13F-HR filed by D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 3,424 holding rows worth $65,086,415,000.
- Accession
- 0001144204-17-058988
- Filer
- CIK 1009207
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 4,456 entries on the cover page, a total value of $65,086,415,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $65,086,415,000 with VALUE read as thousands by filing date, 13F file number 028-05396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerD. E. SHAW & CO, L.P.028-05394
- included managerD. E. Shaw Investment Management, L.L.C.028-11452
- included managerD. E. Shaw Heliant Adviser, L.L.C.028-14492
- included managerD. E. Shaw Adviser II, L.L.C.028-15385
- included managerD. E. Shaw Adviser, L.L.C.028-16053
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 145,702 | $420,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 11,454 | $419,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 7,840 | $418,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 134,028 | $417,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 28,563 | $417,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 9,600 | $416,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 24,400 | $416,000 | thousands by filing date | put |
| ENCORE WIRE CORP | 292562105 | COM | 9,302 | $416,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 3,520 | $416,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 25,186 | $415,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 12,629 | $414,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 17,004 | $414,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 19,709 | $413,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 101,710 | $412,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 32,338 | $411,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 37,270 | $410,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 89,000 | $408,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 34,410 | $406,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 6,500 | $405,000 | thousands by filing date | call |
| WIX COM LTD SHS | M98068105 | Stock | 5,635 | $405,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 21,809 | $403,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 37,403 | $401,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 3,737 | $401,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 57,400 | $400,000 | thousands by filing date | put |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 18,685 | $398,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 17,300 | $397,000 | thousands by filing date | call |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 35,929 | $397,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 14,148 | $395,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 14,800 | $394,000 | thousands by filing date | call |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 6,600 | $391,000 | thousands by filing date | call |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 9,081 | $391,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 6,619 | $391,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 19,300 | $390,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 4,764 | $390,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 31,621 | $389,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 29,091 | $388,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 14,367 | $383,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 8,490 | $382,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 46,059 | $382,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 8,044 | $379,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 8,400 | $378,000 | thousands by filing date | call |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,702 | $378,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 8,912 | $377,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 11,341 | $376,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 37,052 | $376,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 3,008 | $375,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 24,389 | $374,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 114,924 | $374,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 13,604 | $373,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,900 | $372,000 | thousands by filing date | put |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 128,290 | $372,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 9,851 | $370,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 10,000 | $370,000 | thousands by filing date | put |
| MEDICINES CO | 584688105 | COM | 10,000 | $370,000 | thousands by filing date | call |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 15,337 | $369,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 2,048 | $367,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 3,300 | $367,000 | thousands by filing date | call |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 4,900 | $367,000 | thousands by filing date | call |
| KEYCORP COM | 493267108 | Stock | 19,420 | $365,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 39,331 | $365,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 34,179 | $365,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 21,267 | $364,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 3,381 | $363,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 21,747 | $363,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 18,879 | $363,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 8,701 | $362,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 8,300 | $361,000 | thousands by filing date | call |
| INTERDIGITAL INC COM | 45867G101 | Stock | 4,900 | $361,000 | thousands by filing date | put |
| SIERRA BANCORP | 82620P102 | COM | 13,301 | $361,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 11,001 | $361,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 12,549 | $360,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 14,739 | $359,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 10,277 | $359,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 24,192 | $358,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 9,500 | $357,000 | thousands by filing date | call |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 26,351 | $354,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 9,547 | $354,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 17,137 | $354,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,449 | $353,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 57,146 | $353,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 44,817 | $350,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 35,123 | $349,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 18,088 | $347,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 9,238 | $346,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 38,700 | $346,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 90,941 | $346,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 16,100 | $345,000 | thousands by filing date | call |
| Allegiance Bancshares | 01748H107 | COM | 9,387 | $345,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 4,252 | $344,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 28,710 | $343,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 7,600 | $342,000 | thousands by filing date | call |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,300 | $342,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 50,000 | $342,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,800 | $341,000 | thousands by filing date | put |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,700 | $340,000 | thousands by filing date | call |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 46,248 | $338,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 29,287 | $338,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 112,281 | $337,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 9,064 | $336,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 12,801 | $335,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 14,370 | $335,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 170,000 | $333,000 | thousands by filing date | put |
| CELADON GROUP INC | 150838100 | COM | 49,080 | $331,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 30,000 | $330,000 | thousands by filing date | put |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 18,101 | $328,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 29,109 | $327,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 100,513 | $327,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 53,420 | $327,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 86,862 | $326,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 67,637 | $326,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 114,047 | $324,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 12,868 | $323,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 69,931 | $322,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 5,332 | $320,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 2,800 | $319,000 | thousands by filing date | put |
| BALL CORP | 058498106 | COM | 7,728 | $319,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 76,389 | $319,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 17,775 | $317,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 43,145 | $317,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 12,768 | $316,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,241 | $315,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 15,303 | $314,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 12,158 | $314,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 9,516 | $314,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 66,774 | $314,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 6,462 | $312,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 6,618 | $311,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 13,500 | $311,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 10,000 | $311,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 23,000 | $308,000 | thousands by filing date | call |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 18,349 | $308,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 9,580 | $307,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 10,000 | $307,000 | thousands by filing date | call |
| BRINKER INTL INC COM | 109641100 | Stock | 9,600 | $306,000 | thousands by filing date | put |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 107,209 | $306,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 11,100 | $304,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 154,763 | $303,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 50,399 | $301,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 37,321 | $300,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 17,434 | $300,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 12,786 | $299,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 23,594 | $299,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 21,100 | $298,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 4,200 | $298,000 | thousands by filing date | call |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 26,771 | $297,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 16,106 | $297,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 15,376 | $297,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 4,726 | $296,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 7,817 | $292,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 30,738 | $292,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 13,571 | $292,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 23,410 | $291,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 3,640 | $291,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 20,791 | $291,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 4,044 | $291,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 96,454 | $291,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 6,174 | $289,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 31,163 | $289,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,189 | $288,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 5,730 | $288,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 24,033 | $287,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 3,372 | $285,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 51,958 | $284,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,900 | $282,000 | thousands by filing date | call |
| AMERICAS CAR-MART INC | 03062T105 | COM | 6,863 | $282,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 5,157 | $281,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 5,373 | $281,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,300 | $280,000 | thousands by filing date | call |
| AGCO CORP | 001084102 | COM | 3,800 | $280,000 | thousands by filing date | call |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 30,000 | $280,000 | thousands by filing date | put |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 14,600 | $279,000 | thousands by filing date | call |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 13,300 | $279,000 | thousands by filing date | put |
| KMG CHEMICALS INC | 482564101 | COM | 5,082 | $279,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 25,617 | $279,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 3,400 | $277,000 | thousands by filing date | put |
| REPLIGEN CORP COM | 759916109 | Stock | 7,206 | $276,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 25,719 | $276,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 58,441 | $275,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,400 | $274,000 | thousands by filing date | call |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 8,664 | $274,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 8,269 | $274,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,800 | $273,000 | thousands by filing date | call |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 8,725 | $272,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 32,184 | $272,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 25,250 | $272,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 16,723 | $271,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 4,571 | $271,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 4,256 | $270,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 12,500 | $268,000 | thousands by filing date | put |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 7,120 | $267,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 70,000 | $267,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 30,000 | $265,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 30,000 | $265,000 | thousands by filing date | call |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 3,618 | $263,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 103,123 | $263,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 15,192 | $262,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 4,100 | $262,000 | thousands by filing date | put |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 4,276 | $262,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 10,648 | $260,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 10,019 | $260,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 11,300 | $260,000 | thousands by filing date | call |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 2,500 | $259,000 | thousands by filing date | call |
| ABM INDS INC | 000957100 | COM | 6,202 | $259,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 5,531 | $257,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 600 | $254,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 4,700 | $254,000 | thousands by filing date | call |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 10,052 | $253,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 35,977 | $253,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 29,997 | $251,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 26,180 | $249,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 140,122 | $249,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 9,348 | $248,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 1,304 | $247,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 2,600 | $246,000 | thousands by filing date | call |
| OMNICELL COM COM | 68213N109 | Stock | 4,811 | $246,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 8,800 | $246,000 | thousands by filing date | call |
| SUPERVALU INC | 868536301 | COM NEW | 11,300 | $246,000 | thousands by filing date | put |
| BUCKLE INC COM | 118440106 | Stock | 14,504 | $244,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 3,300 | $244,000 | thousands by filing date | put |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 10,384 | $244,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 7,699 | $244,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 13,197 | $244,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 8,900 | $243,000 | thousands by filing date | call |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,500 | $243,000 | thousands by filing date | put |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 5,900 | $243,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 91,603 | $243,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,700 | $242,000 | thousands by filing date | call |
| MACERICH CO | 554382101 | COM | 4,387 | $241,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 5,070 | $241,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 23,479 | $239,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 10,059 | $239,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 4,400 | $238,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 32,600 | $238,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 4,075 | $237,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 26,317 | $237,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 18,186 | $237,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 2,900 | $236,000 | thousands by filing date | call |
| B & G FOODS INC | 05508R106 | COM | 7,400 | $236,000 | thousands by filing date | put |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 106,315 | $236,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 15,400 | $235,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 4,862 | $235,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 2,000 | $234,000 | thousands by filing date | put |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 8,551 | $234,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 5,882 | $231,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 62,332 | $231,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 93,072 | $231,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 6,555 | $231,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,500 | $230,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 11,900 | $230,000 | thousands by filing date | call |
| MGE ENERGY INC | 55277P104 | COM | 3,557 | $230,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 31,100 | $229,000 | thousands by filing date | put |
| QUARTERHILL INC COM | 747713105 | COM | 173,900 | $229,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 2,216 | $228,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 22,431 | $228,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 12,483 | $227,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 7,278 | $226,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 9,500 | $226,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 1,207 | $224,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 203,318 | $224,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 6,700 | $224,000 | thousands by filing date | call |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 12,274 | $224,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 44,385 | $224,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 16,862 | $224,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 1,800 | $223,000 | thousands by filing date | call |
| NEW MTN FIN CORP | 647551100 | COM | 15,668 | $223,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 13,060 | $222,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 53,336 | $222,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 10,000 | $222,000 | thousands by filing date | call |
| LORAL SPACE & COM INC | 543881106 | COM | 4,490 | $222,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 19,877 | $222,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 3,950 | $221,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 4,900 | $221,000 | thousands by filing date | put |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 18,038 | $221,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 17,006 | $220,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 2,400 | $220,000 | thousands by filing date | call |
| BOSTON BEER INC CL A | 100557107 | Stock | 1,400 | $219,000 | thousands by filing date | put |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 6,831 | $219,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 10,621 | $219,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 30,000 | $219,000 | thousands by filing date | call |
| Duke Energy Corporation | 26441C204 | COM | 2,600 | $218,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 24,562 | $218,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 4,455 | $217,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 3,592 | $215,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 5,277 | $212,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L110 | *W EXP 07/29/202 | 250,000 | $212,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 165,056 | $211,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 12,318 | $210,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 110,435 | $210,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 6,909 | $209,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 44,669 | $209,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 64,019 | $209,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 29,065 | $208,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 10,846 | $207,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 7,534 | $207,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 1,400 | $207,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 59,240 | $207,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 5,719 | $207,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 5,201 | $205,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 1,000 | $205,000 | thousands by filing date | put |
| ELLIE MAE INC | 28849P100 | COM | 2,500 | $205,000 | thousands by filing date | put |
| ELLIE MAE INC | 28849P100 | COM | 2,500 | $205,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 17,752 | $204,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 5,654 | $203,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 11,800 | $202,000 | thousands by filing date | call |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 29,529 | $201,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 2,537 | $200,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 5,000 | $200,000 | thousands by filing date | put |
| AIX INC | 30712A103 | SPONSORED ADS | 15,788 | $198,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 193,600 | $197,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 64,700 | $195,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 50,000 | $193,000 | thousands by filing date | call |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 24,269 | $191,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 10,409 | $189,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 100,359 | $189,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 10,952 | $188,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 21,936 | $184,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 15,630 | $183,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 12,809 | $182,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 23,196 | $182,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 11,200 | $180,000 | thousands by filing date | call |
| LANDS END INC | 51509F105 | COMMON STOCK | 13,600 | $180,000 | thousands by filing date | call |
| GARRISON CAP INC | 366554103 | COM | 20,956 | $177,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 40,824 | $175,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 47,842 | $174,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 11,318 | $174,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 30,052 | $173,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 12,543 | $172,000 | thousands by filing date | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 48,750 | $170,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 10,396 | $165,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 24,564 | $165,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 30,000 | $164,000 | thousands by filing date | call |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 64,155 | $164,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 83,204 | $160,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 12,794 | $159,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 11,078 | $157,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 15,000 | $155,000 | thousands by filing date | call |
| KONA GRILL INC | 50047H201 | COM | 40,346 | $153,000 | thousands by filing date | |
| NETSHOES CAYMAN LTD | G6455X107 | COM | 11,613 | $153,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 127,562 | $150,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 20,227 | $148,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 29,270 | $147,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 13,515 | $146,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 22,732 | $146,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 50,000 | $145,000 | thousands by filing date | put |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 50,000 | $145,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 10,600 | $144,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 11,352 | $144,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 88,340 | $143,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 10,200 | $141,000 | thousands by filing date | call |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 10,682 | $139,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 11,400 | $137,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 15,650 | $132,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 28,964 | $131,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 15,884 | $124,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 20,600 | $123,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 20,500 | $120,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 13,935 | $120,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 88,177 | $120,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 10,384 | $119,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 12,947 | $105,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 13,556 | $105,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 22,945 | $104,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 10,023 | $104,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 35,349 | $103,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 107,809 | $102,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 49,408 | $102,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 15,084 | $102,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 16,372 | $101,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 17,269 | $99,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 15,557 | $95,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 21,754 | $95,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 28,452 | $93,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 26,966 | $93,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 20,327 | $91,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 12,626 | $90,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P120 | RIGHT 09/01/2017 | 148,992 | $88,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 19,882 | $84,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 20,000 | $84,000 | thousands by filing date | call |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 15,679 | $82,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 12,542 | $80,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 16,195 | $80,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 14,669 | $80,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 14,313 | $79,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 30,415 | $77,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 18,557 | $76,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W115 | *W EXP 03/22/2022 | 205,000 | $76,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 17,384 | $75,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A112 | *W EXP 11/15/202 | 205,000 | $72,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 15,561 | $69,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 39,658 | $69,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 42,307 | $66,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 10,278 | $64,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 35,920 | $63,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 35,200 | $62,000 | thousands by filing date | call |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 11,269 | $62,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P138 | *W EXP 11/23/202 | 170,000 | $61,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 21,149 | $59,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 14,446 | $59,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 50,000 | $57,000 | thousands by filing date | call |
| STONE ENERGY CORP WT EXP 022821 | 861642114 | Stock | 12,800 | $57,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 18,119 | $54,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 11,275 | $54,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 15,512 | $53,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 54,981 | $52,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 22,512 | $52,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 11,530 | $51,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 89,000 | $48,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P129 | RIGHT 99/99/9999 | 115,300 | $48,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 12,294 | $47,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 34,000 | $40,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 65,773 | $39,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 10,410 | $38,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 29,728 | $37,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 18,867 | $33,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 12,799 | $33,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC NEW | 29365M505 | Common Stock | 18,535 | $33,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 14,856 | $32,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 23,196 | $30,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 11,300 | $29,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 28,563 | $25,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 12,902 | $25,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 17,558 | $6,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 11,060 | $4,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 99,900 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-17-058988 | this filing | 2017-11-14 | acceptance time not in the bulk data set |