13F-HR filed by INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC
INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 169 holding rows worth $522,271,000.
- Accession
- 0001144204-18-008435
- Filer
- CIK 1673815
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 170 entries on the cover page, a total value of $522,271,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $522,271,000 with VALUE read as thousands by filing date, 13F file number 028-17438. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CAMBRIA ETF TR CORE EQUITY | 132061854 | CEF | 3,957,555 | $102,184,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 129,513 | $19,746,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 128,090 | $15,838,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 159,621 | $12,931,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 39,005 | $10,409,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 64,578 | $9,866,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 67,070 | $7,494,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 43,514 | $7,364,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 57,943 | $7,351,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 36,232 | $7,182,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 85,472 | $7,149,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 93,514 | $6,678,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 109,124 | $6,621,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 92,130 | $6,536,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,012,100 | $6,346,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 53,545 | $5,726,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 42,354 | $5,403,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 37,840 | $5,287,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 29,563 | $5,141,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 59,022 | $5,049,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 28,560 | $4,916,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 125,900 | $4,895,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 39,080 | $4,892,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 69,716 | $4,859,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 83,494 | $4,795,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 51,795 | $4,759,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 124,137 | $4,754,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 21,467 | $4,733,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 76,850 | $4,667,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 82,645 | $4,650,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 31,976 | $4,633,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 53,605 | $4,626,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 31,634 | $4,620,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 38,460 | $4,612,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 25,862 | $4,568,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 47,978 | $4,558,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 61,185 | $4,507,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 217,942 | $4,498,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 19,011 | $4,475,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 65,678 | $4,471,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 79,253 | $4,469,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 44,970 | $4,441,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 48,881 | $4,428,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 76,825 | $4,384,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 29,943 | $4,373,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 94,582 | $4,366,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 26,080 | $4,351,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 81,072 | $4,344,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 38,168 | $4,332,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 35,819 | $4,322,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 28,218 | $4,320,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 26,272 | $4,311,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 48,918 | $4,294,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 13,266 | $4,259,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 20,914 | $4,255,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 49,772 | $4,204,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 26,823 | $4,189,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 88,077 | $4,164,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 28,988 | $4,106,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 21,195 | $4,085,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 84,014 | $4,040,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 66,937 | $3,663,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 39,997 | $3,354,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 31,683 | $3,312,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 40,004 | $2,813,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 69,575 | $2,528,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 65,777 | $2,333,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 128,765 | $2,307,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 43,440 | $2,274,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 48,945 | $2,261,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 41,240 | $1,599,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 41,482 | $1,425,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 19,040 | $1,392,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 13,005 | $1,374,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 26,985 | $1,337,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 66,915 | $1,320,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 35,236 | $1,309,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 766,029 | $1,302,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 27,860 | $1,277,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 30,506 | $1,222,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 7,697 | $1,165,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,049 | $1,053,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 15,905 | $1,019,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 13,630 | $983,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,830 | $977,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 14,984 | $937,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 17,146 | $830,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,697 | $828,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 4,950 | $810,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 18,003 | $807,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 14,498 | $775,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 14,155 | $752,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,894 | $716,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 2,214 | $705,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 45,340 | $697,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 50,465 | $697,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 18,916 | $685,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 9,961 | $652,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 28,935 | $647,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 6,460 | $643,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 8,673 | $629,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 116,934 | $612,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,235 | $601,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 3,826 | $596,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 5,961 | $592,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 7,118 | $577,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 26,673 | $571,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 3,828 | $538,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 16,960 | $538,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 5,302 | $536,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 7,918 | $534,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,927 | $516,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 35,990 | $512,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 422 | $494,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 466 | $488,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,290 | $471,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 5,291 | $470,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 8,526 | $451,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 24,533 | $428,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 36,990 | $422,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 24,179 | $420,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 5,969 | $411,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 4,203 | $406,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,608 | $400,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 3,440 | $382,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 13,154 | $367,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,674 | $367,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,421 | $365,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 21,249 | $354,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 5,020 | $332,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,881 | $326,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 15,445 | $317,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,315 | $312,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 22,080 | $311,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 3,650 | $310,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,337 | $306,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 6,630 | $304,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 27,064 | $304,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,877 | $300,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 14,250 | $299,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,206 | $296,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 10,248 | $283,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 10,653 | $282,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 24,675 | $278,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,399 | $274,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 20,284 | $267,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 9,533 | $262,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 13,160 | $256,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 8,510 | $254,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,331 | $251,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,614 | $247,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 995 | $244,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,214 | $243,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 5,289 | $242,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 101,800 | $240,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 521 | $236,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 1,702 | $231,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,769 | $230,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,064 | $211,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 4,396 | $211,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,828 | $208,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 2,197 | $207,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,068 | $201,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,301 | $201,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 11,379 | $153,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 18,594 | $73,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 11,885 | $71,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 18,894 | $36,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 749,900 | $8,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-18-008435 | this filing | 2018-02-14 | acceptance time not in the bulk data set |