13F-HR filed by Trellus Management Company, LLC
Trellus Management Company, LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-02, with 68 holding rows worth $73,298,000.
- Accession
- 0001144204-18-005266
- Filer
- CIK 1307877
- Filed
- 2018-02-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 68 entries on the cover page, a total value of $73,298,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $73,298,000 with VALUE read as thousands by filing date, 13F file number 028-10974. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 50,000 | $13,343,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 50,000 | $7,623,000 | thousands by filing date | put |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 51,600 | $4,721,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 133,045 | $2,781,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 20,000 | $2,473,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 12,500 | $2,155,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 15,000 | $2,140,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 650,000 | $1,716,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 105,096 | $1,492,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 90,000 | $1,472,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 20,000 | $1,284,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 700,689 | $1,254,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 45,000 | $1,193,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,000 | $1,176,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 57,000 | $1,146,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 46,266 | $1,127,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 60,000 | $1,067,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,000 | $1,027,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 39,002 | $973,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 11,519 | $955,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 50,000 | $904,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 10,000 | $814,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 57,857 | $813,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 821,391 | $780,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 20,000 | $720,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 40,000 | $716,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 14,126 | $712,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 40,000 | $698,000 | thousands by filing date | call |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 31,801 | $689,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 30,000 | $666,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 85,000 | $622,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 52,320 | $621,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 25,000 | $608,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 61,900 | $604,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 31,100 | $583,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 55,000 | $565,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 13,600 | $559,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 15,000 | $553,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 18,600 | $549,000 | thousands by filing date | |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 25,000 | $538,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 5,000 | $524,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 40,000 | $496,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 40,000 | $492,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 49,500 | $445,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 26,000 | $444,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 28,000 | $425,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 36,200 | $420,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 60,961 | $415,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 20,000 | $380,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 30,000 | $377,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 50,000 | $342,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 14,000 | $339,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 14,900 | $336,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 80,000 | $301,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 19,100 | $301,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 28,302 | $294,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 112,500 | $251,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 577,354 | $246,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 7,609 | $245,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 118,922 | $230,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 8,678 | $227,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 20,000 | $223,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 5,000 | $219,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 115,000 | $219,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 5,995 | $213,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 1,500 | $202,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 24,485 | $164,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 17,000 | $96,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-18-005266 | this filing | 2018-02-02 | acceptance time not in the bulk data set |