13F-HR filed by IHT Wealth Management, LLC
IHT Wealth Management, LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 1,445 holding rows worth $206,722,000.
- Accession
- 0001144204-17-043076
- Filer
- CIK 1697490
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 1,451 entries on the cover page, a total value of $206,722,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $206,722,000 with VALUE read as thousands by filing date, 13F file number 028-17839. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 233 | $51,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 48 | $51,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 491 | $51,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 664 | $51,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 601 | $51,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 36 | $50,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 5,029 | $49,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 250 | $49,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 150 | $49,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 571 | $49,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 3,202 | $49,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 4,809 | $49,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 357 | $48,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 4,488 | $48,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 323 | $47,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 837 | $47,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 7,604 | $47,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 715 | $47,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 667 | $47,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 80 | $47,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 72 | $47,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 11,460 | $46,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 21,190 | $46,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 110 | $46,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 114 | $46,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 29 | $46,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,872 | $45,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 4,925 | $45,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 50 | $45,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 4,430 | $44,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 1,476 | $44,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 622 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 6,029 | $44,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,985 | $44,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 20,434 | $44,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 274 | $44,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 53 | $44,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 455 | $44,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 260 | $44,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,666 | $43,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 275 | $43,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 137 | $43,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 3 | $43,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| IAC INTERACTIVECORP | 44919P508 | COM | 2,898 | $43,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 1,376 | $43,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E102 | COM | 154 | $43,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,877 | $43,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 100 | $43,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,275 | $42,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 3,023 | $42,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 7,318 | $42,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,149 | $42,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 136 | $42,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 255 | $42,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 400 | $42,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 724 | $41,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,623 | $41,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 2,652 | $41,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 139 | $41,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 705 | $41,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 565 | $40,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 485 | $40,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 440 | $40,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 724 | $40,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 2,500 | $40,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 1,000 | $40,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 32 | $40,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 42 | $40,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 1,080 | $40,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 87 | $40,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 17 | $39,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 6 | $39,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 1,015 | $39,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 2,060 | $39,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 783 | $39,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 911 | $39,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 459 | $39,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 16,955 | $39,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 514 | $39,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 2,479 | $38,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 1,856 | $38,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 2,673 | $38,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,807 | $38,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 526 | $38,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 765 | $38,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 275 | $38,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 1,000 | $38,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 465 | $37,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 811 | $37,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 6,946 | $37,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,203 | $37,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 2,000 | $37,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 72 | $37,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 197 | $37,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 2,494 | $37,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,455 | $36,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 13,607 | $36,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 81 | $36,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,929 | $36,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 768 | $36,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 31,619 | $36,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 660 | $36,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 26 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 144 | $36,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 19,159 | $36,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 2,044 | $36,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 559 | $36,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 226 | $36,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,628 | $35,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 230 | $35,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,314 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 3,060 | $35,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 303 | $35,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 1,426 | $35,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 1,750 | $35,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 232 | $35,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 11,173 | $35,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 2,304 | $35,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 7,257 | $35,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 8 | $35,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 445 | $34,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 5,627 | $34,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 744 | $34,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 112 | $34,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 1,300 | $34,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 1,297 | $34,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 298 | $34,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,601 | $33,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 469 | $33,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 4,743 | $33,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 2,642 | $33,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 9,297 | $33,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 37 | $33,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 12,435 | $33,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 4,458 | $33,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,744 | $32,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 533 | $32,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 208 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 107 | $32,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 1,487 | $32,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 197 | $32,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 498 | $32,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 600 | $32,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 103 | $32,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 6,498 | $31,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 178 | $31,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 34 | $31,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 2,375 | $31,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 450 | $31,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 100 | $31,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 40 | $31,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 506 | $31,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 750 | $31,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 12,488 | $30,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 160 | $30,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 1,380 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,154 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 669 | $30,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 3,678 | $30,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 171 | $30,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 253 | $30,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,489 | $29,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 10 | $29,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 698 | $29,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 245 | $29,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 50 | $29,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 85 | $29,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 83 | $29,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 61 | $29,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 333 | $29,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 500 | $28,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 6,203 | $28,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 31 | $28,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 47 | $28,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 31 | $28,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 248 | $28,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 746 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 3,865 | $28,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 35 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 5,981 | $28,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 122 | $28,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 449 | $28,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 80 | $27,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,421 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 76,782 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 279 | $27,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 935 | $27,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 774 | $27,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 657 | $27,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 1,933 | $27,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 253 | $27,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 4,094 | $27,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 37,060 | $26,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 55 | $26,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 9,701 | $26,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 725 | $26,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 637 | $26,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 445 | $26,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 433 | $26,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 1,668 | $26,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 406 | $26,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 282 | $26,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 550 | $26,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 658 | $26,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 2,299 | $26,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 250 | $26,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,187 | $25,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 951 | $25,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,016 | $25,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 5 | $25,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 359 | $25,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 642 | $25,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 527 | $25,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 12 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 1,947 | $25,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,247 | $25,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 16 | $25,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 960 | $25,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 426 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 3,800 | $25,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 113 | $25,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 118 | $25,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,200 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347X484 | ULT KBW REGBNK | 1,000 | $25,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 11 | $24,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 523 | $24,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 262 | $24,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1,970 | $24,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 144 | $24,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 2,000 | $24,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 2,873 | $24,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 25 | $24,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 703 | $23,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 265 | $23,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 124 | $23,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 119 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 4,751 | $23,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 338 | $23,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 100 | $23,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 2,049 | $23,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 688 | $23,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 28 | $23,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 175 | $23,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 2,400 | $23,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 195 | $23,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 774 | $23,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 319 | $23,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 50 | $23,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 525 | $23,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 15,093 | $22,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 50 | $22,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 1,018 | $22,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 736 | $22,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 6,261 | $22,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 462 | $22,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 76 | $22,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 6,228 | $22,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 2,000 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 215 | $22,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 5 | $22,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CAMBREX CORP | 132011107 | COM | 854 | $22,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 63,650 | $22,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 490 | $22,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 408 | $21,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 486 | $21,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 544 | $21,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 234 | $21,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 206 | $21,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,270 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 1,350 | $21,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 2,198 | $21,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 46 | $21,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 606 | $21,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 753 | $21,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 300 | $21,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 4,488 | $20,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 775 | $20,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 15,017 | $20,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 1,122 | $20,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 242 | $20,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 473 | $20,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 100 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 15,529 | $20,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 14,911 | $20,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 1,102 | $20,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 3,344 | $19,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 217 | $19,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 5,040 | $19,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 253 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 27 | $19,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 2,298 | $19,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 120 | $19,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,014 | $19,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 443 | $19,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 150 | $19,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 837 | $19,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 125 | $19,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 28,361 | $19,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 32 | $19,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 1,102 | $19,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 9,106 | $19,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 6,055 | $18,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 531 | $18,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,325 | $18,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 509 | $18,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 372 | $18,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 18 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 440 | $18,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 15 | $18,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 13,220 | $18,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 103 | $18,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 11 | $18,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 425 | $18,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 160 | $18,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 91 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 4,425 | $17,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 381 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 431 | $17,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 14 | $17,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 76 | $17,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 16 | $17,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 2,574 | $17,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 592 | $17,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 338 | $17,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 486 | $17,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 600 | $17,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 13 | $17,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 11,896 | $17,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,616 | $16,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 246 | $16,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 401 | $16,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 984 | $16,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 151 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 600 | $16,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 511 | $16,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 7,133 | $16,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 19 | $16,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 117 | $16,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 49 | $16,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 2,040 | $16,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 675 | $16,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 290 | $16,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 2,350 | $16,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 2,308 | $16,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 22,580 | $15,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 670 | $15,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 177 | $15,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 425 | $15,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 3,125 | $15,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 686 | $15,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 264 | $15,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 230 | $15,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 1,534 | $15,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 260 | $15,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 200 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 16,366 | $15,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 1,100 | $15,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 2,378 | $15,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 48 | $15,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 58 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 900 | $15,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 32 | $14,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 25 | $14,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 72 | $14,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 77 | $14,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 545 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 1,782 | $14,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 468 | $14,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 2,609 | $14,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 1,937 | $14,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 15,696 | $14,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 100 | $14,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 6,889 | $14,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 17,208 | $13,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 2,729 | $13,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 100 | $13,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 1,639 | $13,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 7,590 | $13,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 135 | $13,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 748 | $13,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 100 | $13,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 3,545 | $13,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 217 | $13,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 483 | $13,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 19 | $13,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 100 | $13,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 350 | $13,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 551 | $13,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 2,710 | $13,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 5,448 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 1,100 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 1,500 | $13,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 815 | $13,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 82 | $13,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 10 | $13,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,951 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 1,141 | $13,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 10,330 | $13,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 141 | $13,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 5,227 | $13,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 18,479 | $13,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 238 | $13,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 56 | $13,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 181 | $13,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 5,864 | $12,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 16,685 | $12,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 3,681 | $12,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 9,649 | $12,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 3,606 | $12,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 1,469 | $12,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 20,783 | $12,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 345 | $12,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 46 | $12,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 47 | $12,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 146 | $12,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 4,011 | $12,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 9,960 | $12,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 623 | $12,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 230 | $12,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 327 | $12,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 52 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 150 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 16 | $12,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 10 | $12,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 188 | $12,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 2,164 | $12,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 271 | $12,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 21 | $12,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 299 | $12,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 2,062 | $12,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 2,572 | $12,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 61 | $12,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 5,235 | $12,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 968 | $12,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 262 | $11,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 475 | $11,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 6,630 | $11,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 132 | $11,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 105 | $11,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 809 | $11,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 63 | $11,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 203 | $11,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 195 | $11,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 10,673 | $11,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 5,261 | $11,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 4,077 | $11,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 1,701 | $11,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 28 | $11,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 811 | $11,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,310 | $11,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 249 | $11,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 46,169 | $11,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 210 | $11,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 42 | $11,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 490 | $11,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 15 | $11,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 600 | $11,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 475 | $11,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 656 | $11,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 27 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 330 | $11,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 1,400 | $11,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 200 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 8,642 | $10,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 11,674 | $10,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 1,320 | $10,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 505 | $10,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 330 | $10,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 807 | $10,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 3,720 | $10,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 2,825 | $10,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 29 | $10,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 205 | $10,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 14,459 | $10,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 2,412 | $10,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 147 | $10,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 36 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 65,316 | $10,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2 | $10,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 2,743 | $10,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 156 | $10,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 970 | $10,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 500 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 550 | $10,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 243 | $10,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 40 | $10,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 2,035 | $10,000 | thousands by filing date | |
| MGC | 921910873 | COM | 40 | $9,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,149 | $9,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 1,000 | $9,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 163 | $9,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 17 | $9,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 545 | $9,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 149 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 419 | $9,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 154,979 | $9,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,797 | $9,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 14 | $9,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,750 | $9,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 469 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-17-043076 | this filing | 2017-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001144204-17-043296 | base | 2017-08-15 | acceptance time not in the bulk data set |