13F-HR filed by Trellus Management Company, LLC
Trellus Management Company, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-10-19, with 73 holding rows worth $72,999,000.
- Accession
- 0001144204-17-053136
- Filer
- CIK 1307877
- Filed
- 2017-10-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 73 entries on the cover page, a total value of $72,999,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $72,999,000 with VALUE read as thousands by filing date, 13F file number 028-10974. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 464287655 | SHS | 60,000 | $9,000,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 30,000 | $7,570,000 | thousands by filing date | put |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 51,600 | $4,175,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 134,045 | $3,163,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 525,000 | $2,756,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 80,000 | $2,204,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 12,500 | $2,159,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 15,000 | $2,050,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 105,096 | $1,762,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 100,000 | $1,501,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 11,519 | $1,487,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 20,000 | $1,444,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 10,000 | $1,247,000 | thousands by filing date | put |
| SOUNDTHINKING INC | 82536T107 | COM | 91,910 | $1,236,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 45,000 | $1,173,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 700,689 | $1,058,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,000 | $1,051,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 362,500 | $1,051,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 8,200 | $997,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 30,000 | $962,000 | thousands by filing date | |
| PROSHARES TR | 74348A178 | ULTRAPRO DOW 30 | 35,000 | $934,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,000 | $894,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 30,000 | $890,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 110,000 | $888,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 60,000 | $880,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 10,000 | $804,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 50,000 | $786,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 40,000 | $767,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 10,000 | $758,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 85,000 | $740,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 15,220 | $717,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 52,320 | $681,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 110,000 | $658,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 29,186 | $655,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 821,391 | $624,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 14,900 | $620,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 31,000 | $590,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 3,026 | $574,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 11,896 | $521,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 20,000 | $502,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 10,000 | $487,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 76,400 | $478,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 25,000 | $475,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 3,200 | $461,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 10,000 | $459,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 10,000 | $439,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 15,000 | $418,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 27,500 | $413,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 20,000 | $398,000 | thousands by filing date | |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 18,100 | $373,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 10,000 | $357,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 20,000 | $356,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 40,000 | $355,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 22,500 | $326,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 37,500 | $326,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 40,000 | $324,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 2,464 | $316,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 115,000 | $316,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 16,000 | $313,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 10,000 | $299,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 16,200 | $273,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 15,000 | $254,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 10,000 | $253,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 4,401 | $236,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 50,230 | $236,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 16,900 | $231,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 375,028 | $226,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 119,122 | $214,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 5,995 | $210,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,690 | $205,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 15,870 | $181,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 14,974 | $162,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 27,156 | $100,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-17-053136 | this filing | 2017-10-19 | acceptance time not in the bulk data set |