13F-HR filed by D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 3,332 holding rows worth $60,455,129,000.
- Accession
- 0001144204-17-043135
- Filer
- CIK 1009207
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 4,283 entries on the cover page, a total value of $60,455,129,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $60,455,129,000 with VALUE read as thousands by filing date, 13F file number 028-05396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerD. E. SHAW & CO, L.P.028-05394
- included managerD. E. Shaw Investment Management, L.L.C.028-11452
- included managerD. E. Shaw Heliant Adviser, L.L.C.028-14492
- included managerD. E. Shaw Adviser II, L.L.C.028-15385
- included managerD. E. Shaw Adviser, L.L.C.028-16053
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 23,431 | $327,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 12,069 | $327,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 21,352 | $326,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 32,048 | $324,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 22,848 | $322,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 32,343 | $322,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 17,527 | $321,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 12,347 | $320,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,241 | $319,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 38,374 | $317,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 3,481 | $316,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 12,900 | $314,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 10,054 | $314,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 6,102 | $311,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 30,000 | $311,000 | thousands by filing date | put |
| EVERCORE INC CLASS A | 29977A105 | Stock | 4,400 | $310,000 | thousands by filing date | put |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 40,564 | $310,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 131,757 | $310,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 20,112 | $310,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 42,006 | $309,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 4,201 | $308,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 8,886 | $307,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 16,819 | $307,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 5,760 | $306,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 5,917 | $305,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 10,000 | $305,000 | thousands by filing date | call |
| Heritage Commerce Corp | 426927109 | Common Stock | 22,027 | $304,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 14,123 | $301,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 4,500 | $299,000 | thousands by filing date | call |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 20,649 | $299,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 52,043 | $298,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 9,066 | $297,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 142,983 | $297,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 81,167 | $296,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 15,156 | $296,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 20,551 | $296,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 20,248 | $295,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 11,557 | $294,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 20,478 | $294,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 42,427 | $294,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 300 | $293,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 300 | $293,000 | thousands by filing date | call |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 10,486 | $293,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 5,694 | $293,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 16,545 | $293,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,800 | $293,000 | thousands by filing date | put |
| CIT GROUP INC COM NEW | 125581801 | Stock | 6,008 | $293,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 32,939 | $292,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 4,356 | $291,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 7,566 | $290,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 26,793 | $289,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 41,700 | $289,000 | thousands by filing date | put |
| YELP INC CL A | 985817105 | Stock | 9,600 | $288,000 | thousands by filing date | call |
| LHC GROUP | 50187A107 | COM | 4,200 | $285,000 | thousands by filing date | call |
| RESMED INC COM | 761152107 | Stock | 3,626 | $282,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 12,665 | $281,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 13,334 | $281,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 23,638 | $280,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 7,000 | $279,000 | thousands by filing date | call |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 6,728 | $279,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 8,500 | $279,000 | thousands by filing date | put |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 16,282 | $278,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 38,397 | $278,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 7,932 | $276,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 3,600 | $273,000 | thousands by filing date | call |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 27,423 | $272,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 17,361 | $271,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 19,323 | $271,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,800 | $269,000 | thousands by filing date | call |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 16,828 | $269,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 29,099 | $269,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,600 | $266,000 | thousands by filing date | put |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 18,198 | $266,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 5,918 | $265,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 27,322 | $265,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 12,139 | $265,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,923 | $264,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 78,296 | $264,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 6,929 | $261,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 3,620 | $260,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 10,000 | $260,000 | thousands by filing date | call |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 106,589 | $260,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 13,000 | $259,000 | thousands by filing date | call |
| OLD NATL BANCORP IND | 680033107 | COM | 15,028 | $259,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 179,600 | $259,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 14,694 | $258,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 6,770 | $258,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 44,088 | $258,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 6,100 | $257,000 | thousands by filing date | put |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 3,800 | $257,000 | thousands by filing date | put |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 4,100 | $256,000 | thousands by filing date | put |
| ALEXANDERS INC COM | 014752109 | REIT | 600 | $253,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 30,000 | $253,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 30,000 | $253,000 | thousands by filing date | call |
| IBERIABANK CORP | 450828108 | COM | 3,100 | $253,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,455 | $252,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 27,732 | $252,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,503 | $251,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 4,863 | $251,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 16,067 | $251,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 12,456 | $250,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 5,100 | $250,000 | thousands by filing date | call |
| TANGER INC | 875465106 | COM | 9,628 | $250,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 19,400 | $250,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 116,092 | $250,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,500 | $249,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 9,500 | $249,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 105,446 | $248,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 13,197 | $247,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 101,300 | $246,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 3,599 | $246,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 12,300 | $245,000 | thousands by filing date | call |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 34,079 | $245,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 106,503 | $245,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 8,613 | $244,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 7,255 | $244,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 14,631 | $244,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 30,000 | $244,000 | thousands by filing date | put |
| BARNES & NOBLE ED INC | 06777U101 | COM | 23,001 | $244,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 5,783 | $243,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 14,407 | $243,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 5,412 | $242,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 26,354 | $242,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 29,823 | $242,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 9,567 | $242,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 19,300 | $242,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 5,900 | $241,000 | thousands by filing date | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 9,201 | $240,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 15,886 | $240,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,458 | $239,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 59,426 | $238,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 2,900 | $236,000 | thousands by filing date | call |
| EDGE THERAPEUTICS INC | 279870109 | COM | 23,020 | $236,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 6,011 | $235,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 11,707 | $235,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 11,529 | $232,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 15,089 | $232,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 3,532 | $232,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 6,082 | $230,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 8,276 | $230,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 3,400 | $229,000 | thousands by filing date | call |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 5,900 | $229,000 | thousands by filing date | put |
| AMERESCO INC | 02361E108 | CL A | 29,739 | $229,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 1,632 | $228,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 4,912 | $228,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 72,479 | $228,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 5,998 | $227,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 5,400 | $225,000 | thousands by filing date | put |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 23,370 | $225,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 5,100 | $225,000 | thousands by filing date | call |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 8,159 | $224,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,500 | $224,000 | thousands by filing date | put |
| FINISH LINE/THE CL A | 317923100 | COM | 15,800 | $224,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 3,000 | $223,000 | thousands by filing date | put |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 4,503 | $222,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 4,153 | $222,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 164,193 | $222,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,500 | $221,000 | thousands by filing date | call |
| CVB FINL CORP COM | 126600105 | Stock | 9,844 | $221,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 10,527 | $220,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 4,643 | $220,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 9,275 | $220,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 14,869 | $220,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 15,978 | $220,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 2,151 | $219,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 129,308 | $219,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 2,099 | $218,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 4,036 | $218,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,600 | $217,000 | thousands by filing date | call |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 9,142 | $214,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 18,600 | $214,000 | thousands by filing date | call |
| EASTERLY ACQUISITION CORP | 27616L110 | *W EXP 07/29/202 | 250,000 | $213,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 2,900 | $212,000 | thousands by filing date | call |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 12,876 | $212,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 45,425 | $212,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 4,473 | $211,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 2,367 | $209,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,700 | $208,000 | thousands by filing date | call |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 5,962 | $208,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 46,659 | $208,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 11,527 | $207,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 3,300 | $206,000 | thousands by filing date | put |
| TRECORA RES | 894648104 | COM | 18,353 | $206,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 12,567 | $205,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 6,909 | $205,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 10,000 | $204,000 | thousands by filing date | call |
| TEGNA INC COM | 87901J105 | Stock | 14,125 | $204,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 4,672 | $204,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 11,755 | $203,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 4,415 | $202,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 23,755 | $202,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 19,252 | $201,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 6,222 | $200,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 11,400 | $199,000 | thousands by filing date | call |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 12,665 | $199,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 10,443 | $199,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 15,248 | $197,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 20,122 | $196,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 16,775 | $192,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 50,000 | $189,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 14,700 | $188,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 20,000 | $188,000 | thousands by filing date | put |
| HARTE-HANKS INC | 416196103 | COM | 181,119 | $187,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 58,467 | $186,000 | thousands by filing date | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 48,750 | $186,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 20,780 | $185,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 55,467 | $185,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 12,106 | $183,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 12,823 | $183,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 10,800 | $179,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 43,710 | $177,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 57,542 | $176,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 57,244 | $175,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 28,526 | $171,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 63,185 | $171,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 13,699 | $166,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 30,000 | $165,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 10,768 | $164,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 10,200 | $164,000 | thousands by filing date | call |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 12,783 | $164,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 15,725 | $163,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 13,916 | $162,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 20,679 | $160,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 35,496 | $159,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 15,683 | $159,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 82,762 | $157,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 197,600 | $155,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 35,595 | $153,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 17,000 | $150,000 | thousands by filing date | call |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 12,032 | $149,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 19,809 | $147,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 12,773 | $146,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 30,000 | $146,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 31,057 | $145,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 11,054 | $142,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 13,944 | $142,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 13,515 | $140,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 142,803 | $139,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 35,200 | $137,000 | thousands by filing date | call |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 10,221 | $136,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 116,688 | $135,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 12,360 | $133,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 32,469 | $132,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 381,141 | $132,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 20,000 | $130,000 | thousands by filing date | call |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 14,242 | $126,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 52,081 | $125,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 42,957 | $125,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 88,485 | $124,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 33,478 | $124,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 34,284 | $119,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 18,846 | $117,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 28,811 | $116,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 25,241 | $116,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 88,177 | $116,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 10,178 | $115,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 24,149 | $112,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 28,047 | $109,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 29,074 | $108,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 12,900 | $107,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 50,000 | $107,000 | thousands by filing date | put |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 50,000 | $107,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 13,829 | $106,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 62,678 | $102,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 14,717 | $102,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 31,463 | $99,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 13,542 | $98,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 10,000 | $97,000 | thousands by filing date | put |
| NEVSUN RES LTD | 64156L101 | COM | 39,380 | $95,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 19,661 | $93,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 19,903 | $92,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 15,327 | $92,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 15,679 | $92,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 16,839 | $88,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 54,964 | $88,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 30,721 | $85,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 21,487 | $84,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 65,441 | $84,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 44,076 | $84,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 23,022 | $82,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588121 | *W EXP 10/20/202 | 157,871 | $82,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 20,000 | $77,000 | thousands by filing date | put |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 16,327 | $76,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 18,557 | $76,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 29,528 | $75,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 13,797 | $73,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 10,837 | $72,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 197,478 | $72,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 10,067 | $71,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 73,014 | $68,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P120 | RIGHT 09/01/2017 | 154,200 | $68,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W115 | *W EXP 03/22/2022 | 205,000 | $66,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 23,102 | $65,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A112 | *W EXP 11/15/202 | 205,000 | $64,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 16,962 | $63,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 20,323 | $62,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 48,055 | $60,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 50,907 | $60,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 47,398 | $59,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P138 | *W EXP 11/23/202 | 194,900 | $58,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 14,635 | $57,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 50,000 | $57,000 | thousands by filing date | call |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 11,275 | $57,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 38,983 | $55,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 14,083 | $54,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 14,237 | $52,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 12,609 | $51,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 11,670 | $50,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 10,504 | $47,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 64,300 | $47,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 10,770 | $47,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 18,554 | $46,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P129 | RIGHT 99/99/9999 | 115,300 | $46,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 10,669 | $44,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 30,529 | $41,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 18,456 | $40,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 10,410 | $37,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 16,518 | $36,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 90,000 | $35,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 10,122 | $32,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 34,765 | $28,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 12,076 | $26,000 | thousands by filing date | |
| STONE ENERGY CORP WT EXP 022821 | 861642114 | Stock | 12,800 | $25,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 19,800 | $23,000 | thousands by filing date | put |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 18,865 | $23,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 16,352 | $22,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 13,816 | $17,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 30,570 | $14,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 23,733 | $14,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 13,149 | $8,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 27,804 | $6,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 99,900 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-17-043135 | this filing | 2017-08-14 | acceptance time not in the bulk data set |