13F-HR filed by BLAIR WILLIAM & CO/IL
BLAIR WILLIAM & CO/IL filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-04, with 1,644 holding rows worth $13,317,402,000.
- Accession
- 0001144204-17-040499
- Filer
- CIK 902367
- Filed
- 2017-08-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 1,644 entries on the cover page, a total value of $13,317,402,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,317,402,000 with VALUE read as thousands by filing date, 13F file number 028-04871. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HOLOGIC INC | 436440101 | COM | 10,430 | $473,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 28,100 | $466,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,967 | $463,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 4,884 | $460,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 11,475 | $458,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 18,672 | $458,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 7,670 | $458,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 10,600 | $455,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 12,235 | $455,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 55,807 | $453,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 4,070 | $452,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 18,750 | $449,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 3,683 | $448,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 40,457 | $445,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 9,034 | $445,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 20,081 | $445,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P901 | CALL | 61,500 | $445,000 | thousands by filing date | call |
| AT HOME GROUP INC | 04650Y100 | COM | 19,060 | $444,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 10,586 | $440,000 | thousands by filing date | |
| AMERICAN TOWER CORP | 03027X900 | COM | 3,300 | $437,000 | thousands by filing date | call |
| WESBANCO INC | 950810101 | COM | 11,033 | $436,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 64,951 | $435,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122908 | CALL | 7,800 | $435,000 | thousands by filing date | call |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,286 | $433,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 2,465 | $433,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 17,000 | $432,000 | thousands by filing date | |
| FIRST BANCORP OF INDIANA INC | 31867T202 | COMMON STOCK | 21,032 | $431,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 19,725 | $430,000 | thousands by filing date | |
| Webco Ind | 947621207 | CMN STK | 17,009 | $430,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 12,368 | $430,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 6,784 | $429,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 7,692 | $429,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 11,530 | $429,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 24,567 | $427,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 11,900 | $426,000 | thousands by filing date | |
| EXPERIAN GP LTD ADR | 30215C101 | FOREIGN | 20,679 | $426,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,826 | $425,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 22,772 | $424,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 9,431 | $422,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 4,050 | $421,000 | thousands by filing date | |
| RESOURCE CAPITAL CORP | 76120W609 | PFD | 17,000 | $421,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 35,325 | $419,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 8,221 | $416,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 12,500 | $414,000 | thousands by filing date | |
| MCDONALDS CORP | 580135901 | COM | 2,700 | $414,000 | thousands by filing date | call |
| VERADIGM INC | 01988P108 | COMMON STOCK | 32,250 | $412,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 6,267 | $411,000 | thousands by filing date | |
| VODAFONE GROUP PLC | 92857W908 | SPONSORED ADR | 14,300 | $411,000 | thousands by filing date | call |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 8,291 | $409,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 7,015 | $409,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 8,462 | $407,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 13,890 | $407,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 336,500 | $407,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 10,780 | $406,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 310 | $406,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 4,430 | $404,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 20,000 | $401,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 7,194 | $401,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 45,472 | $400,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 12,085 | $398,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 10,900 | $398,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 8,849 | $397,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 9,444 | $397,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 8,591 | $394,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 19,000 | $393,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 8,590 | $392,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 9,834 | $392,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 6,256 | $392,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 7,789 | $392,000 | thousands by filing date | |
| PROCTER & GAMBLE CO | 742718909 | CALL | 4,500 | $392,000 | thousands by filing date | call |
| GAP INC COM | 364760108 | Stock | 17,792 | $391,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 34,300 | $390,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 5,919 | $387,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 5,605 | $387,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 23,267 | $386,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 6,021 | $385,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 3,400 | $384,000 | thousands by filing date | |
| ANNALY CAP MGMT INC PFDSER D % | 035710805 | PFD | 15,000 | $382,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 8,110 | $380,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 4,651 | $380,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 12,145 | $379,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 10,809 | $377,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 13,309 | $376,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 25,656 | $375,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 11,762 | $374,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 5,815 | $374,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 21,226 | $374,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227880 | PFD | 15,000 | $373,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 6,367 | $372,000 | thousands by filing date | |
| CORNERSTONE BANCORP SC | 21922E100 | COM | 35,602 | $372,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 13,675 | $371,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 16,002 | $371,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 9,603 | $369,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 6,205 | $369,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 6,000 | $369,000 | thousands by filing date | |
| EASTERN MICHIGAN FINANCIAL CORP | 276722105 | COM | 17,254 | $369,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 9,491 | $368,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 5,598 | $367,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,597 | $363,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 8,745 | $363,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 6,744 | $362,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 6,750 | $361,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 9,216 | $360,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 4,111 | $360,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 19,208 | $358,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 7,556 | $358,000 | thousands by filing date | |
| DEERE & CO | 244199905 | CALL | 2,900 | $358,000 | thousands by filing date | call |
| BROOKDALE SR LIVING INC | 112463104 | COM | 24,258 | $357,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 4,590 | $355,000 | thousands by filing date | |
| KAO CORP SPONSORED ADR | 485537302 | COM | 5,972 | $355,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 2,642 | $354,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 8,152 | $353,000 | thousands by filing date | |
| American Homes Preferred A Series | 02665T405 | Preferred Class A | 12,310 | $352,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 21,998 | $350,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 8,600 | $349,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 3,679 | $348,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 6,235 | $348,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 8,884 | $348,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 19,390 | $348,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 8,250 | $346,000 | thousands by filing date | |
| ORCL 280121C00240000 | 68389x905 | CALL | 6,900 | $346,000 | thousands by filing date | call |
| NOVOZYMES A/S-UNSPONS ADR | 670108109 | COM | 7,894 | $346,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 13,000 | $346,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 10,541 | $344,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 14,012 | $344,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 4,553 | $343,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 5,700 | $343,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,426 | $343,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 15,000 | $343,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 30,880 | $341,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 14,720 | $341,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 41,184 | $339,000 | thousands by filing date | |
| STARBUCKS CORP | 855244909 | CALL | 5,800 | $338,000 | thousands by filing date | call |
| KIMBERLY C | 494386204 | USD | 31,900 | $338,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 13,560 | $336,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 7,770 | $334,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 20,307 | $333,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 4,509 | $333,000 | thousands by filing date | |
| CHIPOTLE MEXICAN GRILL INC | 169656905 | CALL | 800 | $333,000 | thousands by filing date | call |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 22,569 | $333,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 26,908 | $332,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 3,065 | $331,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 18,800 | $331,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 8,405 | $330,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 7,430 | $330,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 9,168 | $329,000 | thousands by filing date | |
| DEXCOM INC | 252131907 | COM | 4,500 | $329,000 | thousands by filing date | call |
| NUTRI SYS INC NEW | 67069D108 | COM | 6,320 | $329,000 | thousands by filing date | |
| LAZARD INTL EQUITY SELECT PORT INSTL | 52106N665 | COM | 32,841 | $327,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 8,830 | $326,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 7,540 | $326,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 2,305 | $322,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 5,967 | $321,000 | thousands by filing date | |
| INFINEON TECHNOLOGIES-ADR | 45662N103 | COMMON STOCKS | 15,082 | $321,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP | EP0474270 | PFD | 13,000 | $321,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 6,950 | $320,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 11,085 | $320,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 3,468 | $319,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 14,768 | $319,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 27,000 | $319,000 | thousands by filing date | |
| DYNEX CAP - PFD SER B | 26817Q803 | EQPFD | 13,000 | $319,000 | thousands by filing date | |
| Oxford Lane Capital, 7.50% Pfd Series 2023 | 691543300 | preferred stock | 12,500 | $318,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 17,865 | $317,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | EP0490375 | PFD | 12,000 | $317,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 6,484 | $316,000 | thousands by filing date | |
| US SILICA HOLDINGS INC | 90346E903 | Cmn | 8,900 | $316,000 | thousands by filing date | call |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 97,313 | $314,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 9,000 | $313,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 19,571 | $313,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 60,269 | $313,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC CMN STK | 286082902 | Cmn | 6,600 | $313,000 | thousands by filing date | call |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 4,558 | $312,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 7,038 | $311,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 7,459 | $311,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 11,073 | $310,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 4,125 | $309,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,044 | $309,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 10,023 | $308,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 14,300 | $307,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 5,165 | $306,000 | thousands by filing date | |
| SCORPIO BULKERS INC | EP0471060 | PFD | 12,500 | $306,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 7,920 | $305,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 11,729 | $303,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 3,885 | $303,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 13,215 | $302,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 9,850 | $299,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 16,286 | $298,000 | thousands by filing date | |
| ACCENTURE PLC IRELAND | G1151C901 | CALL | 2,400 | $297,000 | thousands by filing date | call |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 14,088 | $297,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 7,001 | $296,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP 6.75 percent NOTES DUE 2023 | 40048P104 | COM | 11,359 | $296,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 5,767 | $295,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 496 | $295,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 301 | $294,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 10,600 | $294,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 3,527 | $293,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 15,805 | $293,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 17,975 | $292,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 4,985 | $292,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 6,600 | $291,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 4,200 | $291,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 4,138 | $289,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,551 | $289,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 6,710 | $289,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 99,500 | $289,000 | thousands by filing date | |
| SOUTHERN BANC COMPANY INC (THE) | 842233108 | COM | 25,700 | $289,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 22,667 | $288,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 4,650 | $287,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 12,577 | $287,000 | thousands by filing date | |
| BLACKSTONE GROUP LP/THE | 09253U908 | COM | 8,600 | $287,000 | thousands by filing date | call |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 3,731 | $286,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 4,315 | $286,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 3,830 | $286,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 62,200 | $285,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 72,963 | $285,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 5,522 | $284,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 22,025 | $284,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 9,421 | $283,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 12,080 | $283,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 4,159 | $281,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 14,953 | $280,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 3,481 | $280,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 3,400 | $280,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 11,799 | $279,000 | thousands by filing date | |
| ALPHABET INC | 02079K905 | CALL | 300 | $279,000 | thousands by filing date | call |
| ARCONIC INC | 03965L100 | COM | 12,290 | $278,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 26,138 | $277,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733R902 | CALL | 1,100 | $276,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 4,271 | $275,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 5,381 | $274,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,780 | $274,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 18,357 | $273,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 6,733 | $271,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 6,808 | $270,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 3,778 | $270,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 4,967 | $270,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 6,970 | $269,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 9,357 | $269,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,786 | $267,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 4,880 | $267,000 | thousands by filing date | |
| BOTTOMLINE TECHNOLOGIES INC CMN STOCK | 101388906 | Cmn | 10,400 | $267,000 | thousands by filing date | call |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 45,500 | $266,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 4,096 | $265,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 5,018 | $264,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 2,346 | $262,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 5,737 | $262,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 3,000 | $262,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 31,110 | $261,000 | thousands by filing date | |
| Northeast Indiana Bancorp Inc | 664196201 | Com | 8,000 | $261,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 9,233 | $260,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 4,860 | $260,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 2,220 | $259,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 4,366 | $259,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 2,469 | $258,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 2,818 | $258,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 8,150 | $257,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 4,703 | $257,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 28,625 | $256,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 5,806 | $255,000 | thousands by filing date | |
| DISNEY WALT CO | 254687906 | COM | 2,400 | $255,000 | thousands by filing date | call |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 5,910 | $254,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 10,305 | $254,000 | thousands by filing date | |
| PRIVATEBANCORP IV 10% $2.5 PFD | 74272L208 | PREFERRED | 10,059 | $254,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 1,454 | $253,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 20,186 | $252,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 8,345 | $251,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 9,360 | $250,000 | thousands by filing date | |
| Cardconnect Corp | 14141X108 | COM | 16,586 | $250,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,622 | $248,000 | thousands by filing date | |
| CRISPR Therapeutics AG | 00BDHF4k6 | COM | 15,500 | $248,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 3,544 | $247,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 11,076 | $245,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 3,736 | $245,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 6,950 | $244,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 6,624 | $243,000 | thousands by filing date | |
| ZIONS BANCORPORATION NATL AS | 989701907 | COM | 5,500 | $242,000 | thousands by filing date | call |
| ASSOCIATED BANC-CORP | 045487105 | COM | 9,582 | $241,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 4,072 | $239,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 7,375 | $239,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 9,561 | $239,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 20,500 | $239,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 1,332 | $239,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 12,750 | $238,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 26,325 | $237,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 8,425 | $233,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 13,341 | $232,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 4,930 | $232,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 5,655 | $231,000 | thousands by filing date | |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 8,252 | $231,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,034 | $230,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 2,084 | $230,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 23,800 | $229,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,936 | $227,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,819 | $226,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,889 | $225,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 5,704 | $225,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,443 | $224,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 3,904 | $224,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 8,308 | $224,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 177 | $223,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,736 | $222,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 4,688 | $222,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 6,629 | $222,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 40,453 | $221,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 5,846 | $219,000 | thousands by filing date | |
| ZURICH INS GROUP LTD SPONSORED | 989825104 | COM | 7,505 | $219,000 | thousands by filing date | |
| MFA Financial 7.5% Prp Cl 4/15 | 55272x409 | PFD | 8,500 | $216,000 | thousands by filing date | |
| NEVRO CORP | 64157F903 | CALL | 2,900 | $216,000 | thousands by filing date | call |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 14,777 | $216,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 6,040 | $215,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 18,126 | $215,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 2,038 | $215,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 8,230 | $215,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 2,429 | $215,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 6,504 | $214,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC | 92343V904 | COM | 4,800 | $214,000 | thousands by filing date | call |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 14,776 | $214,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 707 | $213,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 6,807 | $213,000 | thousands by filing date | |
| JPMORGAN CHASE & CO DEP SHS 1/ | 48127R461 | PREFERR | 7,880 | $212,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 6,005 | $211,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 5,363 | $211,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 3,550 | $211,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,915 | $210,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,275 | $210,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 11,325 | $210,000 | thousands by filing date | |
| GASLOG LTD | EP0484410 | SHS | 8,150 | $210,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 22,358 | $209,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 4,667 | $209,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 5,170 | $207,000 | thousands by filing date | |
| APPLIED MATLS INC | 038222955 | PUT | 5,000 | $207,000 | thousands by filing date | put |
| STRATUS PPTYS INC | 863167201 | COM NEW | 7,000 | $206,000 | thousands by filing date | |
| Eagle Point Cre Pfd | 269809109 | Equities | 8,000 | $206,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 4,543 | $205,000 | thousands by filing date | |
| EAGLE PT CR CO INC REDEMPTION $25/SH 5/24/18 | 269809208 | REDEMPTION $25/SH 5/24/18 | 8,000 | $205,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 2,788 | $204,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 4,392 | $204,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,612 | $203,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,143 | $203,000 | thousands by filing date | |
| Steris plc | 00BVVBC02 | Equities | 2,491 | $203,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,803 | $202,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 6,400 | $202,000 | thousands by filing date | |
| NVIDIA CORPORATION | 67066G954 | PUT | 1,400 | $202,000 | thousands by filing date | put |
| U HAUL HOLDING COMPANY | 023586100 | COM | 550 | $201,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,200 | $201,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 3,800 | $201,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 2,246 | $201,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 2,941 | $201,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 1,700 | $200,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 5,620 | $197,000 | thousands by filing date | |
| AT&T INC | 00206R902 | CALL | 5,200 | $196,000 | thousands by filing date | call |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 10,297 | $195,000 | thousands by filing date | |
| AMAZON COM INC | 023135956 | PUT | 200 | $194,000 | thousands by filing date | put |
| SOUTHERN CO | 842587907 | COM | 4,000 | $192,000 | thousands by filing date | call |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 18,755 | $190,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 12,939 | $189,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 2,143 | $187,000 | thousands by filing date | |
| MICROSOFT CORP | 594918904 | CALL | 2,700 | $186,000 | thousands by filing date | call |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 12,401 | $185,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 10,581 | $185,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 21,000 | $183,000 | thousands by filing date | |
| ACUITY INC | 00508Y902 | COM | 900 | $183,000 | thousands by filing date | call |
| Deutsche Telekom AG | D2035M136 | COM | 10,000 | $183,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 13,000 | $182,000 | thousands by filing date | |
| TESLA INC | 88160R951 | PUT | 500 | $181,000 | thousands by filing date | put |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 13,709 | $180,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 26,500 | $180,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 11,289 | $176,000 | thousands by filing date | |
| CME GROUP INC | 12572Q905 | CALL | 1,400 | $175,000 | thousands by filing date | call |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 32,201 | $174,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 30,680 | $173,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 12,885 | $171,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 19,875 | $171,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 51,198 | $169,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 26,320 | $168,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 10,517 | $167,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 10,870 | $167,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 13,277 | $164,000 | thousands by filing date | |
| TIVO CORP | 88870P906 | CALL | 8,700 | $162,000 | thousands by filing date | call |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 20,000 | $160,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337909 | COM UNIT LTD | 14,700 | $159,000 | thousands by filing date | call |
| INTERSECT ENT INC | 46071F903 | CALL | 5,700 | $159,000 | thousands by filing date | call |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 58,800 | $159,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP | 655844908 | CALL | 1,300 | $158,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427908 | CALL | 2,000 | $157,000 | thousands by filing date | call |
| GILEAD SCIENCES INC | 375558903 | COM | 2,200 | $156,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 33,625 | $156,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746901 | CALL | 2,800 | $155,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 11,000 | $154,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 14,836 | $153,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 13,250 | $152,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 29,469 | $146,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 13,105 | $146,000 | thousands by filing date | |
| NVIDIA CORPORATION | 67066G904 | CALL | 1,000 | $145,000 | thousands by filing date | call |
| LENDINGCLUB CORP | 52603A109 | COM | 26,150 | $144,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 10,500 | $144,000 | thousands by filing date | |
| CHICAGO BRIDGE IRON CO NV | 167250909 | COM | 7,100 | $140,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 46,291 | $137,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 95,503 | $137,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 13,540 | $134,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 33,900 | $133,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 10,253 | $132,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 16,674 | $131,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 10,302 | $130,000 | thousands by filing date | |
| FS SPECIALTY LENDING FUND | 30264D109 | COMMON STK | 17,155 | $130,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 17,500 | $126,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 21,225 | $126,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 11,300 | $126,000 | thousands by filing date | |
| EMERSON ELEC CO | 291011904 | COM | 2,100 | $125,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 80,804 | $122,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 14,302 | $120,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DE | 084670902 | L CALL | 700 | $119,000 | thousands by filing date | call |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 12,000 | $118,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC | 737010908 | COM | 2,100 | $118,000 | thousands by filing date | call |
| NEW YORK REIT INC | 64976L109 | COM | 13,499 | $117,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 14,000 | $114,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 27,340 | $114,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 17,071 | $112,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 002824900 | COM | 2,300 | $112,000 | thousands by filing date | call |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 44,900 | $112,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351909 | COM | 900 | $110,000 | thousands by filing date | call |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 12,100 | $106,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 14,800 | $101,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 27,811 | $99,000 | thousands by filing date | |
| STERICYCLE INC | 858912908 | COM | 1,300 | $99,000 | thousands by filing date | call |
| MARKEL GROUP INC | 570535904 | CALL | 100 | $98,000 | thousands by filing date | call |
| CIVEO CORP CDA | 17878Y108 | COM | 46,578 | $98,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP | 517834907 | COM | 1,500 | $96,000 | thousands by filing date | call |
| VMWARE INC-CLASS A | 928563902 | COM | 1,100 | $96,000 | thousands by filing date | call |
| MOBIVITY HLDGS CORP COM 1 FOR 6 R/S INTO MOBIVITY | 60743E105 | COM | 125,685 | $96,000 | thousands by filing date | |
| INTUITIVE SURGICAL INC | 46120E952 | PUT | 100 | $94,000 | thousands by filing date | put |
| EXOVA GROUP PLC ORD GBP0.01 | G33117105 | COM | 30,180 | $92,000 | thousands by filing date | |
| PREMARA FINL INC COM | 74046G105 | Stock | 10,000 | $91,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 10,000 | $89,000 | thousands by filing date | |
| AUTOLIV INC | 052800909 | COM | 800 | $88,000 | thousands by filing date | call |
| BRISTOW GROUP INC | 110394103 | COM | 11,275 | $86,000 | thousands by filing date | |
| TRANSDIGM GROUP INC | 893641900 | CALL | 300 | $81,000 | thousands by filing date | call |
| AVON PRODS INC | 054303102 | COM | 21,200 | $81,000 | thousands by filing date | |
| ABBVIE INC | 00287Y909 | CALL | 1,100 | $80,000 | thousands by filing date | call |
| WHEATON PRECIOUS METALS CORP | 962879902 | CALL | 4,000 | $80,000 | thousands by filing date | call |
| ZEBRA TECHNOLOGIES CORPORATI | 989207905 | CL A | 800 | $80,000 | thousands by filing date | call |
| FEDERAL NTNL | 313586877 | PRE | 10,000 | $80,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 11,925 | $78,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 14,980 | $76,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 10,200 | $76,000 | thousands by filing date | |
| MITEK SYS INC | 606710900 | COM NEW | 8,700 | $73,000 | thousands by filing date | call |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 59,053 | $73,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 14,000 | $72,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 75,000 | $72,000 | thousands by filing date | |
| NEPHROS INC | 640671301 | COM | 308,242 | $71,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W902 | CALL | 500 | $70,000 | thousands by filing date | call |
| WINNEBAGO INDS INC | 974637900 | COM | 2,000 | $70,000 | thousands by filing date | call |
| PEPSICO INC | 713448908 | CALL | 600 | $69,000 | thousands by filing date | call |
| NO DESCRIPTION | 000MFQGVY | COM | 69,302 | $69,000 | thousands by filing date | |
| WAL-MART DE MEXICO SAB DE CV | P98180188 | FOREIGN | 28,845 | $67,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO | 194162903 | COM | 900 | $67,000 | thousands by filing date | call |
| CISCO SYS INC | 17275R902 | CALL | 2,100 | $66,000 | thousands by filing date | call |
| ACACIA COMMUNICATIONS INC | 00401C908 | CALL | 1,600 | $66,000 | thousands by filing date | call |
| PRA GROUP INC | 69354N906 | CALL | 1,700 | $64,000 | thousands by filing date | call |
| ISHARES TR | 464287956 | ISHARES BIOTECH | 200 | $62,000 | thousands by filing date | call |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 42,000 | $58,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 15,852 | $57,000 | thousands by filing date | |
| NORDSTROM INC | 655664900 | COM | 1,200 | $57,000 | thousands by filing date | call |
| BRISTOL-MYERS SQUIBB CO | 110122958 | COM | 1,000 | $56,000 | thousands by filing date | put |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 10,000 | $54,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 45,948 | $54,000 | thousands by filing date | |
| CHEVRON CORPORATION | 166764900 | CALL | 500 | $52,000 | thousands by filing date | call |
| CELGENE CORP | 151020904 | COM | 400 | $52,000 | thousands by filing date | call |
| GENERAL ELECTRIC CO | 369604903 | COM | 1,900 | $51,000 | thousands by filing date | call |
| QT VASCULAR LTD | Y71660107 | COM | 2,565,696 | $51,000 | thousands by filing date | |
| WELLNESS CTR USA INC | 94973A103 | COM | 180,000 | $50,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 22,200 | $49,000 | thousands by filing date | |
| TREEHOUSE FOODS INC | 89469A904 | COM | 600 | $49,000 | thousands by filing date | call |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 38,800 | $49,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 50,000 | $49,000 | thousands by filing date | |
| PAYPAL HLDGS INC | 70450Y903 | CALL | 900 | $48,000 | thousands by filing date | call |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 12,500 | $48,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 12,000 | $47,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 203,700 | $45,000 | thousands by filing date | |
| TYSON FOODS INC | 902494903 | CALL | 700 | $44,000 | thousands by filing date | call |
| CARMAX INC | 143130902 | COM | 700 | $44,000 | thousands by filing date | call |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 11,368 | $44,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 11,204 | $43,000 | thousands by filing date | |
| 3M CO | 88579Y901 | CALL | 200 | $42,000 | thousands by filing date | call |
| LULULEMON ATHLETICA INC | 550021909 | CALL | 700 | $42,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158901 | COM NEW | 4,400 | $42,000 | thousands by filing date | call |
| STARBUCKS CORP | 855244959 | PUT | 700 | $41,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,500 | $40,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 46625H900 | CALL | 400 | $37,000 | thousands by filing date | call |
| CAVIUM INC | 14964U908 | COM | 600 | $37,000 | thousands by filing date | call |
| Ball Corp | 058498AR7 | Corp Bond | 35,000 | $37,000 | thousands by filing date | |
| TJX COS INC NEW | 872540909 | CALL | 500 | $36,000 | thousands by filing date | call |
| COMPASS DIVERSIFIED | 20451Q904 | SH BEN INT | 2,000 | $35,000 | thousands by filing date | call |
| EXACT SCIENCES CORP | 30063P905 | CALL | 1,000 | $35,000 | thousands by filing date | call |
| RANDGOLD RESOURCES LTD-ADR | 752344909 | COM | 400 | $35,000 | thousands by filing date | call |
| PFIZER INC | 717081903 | CALL | 1,000 | $34,000 | thousands by filing date | call |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 34,000 | $34,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 30,000 | $34,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337909 | COM | 500 | $33,000 | thousands by filing date | call |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 26,000 | $33,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-17-040499 | this filing | 2017-08-04 | acceptance time not in the bulk data set |