13F-HR filed by Nantahala Capital Management, LLC
Nantahala Capital Management, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 66 holding rows worth $2,039,333,000.
- Accession
- 0001144204-17-059066
- Filer
- CIK 1472322
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 82 entries on the cover page, a total value of $2,039,333,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,039,333,000 with VALUE read as thousands by filing date, 13F file number 028-14750. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 464287655 | SHS | 3,680,000 | $545,302,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 700,000 | $175,861,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 600,000 | $150,738,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 3,140,000 | $143,969,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,100,000 | $98,952,000 | thousands by filing date | put |
| RH | 74967X103 | COM | 1,200,000 | $84,384,000 | thousands by filing date | call |
| ALTABA INC | 021346101 | COM | 1,021,691 | $67,677,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 774,397 | $44,543,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 6,500,679 | $43,230,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 2,200,000 | $39,402,000 | thousands by filing date | call |
| WORLD ACCEP CORPORATION | 981419104 | COM | 446,861 | $37,040,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 447,952 | $35,119,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 500,000 | $33,225,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 2,357,651 | $29,353,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 350,000 | $29,012,000 | thousands by filing date | call |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 430,250 | $27,170,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 1,367,947 | $26,908,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 1,091,329 | $26,607,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 770,973 | $26,483,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 7,528,066 | $25,746,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 500,000 | $22,925,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 800,000 | $21,184,000 | thousands by filing date | put |
| BANCORP INC DEL | 05969A105 | COM | 2,500,000 | $20,675,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 300,000 | $19,935,000 | thousands by filing date | call |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 1,240,677 | $19,541,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 800,000 | $17,888,000 | thousands by filing date | call |
| PETMED EXPRESS INC | 716382106 | COM | 400,000 | $13,260,000 | thousands by filing date | put |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 1,278,682 | $12,275,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 10,239,751 | $11,366,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 1,303,929 | $11,266,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 611,878 | $11,142,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 300,000 | $11,112,000 | thousands by filing date | call |
| UNIQURE NV | N90064101 | SHS | 1,119,883 | $10,751,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397207 | UNIT 07/21/2022 | 1,000,000 | $9,960,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 100,000 | $9,673,000 | thousands by filing date | put |
| ON DECK CAP INC | 682163100 | COM | 1,999,020 | $9,335,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 3,639,853 | $9,318,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 693,504 | $9,043,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 1,602,903 | $7,902,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,000,000 | $7,300,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W109 | CL A | 300,000 | $6,198,000 | thousands by filing date | put |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 100,000 | $5,752,000 | thousands by filing date | call |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 550,000 | $5,280,000 | thousands by filing date | call |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 510,989 | $5,187,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 2,029,877 | $5,075,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 677,779 | $5,029,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G109 | COM | 499,998 | $4,900,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 1,575,051 | $4,016,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 596,900 | $3,647,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 1,820,939 | $3,642,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 1,092,951 | $3,629,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 1,725,789 | $3,538,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 84,348 | $3,469,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 233,198 | $3,358,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 616,400 | $3,273,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 224,239 | $2,689,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 1,760,297 | $2,588,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 667,946 | $2,318,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 150,000 | $2,072,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 1,579,641 | $1,627,000 | thousands by filing date | |
| MFC BANCORP LTD | G60630103 | USD MFC SHS | 157,930 | $1,483,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 347,053 | $1,413,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 470,000 | $1,034,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 130,615 | $940,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G117 | *W EXP 01/19/202 | 249,999 | $317,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 7,371 | $287,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-17-059066 | this filing | 2017-11-14 | acceptance time not in the bulk data set |