13F-HR filed by BLAIR WILLIAM & CO/IL
BLAIR WILLIAM & CO/IL filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-13, with 1,357 holding rows worth $13,335,134,000.
- Accession
- 0001144204-17-058192
- Filer
- CIK 902367
- Filed
- 2017-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 1,357 entries on the cover page, a total value of $13,335,134,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,335,134,000 with VALUE read as thousands by filing date, 13F file number 028-04871. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 6,000 | $411,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 8,498 | $410,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 19,800 | $410,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 9,496 | $409,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 310 | $408,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 8,850 | $408,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 17,804 | $407,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 196,459 | $405,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 12,825 | $399,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 6,170 | $398,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 11,762 | $394,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 12,010 | $394,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 7,920 | $393,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 11,018 | $392,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 62,719 | $392,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 19,429 | $390,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 17,050 | $387,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 32,547 | $386,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 6,582 | $384,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 112,500 | $384,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 4,709 | $381,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 4,651 | $381,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 6,671 | $381,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 23,104 | $379,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,671 | $378,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 7,382 | $378,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 7,942 | $377,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 9,050 | $377,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 19,997 | $376,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 5,815 | $376,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 8,431 | $375,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 14,472 | $374,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 9,621 | $372,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,502 | $371,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 11,616 | $371,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 6,067 | $370,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 12,380 | $368,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 7,152 | $366,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 15,000 | $366,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 3,885 | $366,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 7,120 | $365,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 6,194 | $365,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,261 | $364,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 10,424 | $363,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 6,480 | $362,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 29,160 | $361,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 6,610 | $360,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 4,983 | $360,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 5,679 | $360,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 5,711 | $359,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 3,000 | $359,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 9,850 | $354,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 11,218 | $352,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 7,583 | $351,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 5,425 | $348,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 325 | $347,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 9,289 | $347,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 3,000 | $346,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 7,577 | $345,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 5,578 | $340,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 64,475 | $340,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 8,925 | $339,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 13,390 | $338,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 8,921 | $337,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 21,700 | $337,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 8,650 | $337,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 9,021 | $336,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 16,268 | $336,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 5,767 | $335,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 13,560 | $335,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 4,899 | $334,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 22,530 | $331,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 16,297 | $331,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 11,401 | $330,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 8,218 | $330,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 18,435 | $328,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 17,000 | $328,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 8,938 | $326,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 2,460 | $324,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 2,026 | $320,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 7,805 | $320,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 23,254 | $319,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 6,259 | $315,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 14,005 | $314,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 4,125 | $314,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 16,451 | $314,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 7,493 | $314,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 12,899 | $313,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 4,597 | $312,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 9,356 | $311,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 11,291 | $310,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 4,237 | $309,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 3,504 | $307,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 2,474 | $307,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 7,420 | $306,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 6,235 | $304,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 18,813 | $303,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 3,895 | $302,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 4,080 | $301,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 8,973 | $301,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 10,748 | $301,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,984 | $300,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 5,370 | $299,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 26,625 | $299,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 36,325 | $299,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 5,153 | $298,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 8,673 | $298,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 4,650 | $297,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 4,641 | $295,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 8,954 | $292,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 6,465 | $292,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 8,152 | $292,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 3,381 | $291,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 24,708 | $291,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 3,148 | $290,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 10,500 | $290,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 12,289 | $290,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 3,430 | $288,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 5,910 | $288,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 6,608 | $288,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 99,803 | $288,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 3,132 | $287,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 3,400 | $287,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 6,942 | $287,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 4,158 | $286,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 4,990 | $286,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 3,206 | $286,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 11,300 | $286,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 9,900 | $285,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 2,785 | $285,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,938 | $283,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 6,744 | $283,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 7,354 | $281,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 32,110 | $281,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 44,663 | $280,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 7,010 | $280,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 5,522 | $279,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 5,454 | $277,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 15,500 | $277,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 7,360 | $276,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 6,683 | $276,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 733 | $275,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 496 | $275,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 5,806 | $274,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 17,134 | $274,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 3,581 | $273,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 6,559 | $273,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 10,626 | $273,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 3,244 | $273,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 14,300 | $273,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 2,773 | $273,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,430 | $272,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 4,557 | $271,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 9,233 | $268,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 17,075 | $267,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 25,160 | $266,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 2,686 | $266,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 21,001 | $264,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 10,269 | $263,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 20,500 | $262,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 5,737 | $262,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 5,931 | $261,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 3,544 | $261,000 | thousands by filing date | |
| APPLIED MATLS INC | 038222955 | PUT | 5,000 | $260,000 | thousands by filing date | put |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 28,625 | $259,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 4,493 | $258,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 8,000 | $258,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 4,658 | $258,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 4,174 | $257,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 4,589 | $257,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 5,960 | $257,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 3,736 | $257,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 7,700 | $256,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 13,341 | $255,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 11,679 | $255,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 3,405 | $255,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 1,454 | $255,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 4,150 | $255,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 5,369 | $253,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 11,900 | $253,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 7,790 | $253,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 23,800 | $252,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 5,619 | $251,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 28,160 | $251,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 4,196 | $249,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 2,817 | $249,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 55,400 | $249,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 4,027 | $248,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 6,611 | $247,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,193 | $246,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 5,126 | $245,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 2,365 | $245,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 11,520 | $244,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,220 | $241,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 4,888 | $241,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 22,984 | $241,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 25,089 | $241,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 5,266 | $237,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 2,641 | $236,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 5,658 | $236,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,736 | $235,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 18,631 | $234,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 9,582 | $232,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 8,275 | $232,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 4,577 | $231,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 177 | $230,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,201 | $229,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 17,059 | $228,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,915 | $226,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 5,170 | $226,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 4,604 | $225,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 6,852 | $224,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 16,430 | $223,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 15,650 | $223,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 17,393 | $222,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 39,901 | $220,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 2,025 | $220,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 1,700 | $220,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,098 | $219,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 3,975 | $218,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,929 | $218,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,946 | $218,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 2,125 | $216,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,466 | $214,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 1,038 | $213,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 2,366 | $213,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 3,377 | $213,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 9,634 | $212,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,295 | $212,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 12,381 | $212,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 5,169 | $212,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 4,497 | $211,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,608 | $211,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 13,597 | $211,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 6,629 | $210,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,051 | $209,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 7,808 | $209,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 14,365 | $208,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 2,580 | $206,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 11,148 | $206,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,165 | $206,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 5,894 | $206,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 11,615 | $206,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 2,568 | $206,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 9,500 | $205,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 11,325 | $205,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 13,450 | $205,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 24,375 | $205,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 14,776 | $204,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,910 | $202,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 9,305 | $201,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 18,508 | $196,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 26,500 | $195,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 11,540 | $194,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 10,917 | $194,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 12,154 | $194,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 10,870 | $193,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 12,030 | $190,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 12,089 | $190,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 10,581 | $188,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 11,000 | $188,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 26,270 | $186,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 15,120 | $181,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 29,400 | $179,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 16,950 | $175,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 38,601 | $174,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 25,187 | $172,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 13,105 | $171,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 44,900 | $169,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 16,731 | $166,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 22,183 | $162,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 10,610 | $161,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 56,000 | $161,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 10,500 | $161,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 36,869 | $159,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 20,000 | $159,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A906 | CALL | 7,500 | $159,000 | thousands by filing date | call |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 95,503 | $157,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 11,000 | $155,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 17,500 | $152,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 13,354 | $152,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 11,126 | $151,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 33,500 | $148,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 27,811 | $146,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 11,114 | $146,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 30,380 | $138,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 11,600 | $137,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 12,000 | $136,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 47,724 | $136,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 35,125 | $134,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 13,890 | $132,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 13,250 | $131,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 12,885 | $131,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 10,302 | $128,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 12,500 | $127,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 500 | $126,000 | thousands by filing date | put |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 17,500 | $126,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 25,328 | $121,000 | thousands by filing date | |
| META PLATFORMS INC | 30303M902 | CALL | 700 | $120,000 | thousands by filing date | call |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 14,800 | $116,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 27,240 | $111,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 17,500 | $109,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 8,577 | $108,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 2,000 | $108,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 15,440 | $106,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 4,893 | $105,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 6,100 | $104,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 25,885 | $96,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 10,800 | $93,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 21,825 | $92,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 3,400 | $90,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 13,000 | $87,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 20,155 | $86,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 12,706 | $86,000 | thousands by filing date | |
| Yogaworks, Inc. | 986005106 | com | 28,855 | $80,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 14,980 | $77,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 10,000 | $76,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 16,057 | $74,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 45,948 | $71,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 42,000 | $70,000 | thousands by filing date | |
| Call - ZION $36.27 Exp 11/14/2018 | 989701131 | Warrants | 6,000 | $70,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 38,800 | $70,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 5,200 | $69,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 11,925 | $67,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 14,000 | $65,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 369604903 | COM | 2,700 | $65,000 | thousands by filing date | call |
| AVON PRODS INC | 054303102 | COM | 23,700 | $55,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 11,204 | $55,000 | thousands by filing date | |
| STARBUCKS CORP | 855244909 | CALL | 1,000 | $54,000 | thousands by filing date | call |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 10,000 | $53,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 72,200 | $53,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 24,780 | $51,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 25,291 | $50,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 2,202 | $49,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 13,644 | $46,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 12,000 | $42,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 12,375 | $34,000 | thousands by filing date | |
| COMERICA INC-CW18 | 200340115 | WTS | 700 | $33,000 | thousands by filing date | |
| CELGENE CORP | 151020904 | COM | 200 | $29,000 | thousands by filing date | call |
| ACACIA COMMUNICATIONS INC | 00401C908 | CALL | 600 | $28,000 | thousands by filing date | call |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 43,000 | $23,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC | 737010908 | COM | 400 | $22,000 | thousands by filing date | call |
| LULULEMON ATHLETICA INC | 550021909 | CALL | 300 | $19,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL | 49456B901 | COM | 1,000 | $19,000 | thousands by filing date | call |
| AVINGER INC | 053734109 | COM | 50,050 | $19,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 12,250 | $16,000 | thousands by filing date | |
| APPLE INC | 037833900 | CALL | 100 | $15,000 | thousands by filing date | call |
| CBOE GLOBAL MKTS INC | 12503M908 | CALL | 100 | $11,000 | thousands by filing date | call |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 10,800 | $10,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 200 | $9,000 | thousands by filing date | |
| ASSOCIATED BANC CORP | 045487113 | WTS | 875 | $4,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 29 | $2,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 182 | $2,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 21,789 | $2,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 1,000 | $1,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 6,000 | $1,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 655 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-17-058192 | this filing | 2017-11-13 | acceptance time not in the bulk data set |