13F-HR filed by IHT Wealth Management, LLC
IHT Wealth Management, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 1,479 holding rows worth $234,909,000.
- Accession
- 0001144204-17-058940
- Filer
- CIK 1697490
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 1,479 entries on the cover page, a total value of $234,909,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $234,909,000 with VALUE read as thousands by filing date, 13F file number 028-17839. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 1,290 | $54,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 722 | $53,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 479 | $53,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,061 | $53,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 375 | $53,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 6,148 | $53,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 7,102 | $53,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 48,626 | $53,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,263 | $52,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 413 | $52,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 628 | $52,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 3,273 | $52,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 1,340 | $52,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 3,842 | $52,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 1,421 | $52,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 1,639 | $52,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 544 | $51,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 1,036 | $51,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 486 | $51,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 2,400 | $51,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 909 | $50,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 1,130 | $50,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 210 | $49,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 433 | $49,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 334 | $49,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 406 | $49,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 7,604 | $49,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 564 | $49,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 830 | $49,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 2,044 | $49,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 1,473 | $48,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 581 | $48,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,229 | $48,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 891 | $48,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 538 | $48,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 744 | $48,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 2,321 | $48,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 637 | $47,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,681 | $47,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 312 | $47,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 183 | $47,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 345 | $46,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 1,460 | $46,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 318 | $46,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 800 | $46,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 652 | $45,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 2,455 | $45,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 575 | $45,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 511 | $45,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 660 | $45,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 3,665 | $45,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 2,824 | $45,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 1,665 | $44,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 1,219 | $44,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 500 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 777 | $44,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 400 | $43,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 558 | $43,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 1,130 | $43,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 2,873 | $43,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 350 | $42,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 306 | $42,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 809 | $42,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 755 | $42,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 2,256 | $42,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 670 | $42,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 3,653 | $42,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 950 | $42,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 782 | $41,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 900 | $41,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 2,354 | $41,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 665 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,098 | $41,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 2,646 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 400 | $41,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 777 | $41,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 6,728 | $41,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 1,102 | $41,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 443 | $40,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 1,229 | $40,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 660 | $40,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 1,428 | $40,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 2,665 | $40,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 429 | $40,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 1,015 | $40,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 1,720 | $40,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 302 | $39,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,007 | $39,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 807 | $39,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 201 | $39,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 780 | $39,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 606 | $39,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 6,228 | $39,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 1,300 | $39,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 1,840 | $39,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 1,504 | $38,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 322 | $38,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 345 | $38,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 485 | $38,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 217 | $38,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 184 | $38,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 810 | $38,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 631 | $38,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 530 | $38,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 500 | $38,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 10,000 | $38,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,969 | $37,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,600 | $37,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 369 | $36,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 391 | $36,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 2,040 | $36,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 475 | $36,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 1,973 | $36,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 753 | $36,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 3,547 | $35,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 148 | $35,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 430 | $35,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 2,442 | $35,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 974 | $35,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 386 | $34,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 201 | $34,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 230 | $34,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 410 | $34,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 785 | $34,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 327 | $34,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 450 | $34,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 2,000 | $34,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 929 | $34,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 263 | $34,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 280 | $33,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 3,991 | $33,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 553 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 237 | $33,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 2,077 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 186 | $33,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 429 | $32,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 262 | $32,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 440 | $32,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 850 | $32,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 1,472 | $32,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 260 | $32,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 178 | $32,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 1,400 | $32,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 1,102 | $32,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 2,269 | $31,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 480 | $31,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 523 | $31,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 178 | $31,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 990 | $31,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 437 | $31,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 637 | $30,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 361 | $30,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 307 | $30,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 739 | $30,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 1,988 | $30,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,677 | $30,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 518 | $30,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 1,279 | $30,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 646 | $30,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 535 | $29,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 179 | $29,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 268 | $29,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 480 | $29,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,100 | $29,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 920 | $29,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 2,550 | $29,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,200 | $29,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 323 | $28,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,744 | $28,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 217 | $28,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 202 | $28,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,929 | $28,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 1,806 | $28,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 2,125 | $28,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 347 | $28,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 660 | $27,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 208 | $27,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 984 | $27,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 495 | $27,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 500 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 215 | $27,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 774 | $27,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 1,197 | $27,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 500 | $27,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 1,105 | $27,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 3,149 | $26,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 623 | $26,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 526 | $26,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 250 | $26,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 240 | $26,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 540 | $26,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 110 | $26,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 608 | $26,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,951 | $26,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 159 | $26,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 504 | $26,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 1,342 | $26,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 138 | $26,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 550 | $26,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,877 | $26,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 1,900 | $26,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 1,018 | $26,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 1,000 | $26,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 9,106 | $26,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 1,040 | $25,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 266 | $25,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 419 | $25,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 806 | $25,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 600 | $25,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 555 | $25,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 508 | $25,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 1,213 | $25,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 2,062 | $25,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 465 | $24,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 655 | $24,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 288 | $24,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 351 | $24,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 206 | $24,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 357 | $24,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 500 | $24,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 763 | $24,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 491 | $24,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 1,575 | $24,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 262 | $23,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 270 | $23,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 500 | $23,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 256 | $23,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 363 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 139 | $23,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 2,492 | $23,000 | thousands by filing date | |
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| CHESEPEAKE ENERGY CORP | 165167107 | COM | 5,470 | $23,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 3,080 | $23,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 260 | $23,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 236 | $23,000 | thousands by filing date | |
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| Eaton Corp. Plc | G29183103 | COM | 284 | $22,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,920 | $22,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 2,323 | $22,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 265 | $22,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 733 | $22,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 983 | $22,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 1,000 | $22,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,460 | $22,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 660 | $22,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 498 | $22,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 937 | $22,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 695 | $22,000 | thousands by filing date | |
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| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 575 | $22,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 725 | $21,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 92 | $21,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 199 | $21,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 338 | $21,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 189 | $21,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 408 | $21,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 901 | $21,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,500 | $21,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 200 | $21,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 262 | $21,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 1,247 | $21,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 2,800 | $21,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 350 | $21,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 651 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 900 | $21,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 7,257 | $21,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 55 | $20,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,002 | $20,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 303 | $20,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 205 | $20,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 43 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 375 | $20,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 1,350 | $20,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 150 | $20,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 460 | $20,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 431 | $20,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 16 | $20,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,720 | $20,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 1,066 | $20,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 300 | $20,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 20,000 | $20,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 565 | $19,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 287 | $19,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 441 | $19,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 455 | $19,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 166 | $19,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,010 | $19,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 600 | $19,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 545 | $19,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 126 | $19,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 291 | $19,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 144 | $19,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 433 | $19,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 535 | $19,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 519 | $19,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 1,000 | $19,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 51 | $18,000 | thousands by filing date | |
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| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 87 | $18,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 500 | $18,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 444 | $18,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 726 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 147 | $18,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 521 | $18,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 338 | $18,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 180 | $18,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 417 | $18,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 798 | $18,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 976 | $18,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 96 | $17,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 480 | $17,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 512 | $17,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 424 | $17,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 495 | $17,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 150 | $17,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 435 | $17,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 1,100 | $17,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 688 | $17,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 143 | $17,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 525 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 601 | $17,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 577 | $17,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 300 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 330 | $17,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 226 | $17,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 203 | $16,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 573 | $16,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 491 | $16,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 408 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 464 | $16,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 976 | $16,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 1,141 | $16,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 700 | $16,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 388 | $16,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 584 | $16,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 30 | $16,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 2,000 | $16,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 367 | $16,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 1,926 | $16,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 235 | $16,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 100 | $15,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 124 | $15,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 256 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 348 | $15,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 300 | $15,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 1,000 | $15,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 991 | $15,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 121 | $15,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 1,000 | $15,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,203 | $15,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 2,000 | $15,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 100 | $15,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 700 | $15,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 780 | $15,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 115 | $15,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279501 | COM NEW | 12,820 | $15,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 689 | $14,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 407 | $14,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 425 | $14,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 23 | $14,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 63 | $14,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 209 | $14,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 384 | $14,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 660 | $14,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 1,000 | $14,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 500 | $14,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 400 | $14,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 2,519 | $14,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 2,060 | $14,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 139 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 484 | $14,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 104 | $14,000 | thousands by filing date | |
| BARCLAYS BANK 0 percent 18 | 06744CAC5 | MTNF 8/0 | 14,000 | $14,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 185 | $13,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 194 | $13,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 217 | $13,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 249 | $13,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 401 | $13,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 206 | $13,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 362 | $13,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 165 | $13,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 230 | $13,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,249 | $13,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 250 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 150 | $13,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 667 | $13,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 10 | $13,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 140 | $13,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 436 | $13,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 713 | $13,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 600 | $13,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 750 | $13,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 285 | $13,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 259 | $13,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 998 | $13,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 356 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 271 | $13,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 484 | $13,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 550 | $13,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 300 | $13,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 65 | $12,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 155 | $12,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 104 | $12,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 35 | $12,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 150 | $12,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 220 | $12,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 157 | $12,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 112 | $12,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 195 | $12,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 462 | $12,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 52 | $12,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 290 | $12,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 253 | $12,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 353 | $12,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 65 | $12,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 550 | $12,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 570 | $12,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 486 | $12,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 100 | $12,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 406 | $12,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 274 | $12,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 1,297 | $12,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 506 | $12,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 66 | $12,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 3,498 | $12,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 2,642 | $11,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 75 | $11,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 359 | $11,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 114 | $11,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 120 | $11,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 119 | $11,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 224 | $11,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 338 | $11,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 924 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 116 | $11,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 223 | $11,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 653 | $11,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 200 | $11,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 170 | $11,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 119 | $11,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 200 | $11,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 600 | $11,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 681 | $11,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 200 | $11,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 105 | $11,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 275 | $11,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 100 | $11,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 160 | $11,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 500 | $11,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 70 | $10,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 84 | $10,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 177 | $10,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 49 | $10,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 83 | $10,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 746 | $10,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 270 | $10,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 460 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 492 | $10,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 481 | $10,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 300 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 147 | $10,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 150 | $10,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 282 | $10,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 632 | $10,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 876 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 258 | $10,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 364 | $10,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 4,000 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 109 | $10,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 2,018 | $10,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 370 | $10,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 700 | $10,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 201 | $9,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 69 | $9,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 59 | $9,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 70 | $9,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 150 | $9,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 164 | $9,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 133 | $9,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 200 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 107 | $9,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 254 | $9,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 602 | $9,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 105 | $9,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 36 | $9,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 109 | $9,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 985 | $9,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 144 | $9,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 4,547 | $9,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 459 | $9,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 97 | $9,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 803 | $9,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 4,094 | $9,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 60 | $8,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 81 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-17-058940 | this filing | 2017-11-14 | acceptance time not in the bulk data set |