13F-HR filed by SOLARIS ASSET MANAGEMENT LLC
SOLARIS ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-01-16, with 241 holding rows worth $176,473,000.
- Accession
- 0001144204-18-002215
- Filer
- CIK 1364739
- Filed
- 2018-01-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 242 entries on the cover page, a total value of $176,473,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $176,473,000 with VALUE read as thousands by filing date, 13F file number 028-11942. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 41,289 | $6,987,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 26,236 | $6,528,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 32,193 | $5,807,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 4,934 | $5,770,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 31,016 | $5,435,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 36,949 | $5,331,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 30,194 | $5,328,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 33,772 | $5,263,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 37,924 | $5,086,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 65,282 | $5,021,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,565 | $4,777,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 51,447 | $4,728,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 38,595 | $4,719,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 54,926 | $4,698,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 24,428 | $4,589,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 79,454 | $4,361,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 55,540 | $4,268,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 70,227 | $4,261,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 16,421 | $4,219,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 28,370 | $4,146,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 60,482 | $4,076,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 61,645 | $3,673,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 124,102 | $3,560,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 36,565 | $3,345,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 37,383 | $2,377,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 29,784 | $2,121,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 28,631 | $2,108,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 43,155 | $2,040,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 19,217 | $1,931,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 82,378 | $1,898,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 24,198 | $1,850,000 | thousands by filing date | |
| PARTNERRE 6.5 SERIES G CUM RE | G68603136 | PREFERR | 63,459 | $1,703,000 | thousands by filing date | |
| Maiden Holdings 8.25%Prp Cl8/2 | g5753u120 | PFD | 67,043 | $1,656,000 | thousands by filing date | |
| ING GROUP N V PERP HYB CAP | 456837608 | PRD | 48,089 | $1,236,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,608 | $1,230,000 | thousands by filing date | |
| PARTNERRE LT 5.875 PFD | G68603151 | COM | 42,842 | $1,125,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 57,802 | $980,000 | thousands by filing date | |
| MAIDEN HLDNG 7.125 SRS C NON CUM PRF | G5753U138 | COM | 39,918 | $975,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 13,159 | $951,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 28,615 | $915,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 7,250 | $881,000 | thousands by filing date | |
| DILLARD S CAPITAL TRUST I 7.50000 08/01/2038 | 25406P200 | PFD STK | 33,413 | $864,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 30,188 | $843,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 14,003 | $831,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 9,360 | $817,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,150 | $790,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 8,192 | $787,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 4,995 | $753,000 | thousands by filing date | |
| ZIONS BANCORP 5.75% SER H (ZB- | 989701834 | PFD | 26,460 | $684,000 | thousands by filing date | |
| PARTNERRE LTD. | G68603144 | COMMON STOCK | 23,387 | $671,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 5,494 | $670,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 6,536 | $606,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 12,665 | $601,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 6,062 | $597,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,900 | $595,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 33,869 | $591,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 18,068 | $569,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 15,535 | $563,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 24,385 | $546,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 8,871 | $537,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 3,471 | $495,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 6,610 | $491,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 7,200 | $490,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 7,035 | $489,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 13,133 | $474,000 | thousands by filing date | |
| MAIDEN HOLDINGS | 56029Q408 | PFD | 19,305 | $472,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 5,125 | $453,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 6,200 | $440,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INCORPORTED DSHS 1/40 PFD | 446150872 | Preferred Stock | 16,527 | $430,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 4,525 | $382,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 7,954 | $380,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 6,600 | $376,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 10,971 | $362,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 4,430 | $351,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 20,560 | $343,000 | thousands by filing date | |
| IBERIABANK C 6.625 PFD SE | 450828207 | PFD | 11,901 | $338,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,677 | $333,000 | thousands by filing date | |
| CITIGROUP PREF 6.3 | 172967317 | PFD | 12,373 | $333,000 | thousands by filing date | |
| BK OF AMERICA CORP PFD CUM SER C | 060505286 | Preferred | 11,900 | $327,000 | thousands by filing date | |
| Citigroup Inc 6.875 PFD | 172967341 | PFD | 11,050 | $315,000 | thousands by filing date | |
| CUSTOMERS B 9.7009percent PFD | 23204G605 | PRE | 11,596 | $308,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $298,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,985 | $295,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,220 | $294,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 642 | $291,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 5,050 | $286,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 8,880 | $279,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 8,220 | $276,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,462 | $273,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 5,009 | $268,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 7,440 | $262,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,840 | $259,000 | thousands by filing date | |
| Wells Fargo Co Pfd Non-Cumlative Class A | 94988U714 | Pfd Stk | 9,911 | $258,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,258 | $247,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,885 | $246,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,100 | $244,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 3,785 | $244,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,000 | $238,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,609 | $225,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 4,018 | $219,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 5,663 | $214,000 | thousands by filing date | |
| Pennymac Mtg Invt Tr Pfd Ser A | 70931T301 | PRD | 7,925 | $200,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 3,600 | $198,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 3,193 | $190,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 6,225 | $186,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 4,300 | $180,000 | thousands by filing date | |
| Zions Bancorp Ser G 6.300% 12/31/49 | 989701859 | Pfd Stk | 6,040 | $164,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP IN DEP 1/1000 SER N | 38148b504 | Preferred | 5,820 | $162,000 | thousands by filing date | |
| IJH | 464287507 | COM | 845 | $160,000 | thousands by filing date | |
| FITB 7.67122 PERP | 316773605 | PUBLIC | 5,550 | $158,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,375 | $152,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 3,112 | $150,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 7,800 | $142,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,155 | $141,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,200 | $135,000 | thousands by filing date | |
| CITIGROUP CAPITAL 7.875 XIII | 173080201 | PREFERR | 4,850 | $133,000 | thousands by filing date | |
| Annaly Capital Mgmt 6.95 Pfd S | 035710870 | PRD | 5,000 | $129,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 602 | $125,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 1,404 | $125,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 1,225 | $123,000 | thousands by filing date | |
| CUSTOMERS BANCORP SER D | 23204G506 | Preferred | 4,500 | $120,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 6,900 | $119,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,725 | $118,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 1,260 | $112,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 375 | $111,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 1,718 | $110,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 1,450 | $108,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 1,000 | $105,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,825 | $103,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 500 | $99,000 | thousands by filing date | |
| Digital Rlty Tr Inc 6.625 Pfd Ser C | 253868848 | Preferred Stock | 3,500 | $97,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 400 | $94,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,785 | $94,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 1,165 | $93,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 1,200 | $93,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 1,475 | $90,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T702 | Equities | 3,249 | $89,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 794 | $85,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 1,325 | $82,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 1,875 | $79,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 610 | $76,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,501 | $74,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 3,324 | $72,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 1,034 | $71,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 1,225 | $68,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 1,800 | $68,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 1,225 | $65,000 | thousands by filing date | |
| AMERICAN H | 02665T884 | Preferred Stock | 2,550 | $65,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 400 | $64,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,737 | $63,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 945 | $61,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 1,395 | $60,000 | thousands by filing date | |
| Valley National Bancorp | 919794206 | VLYPP | 2,118 | $59,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 1,200 | $58,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 1,350 | $58,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 270 | $58,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 800 | $58,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 3,100 | $57,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 460 | $55,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 2,150 | $55,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 750 | $54,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 425 | $54,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 500 | $53,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 2,873 | $53,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 3,555 | $51,000 | thousands by filing date | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 1,973 | $51,000 | thousands by filing date | |
| BofA Preferred | 060505740 | PFD | 1,937 | $51,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 210 | $49,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 125 | $47,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 525 | $46,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 385 | $45,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 510 | $45,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 2,900 | $45,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 700 | $42,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 1,150 | $42,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 1,000 | $40,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 570 | $39,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 1,350 | $39,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 443 | $38,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 1,256 | $35,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 837 | $34,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 675 | $34,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 1,250 | $34,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 250 | $33,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 305 | $33,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 650 | $31,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 775 | $30,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,400 | $29,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 455 | $29,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 350 | $28,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 500 | $27,000 | thousands by filing date | |
| Customers Bancorp 7 Pfd C | 23204G407 | COM | 1,000 | $27,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 238 | $26,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 958 | $26,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 300 | $25,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 550 | $25,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 23 | $24,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 6,000 | $24,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 715 | $23,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 465 | $23,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 145 | $21,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 240 | $20,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 197 | $20,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 700 | $20,000 | thousands by filing date | |
| Pernod Ricard SA ADR | 714264207 | COM | 565 | $18,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 1,613 | $17,000 | thousands by filing date | |
| ABTECH HLDGS INC | 00400H108 | COM | 960,711 | $16,000 | thousands by filing date | |
| ARKEMA SPO | 041232109 | USD | 122 | $15,000 | thousands by filing date | |
| EXCELSIOR VENTURE PTNRS III | 001867850 | Ltd Partner | 200 | $15,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 40 | $13,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 400 | $12,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 61 | $11,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 325 | $9,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 399 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 250 | $9,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 50 | $8,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 200 | $8,000 | thousands by filing date | |
| BEAVER COAL CO, LTD PRTNSH | 074799107 | COMMON | 8 | $8,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 455 | $7,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 300 | $6,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 125 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 283 | $5,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 155 | $4,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 55 | $3,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 50 | $3,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 143 | $3,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 12 | $3,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 50 | $3,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 150 | $3,000 | thousands by filing date | |
| ALPHA-EN CORP | 02072E108 | Common | 1,000 | $3,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 125 | $2,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 100 | $2,000 | thousands by filing date | |
| ALPHA BANK AE ADR | 02071M507 | COM | 2,000 | $1,000 | thousands by filing date | |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 102 | $1,000 | thousands by filing date | |
| BANYAN CORP OREGON NEW | 06682M509 | Common | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFORM WORLDWDE HLDG NEW | 45666X305 | Common | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY TRANSFER EQUITY | 633643804 | COM | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHA BANK AE (EUR) | X0085P9V0 | Common | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIYANI METALS CORP | 37637H105 | Common | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VYCOR MEDICAL INC | 92921M203 | Common | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-18-002215 | this filing | 2018-01-16 | acceptance time not in the bulk data set |