 7,682 | $869,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 3,690 | $864,000 | thousands by filing date | |
| TEMPLETON GLOBAL TOTAL RT ADV CL SH | 880208855 | Mutual Fund | 70,975 | $855,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 229,870 | $851,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 38,277 | $822,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 17,803 | $817,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 15,775 | $800,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 4,460 | $794,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 22,085 | $779,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 3,345 | $748,000 | thousands by filing date | |
| BLACKROCK INTERMEDIATE MUNICIP | 09253e609 | com | 63,462 | $745,000 | thousands by filing date | |
| TAILORED BRANDS INC NOTE M/W CLBL IN DEFAULT | 587118AE0 | NOTE M/W CLBL IN DEFAULT | 710,000 | $713,000 | thousands by filing date | principal |
| CONNS INC | 208242ab3 | FIXED | 710,000 | $710,000 | thousands by filing date | principal |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,872 | $704,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 9,585 | $691,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 2,440 | $670,000 | thousands by filing date | |
| SUPERVALU INC | 868536av5 | FIXED | 655,000 | $651,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES | 01741RAE2 | Common | 635,000 | $649,000 | thousands by filing date | principal |
| AXLE & MANUFACTURING | 02406pam2 | FIXED | 625,000 | $641,000 | thousands by filing date | principal |
| TRIUMPH GROUP INC | 896818AL5 | Fixed Income | 650,000 | $636,000 | thousands by filing date | principal |
| MERCADOLIBREINC | 58733R102 | STOK | 2,010 | $632,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 8,891 | $631,000 | thousands by filing date | |
| MATTHEWS PACIFIC TIGER FUND INSTITUTIONAL CLASS | 577130834 | Mutual Fund | 19,906 | $630,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME | 277923405 | MF | 137,877 | $625,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 585 | $612,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 14,550 | $598,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 3,915 | $590,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 12,690 | $580,000 | thousands by filing date | |
| WHITING | 966387ah5 | FIXED | 560,000 | $577,000 | thousands by filing date | principal |
| Western Asset Managed Mu Nicipals I | 52469J509 | MF | 35,129 | $575,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 4,215 | $572,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 3,861 | $561,000 | thousands by filing date | |
| CONSOL ENERGY INC GTD SR NT | 20854PAL3 | Fixed Income | 550,000 | $560,000 | thousands by filing date | principal |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 5,870 | $557,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS | 683797ad6 | FIXED | 535,000 | $550,000 | thousands by filing date | principal |
| Metropolitan West Total Return Bond Fund | 592905509 | Mutual Fund | 51,326 | $547,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,485 | $540,000 | thousands by filing date | |
| CREDIT ACCEPTANCE | 225310ag6 | FIXED | 525,000 | $533,000 | thousands by filing date | principal |
| ENSCO PLC | 29358qaa7 | FIXED | 515,000 | $505,000 | thousands by filing date | principal |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 7,805 | $503,000 | thousands by filing date | |
| WINDSTREAM CORP NOTE M/W CLBL | 97381WAN4 | NOTE M/W CLBL | 590,000 | $503,000 | thousands by filing date | principal |
| CSC HOLDINGS LLC | 126307af4 | FIXED | 450,000 | $484,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435105 | COM | 3,325 | $482,000 | thousands by filing date | |
| NINTENDO LTD FSPONSORED ADR 1 ADR REP 0.25 ORD SHS | 654445303 | Equity | 10,685 | $482,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,570 | $478,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 8,535 | $475,000 | thousands by filing date | |
| WPX ENERGY INC SR NT | 98212BAD5 | FIXED INCOME | 455,000 | $475,000 | thousands by filing date | principal |
| SINA CORP | G81477104 | ORD | 4,685 | $470,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 3,575 | $466,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 16,500 | $464,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 3,605 | $463,000 | thousands by filing date | |
| CALPINE | 131347cf1 | FIXED | 485,000 | $461,000 | thousands by filing date | principal |
| OASIS PETROLEUM | 674215ad0 | FIXED | 450,000 | $460,000 | thousands by filing date | principal |
| TYSON FOODS INC CL A | 902494103 | Stock | 5,610 | $455,000 | thousands by filing date | |
| MARTIN MIDSTREAM LP | 573334ad1 | FIXED | 445,000 | $452,000 | thousands by filing date | principal |
| ICAHN ENTERPRISES LP | 451102AX5 | Fixed Income | 440,000 | $451,000 | thousands by filing date | principal |
| WIRECARD AG | 015787341 | ADR | 4,000 | $447,000 | thousands by filing date | |
| RSP PERMIAN | 74978qab1 | FIXED | 425,000 | $446,000 | thousands by filing date | principal |
| GENWORTH FINL INCFIXED RT NT | 37247DAM8 | FIXED INCOME | 440,000 | $443,000 | thousands by filing date | principal |
| MATTHEWS ASIA DIVIDEND INSTL | 577130750 | MIPIX | 22,333 | $441,000 | thousands by filing date | |
| MAGNACHIP | 55933jab0 | FIXED | 455,000 | $441,000 | thousands by filing date | principal |
| BERRY PLASTICS | 085790ay9 | FIXED | 425,000 | $441,000 | thousands by filing date | principal |
| ALBEMARLE CORP | 012653101 | COM | 3,440 | $440,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 5,048 | $436,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 20,480 | $433,000 | thousands by filing date | |
| QUAD GRAPHICS | 747301ac3 | FIXED | 420,000 | $433,000 | thousands by filing date | principal |
| SCOTTS MIRACLE-GRO CO | 810186AM8 | Fixed Income | 400,000 | $423,000 | thousands by filing date | principal |
| GENERAL ELEC CO | 369604103 | COM | 24,027 | $419,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 5,830 | $419,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 42,960 | $418,000 | thousands by filing date | |
| SPRINT | 85207uae5 | FIXED | 395,000 | $418,000 | thousands by filing date | principal |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 5,825 | $411,000 | thousands by filing date | |
| Revlon Consumer 6.250 08/01/24 '21 | 761519BF3 | Common Stock | 665,000 | $401,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 5,251 | $397,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,450 | $394,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 4,390 | $392,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 7,395 | $391,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,024 | $389,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 3,835 | $387,000 | thousands by filing date | |
| VERISIGN INC | 92343eaf9 | FIXED | 375,000 | $385,000 | thousands by filing date | principal |
| ANDEAVOR | 03349M105 | COM | 3,310 | $378,000 | thousands by filing date | |
| VANGUARD CA INTERM-TERM TAX-EXEMPT ADM | 922021407 | BOND | 32,116 | $378,000 | thousands by filing date | |
| ENOVA INTERNATIONAL INC | 29357kac7 | FIXED | 350,000 | $370,000 | thousands by filing date | principal |
| Frontier Communications Corp Senior Note Callable M/W | 35906AAP3 | SENIOR NOTE CALLABLE M/W | 520,000 | $367,000 | thousands by filing date | principal |
| Mallinckrodt Fin 4.750 04/15/23 DFTd | 561234AE5 | Puts | 465,000 | $365,000 | thousands by filing date | principal |
| PITNEY BOWES INC | 724479al4 | FIXED | 390,000 | $360,000 | thousands by filing date | principal |
| GRAPHIC PACKAGING INTL INC GTD FXD RT SR NT | 38869PAM6 | Fixed Income | 340,000 | $352,000 | thousands by filing date | principal |
| FORUM ENERGY TECH | 34984vab6 | FIXED | 350,000 | $351,000 | thousands by filing date | principal |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 20,180 | $348,000 | thousands by filing date | |
| HORIZON PHARMA | 44047tad1 | FIXED | 350,000 | $348,000 | thousands by filing date | principal |
| US TREASURY | 9128282k5 | FIXED | 350,000 | $347,000 | thousands by filing date | principal |
| NAVIENT CORPORATION | 63938caf5 | FIXED | 330,000 | $346,000 | thousands by filing date | principal |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,635 | $345,000 | thousands by filing date | |
| Vanguard CA Long-Term Tax-Exempt Adm | 922021506 | Mutual Fund | 27,982 | $342,000 | thousands by filing date | |
| DONNELLEY RR & SONS | 257867az4 | FIXED | 330,000 | $341,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FINANCE IV B.V. | 88166JAA1 | Yankee Bond (denominated & pays in US$) | 350,000 | $333,000 | thousands by filing date | principal |
| MONITRONICS INTL | 609453ag0 | FIXED | 400,000 | $332,000 | thousands by filing date | principal |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 2,895 | $329,000 | thousands by filing date | |
| Xerium Technologies Inc | 98416JAE0 | Corporate Bond | 325,000 | $329,000 | thousands by filing date | principal |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 29,322 | $325,000 | thousands by filing date | |
| RENT A CENTER INC SENIOR NOTE CALLABLE M/W | 76009NAH3 | SENIOR NOTE CALLABLE M/W | 340,000 | $325,000 | thousands by filing date | principal |
| FERRELLGAS | 315292AM4 | FIXED | 345,000 | $324,000 | thousands by filing date | principal |
| VANGUARD INTERM-TERM TX-EX INV | 922907209 | BOND FUNDS | 22,403 | $317,000 | thousands by filing date | |
| HCA INC | 404119BS7 | Fixed Income | 300,000 | $317,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 1,001 | $312,000 | thousands by filing date | |
| RR DONNELLEY & SONS CO | 257867BA8 | COM | 320,000 | $310,000 | thousands by filing date | principal |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 4,000 | $299,000 | thousands by filing date | |
| 1/100 Berkshire Hath A | 084990175 | BRKA | 100 | $298,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 3,500 | $295,000 | thousands by filing date | |
| LEXMARK INTERNATIONAL INC NOTE M/W CLBL | 529772AF2 | NOTE M/W CLBL | 280,000 | $291,000 | thousands by filing date | principal |
| CARROLS RESTAURANT | 14574xad6 | FIXED | 275,000 | $289,000 | thousands by filing date | principal |
| PLY GEM INDUSTRIES | 729416ax5 | FIXED | 280,000 | $289,000 | thousands by filing date | principal |
| MOMO INC | 60879B107 | ADR | 11,590 | $284,000 | thousands by filing date | |
| GRIFFON | 398433ah5 | FIXED | 280,000 | $283,000 | thousands by filing date | principal |
| Comcast Corp | 20030N101 | COM | 7,007 | $281,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 7,065 | $280,000 | thousands by filing date | |
| LENNAR CORP NOTE M/W CLBL | 526057BW3 | NOTE M/W CLBL | 265,000 | $278,000 | thousands by filing date | principal |
| GLOBAL PARTNERS LP | 37954fab0 | FIXED | 270,000 | $277,000 | thousands by filing date | principal |
| LIFEPOINT HEALTH INC | 53219lam1 | FIXED | 270,000 | $275,000 | thousands by filing date | principal |
| INCYTE CORP COM | 45337C102 | Stock | 2,858 | $271,000 | thousands by filing date | |
| T ROWE PRICE HIGH YIELD FUND | 741481105 | Com | 40,100 | $271,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,769 | $270,000 | thousands by filing date | |
| SEAGATE HDD CAYMAN GTD SR NT | 81180WAL5 | Fixed Income | 275,000 | $269,000 | thousands by filing date | principal |
| VIVENDI SA-UNSPON ADR | 92852T201 | COM | 10,000 | $268,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE | 398905ak5 | FIXED | 260,000 | $268,000 | thousands by filing date | principal |
| BOYD GAMING CORP | 103304bk6 | FIXED | 250,000 | $265,000 | thousands by filing date | principal |
| CHEMOURS CO SR GLBL NT 24 | 163851AB4 | Fixed Income | 250,000 | $264,000 | thousands by filing date | principal |
| L BRANDS | 532716au1 | FIXED | 245,000 | $262,000 | thousands by filing date | principal |
| Keyence Corp | J32491102 | Common Stock | 462 | $259,000 | thousands by filing date | |
| US TREASURY | 912828a34 | FIXED | 260,000 | $259,000 | thousands by filing date | principal |
| ONEOK INC NEW | 682680103 | COM | 4,826 | $258,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 32,000 | $253,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 5,000 | $252,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,262 | $250,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,491 | $249,000 | thousands by filing date | |
| California St 5.000 03/01/26 '25 | 13063CQT0 | Common Stock | 200,000 | $242,000 | thousands by filing date | principal |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,277 | $240,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,542 | $240,000 | thousands by filing date | |
| REA GROUP LTD | 023597632 | COM | 4,000 | $239,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,770 | $238,000 | thousands by filing date | |
| LA DISTRICT SPECIAL TAX | 544386db8 | FIXED | 200,000 | $232,000 | thousands by filing date | principal |
| FLY LEASING LTD | 34407dac3 | FIXED | 225,000 | $225,000 | thousands by filing date | principal |
| BAY AREA TOLL | 072024vd1 | FIXED | 200,000 | $225,000 | thousands by filing date | principal |
| OFFICE OF INV & INFRA | 79770gbd7 | FIXED | 200,000 | $224,000 | thousands by filing date | principal |
| VWO | 922042858 | SHS | 4,713 | $216,000 | thousands by filing date | |
| SAN DIEGO AIRPORT | 79739gdj2 | FIXED | 200,000 | $216,000 | thousands by filing date | principal |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,733 | $214,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 5,818 | $212,000 | thousands by filing date | |
| REVLON CONSUMER | 761519bd8 | FIXED | 280,000 | $211,000 | thousands by filing date | principal |
| ENTERPRISE PRODUCTS | 29379vaf0 | FIXED | 200,000 | $211,000 | thousands by filing date | principal |
| CALIFORNIA ST | 13063a4n1 | FIXED | 200,000 | $210,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 3,450 | $209,000 | thousands by filing date | |
| BAY AREA TOLL | 072024ry0 | FIXED | 200,000 | $209,000 | thousands by filing date | principal |
| Danaher Corporation | 235851102 | COM | 2,244 | $208,000 | thousands by filing date | |
| ISTAR FINANCIAL INC | 45031ubz3 | FIXED | 200,000 | $207,000 | thousands by filing date | principal |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 7,379 | $206,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 1,204 | $204,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,175 | $203,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,058 | $203,000 | thousands by filing date | |
| NCR CORPORATION | 62886eaj7 | FIXED | 200,000 | $203,000 | thousands by filing date | principal |
| POWAY SCHOOL DISTRICT | 73885qfl8 | FIXED | 200,000 | $202,000 | thousands by filing date | principal |
| BANK OF AMERICA | 06051gdx4 | FIXED | 200,000 | $202,000 | thousands by filing date | principal |
| ABBVIE INC | 00287yat6 | FIXED | 200,000 | $201,000 | thousands by filing date | principal |
| SANTANDER HOLDINGS | 80282kad8 | FIXED | 200,000 | $200,000 | thousands by filing date | principal |
| BAIDU | 056752ad0 | FIXED | 200,000 | $200,000 | thousands by filing date | principal |
| FORD MOTOR CREDIT | 345397xf5 | FIXED | 200,000 | $199,000 | thousands by filing date | principal |
| ACTIVISION BLIZZARD | 00507vah2 | FIXED | 200,000 | $197,000 | thousands by filing date | principal |
| AIA GROUP LTD | Y002A1105 | FOREIGN | 13,449 | $115,000 | thousands by filing date | |
| SOUND GLOBAL LTD | 035205748 | COM | 180,000 | $69,000 | thousands by filing date | |
| JAGUAR RESOURCES INC F | 470095308 | COM | 18,000 | $7,000 | thousands by filing date | |
| Tomi Environmental | 890023104 | COM | 25,000 | $3,000 | thousands by filing date | |
| Logic Devices Inc. | 541402103 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-18-008578 | this filing | 2018-02-14 | acceptance time not in the bulk data set |