13F-HR filed by D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 3,244 holding rows worth $56,885,107,000.
- Accession
- 0001144204-17-027465
- Filer
- CIK 1009207
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 4,247 entries on the cover page, a total value of $56,885,107,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $56,885,107,000 with VALUE read as thousands by filing date, 13F file number 028-05396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerD. E. SHAW & CO, L.P.028-05394
- included managerD. E. Shaw Investment Management, L.L.C.028-11452
- included managerD. E. Shaw Heliant Adviser, L.L.C.028-14492
- included managerD. E. Shaw Adviser II, L.L.C.028-15385
- included managerD. E. Shaw Adviser, L.L.C.028-16053
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 66,659 | $276,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 13,280 | $275,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 18,865 | $275,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 133,996 | $275,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 4,543 | $272,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 5,721 | $272,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 56,913 | $272,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 711 | $271,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 4,696 | $271,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 7,110 | $269,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 4,604 | $269,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 6,008 | $267,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 10,000 | $266,000 | thousands by filing date | call |
| COUSINS PROPERTIES INC | 222795106 | COM | 32,165 | $266,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 10,275 | $265,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 11,703 | $264,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 63,678 | $264,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,700 | $263,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,000 | $263,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 7,396 | $262,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 11,707 | $262,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 5,537 | $261,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 3,800 | $261,000 | thousands by filing date | call |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 5,187 | $261,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 30,000 | $261,000 | thousands by filing date | put |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 45,633 | $260,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 6,600 | $260,000 | thousands by filing date | put |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 10,800 | $259,000 | thousands by filing date | call |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 6,521 | $259,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 10,577 | $259,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 32,030 | $258,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 35,306 | $258,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 30,940 | $258,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 28,135 | $256,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 6,089 | $254,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 11,882 | $254,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 8,600 | $252,000 | thousands by filing date | put |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 3,400 | $252,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 2,689 | $252,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 17,127 | $251,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 5,508 | $250,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 63,572 | $248,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 61,949 | $248,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 47,514 | $247,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 4,056 | $246,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 10,400 | $246,000 | thousands by filing date | put |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 5,396 | $246,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 20,000 | $245,000 | thousands by filing date | put |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 6,300 | $245,000 | thousands by filing date | put |
| PROOFPOINT INC | 743424103 | COM | 3,300 | $245,000 | thousands by filing date | call |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,611 | $244,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 3,100 | $243,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 73,771 | $243,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 16,078 | $242,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 3,812 | $242,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 11,004 | $241,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 38,602 | $241,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 3,200 | $239,000 | thousands by filing date | put |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 136,845 | $239,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 6,100 | $238,000 | thousands by filing date | put |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 9,947 | $238,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 6,954 | $238,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 6,718 | $238,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 16,926 | $238,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 6,700 | $237,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 3,400 | $237,000 | thousands by filing date | call |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 34,662 | $236,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 16,464 | $233,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 3,521 | $233,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 21,500 | $232,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 32,100 | $231,000 | thousands by filing date | put |
| Knight Capital Group, Inc. | 48244B100 | common stock | 12,900 | $230,000 | thousands by filing date | call |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 3,767 | $229,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 2,900 | $229,000 | thousands by filing date | call |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 74,358 | $229,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 34,873 | $228,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 2,600 | $226,000 | thousands by filing date | put |
| HAWKINS INC | 420261109 | COM | 4,593 | $225,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 3,874 | $223,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 13,515 | $222,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 1,904 | $222,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 30,000 | $221,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 30,000 | $221,000 | thousands by filing date | call |
| MKS INC. COM | 55306N104 | Stock | 3,200 | $220,000 | thousands by filing date | put |
| RBC BEARINGS INC COM | 75524B104 | Stock | 2,260 | $219,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 5,900 | $219,000 | thousands by filing date | put |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 6,358 | $219,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 83,767 | $218,000 | thousands by filing date | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 48,750 | $218,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 5,300 | $217,000 | thousands by filing date | put |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 2,900 | $216,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 13,000 | $216,000 | thousands by filing date | call |
| AXT INC | 00246W103 | COM | 37,234 | $216,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,300 | $215,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 3,000 | $214,000 | thousands by filing date | put |
| TIFFANY & CO NEW | 886547108 | COM | 2,242 | $214,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 158,607 | $214,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 82,548 | $214,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,600 | $213,000 | thousands by filing date | call |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,458 | $213,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 12,246 | $213,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 59,000 | $213,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 3,605 | $212,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 26,139 | $212,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 4,535 | $211,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 2,537 | $210,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 91,015 | $209,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 6,384 | $207,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 18,747 | $207,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 10,764 | $206,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 4,847 | $206,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 50,000 | $206,000 | thousands by filing date | call |
| KEANE GROUP INC | 48669A108 | COM | 14,401 | $206,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 3,744 | $206,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 11,729 | $205,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 7,100 | $203,000 | thousands by filing date | call |
| FMC CORP COM NEW | 302491303 | Stock | 2,900 | $202,000 | thousands by filing date | call |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 18,363 | $202,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 26,596 | $201,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 201,400 | $201,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 9,884 | $201,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 125,433 | $201,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 18,073 | $201,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 21,844 | $201,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 5,400 | $200,000 | thousands by filing date | put |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 7,768 | $200,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 5,972 | $200,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 53,993 | $198,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 10,497 | $197,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 75,845 | $197,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 14,284 | $196,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 97,890 | $196,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 35,200 | $192,000 | thousands by filing date | call |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 29,823 | $187,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 12,765 | $186,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 50,000 | $185,000 | thousands by filing date | call |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 43,160 | $184,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 59,623 | $178,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 14,206 | $177,000 | thousands by filing date | |
| KLR ENERGY WRT 11.5 09/16/22 | 49877M116 | *W EXP 09/16/202 | 150,100 | $177,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 17,529 | $175,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 10,200 | $173,000 | thousands by filing date | call |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 12,388 | $171,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 55,053 | $171,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 11,898 | $171,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 15,484 | $170,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 30,925 | $169,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 19,601 | $168,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 13,100 | $167,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 14,700 | $164,000 | thousands by filing date | call |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 10,524 | $164,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 20,000 | $163,000 | thousands by filing date | call |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 13,395 | $162,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 15,356 | $161,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 85,953 | $159,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 138,214 | $158,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 14,058 | $157,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 10,444 | $157,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 15,653 | $156,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 13,515 | $151,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 15,489 | $149,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 26,168 | $148,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 100,514 | $147,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 16,838 | $147,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 10,139 | $143,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 12,200 | $143,000 | thousands by filing date | put |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 159,479 | $142,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 169,747 | $142,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 62,327 | $141,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 54,121 | $139,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 14,924 | $138,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 15,209 | $136,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 11,202 | $134,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 18,573 | $132,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 88,177 | $131,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 85,194 | $130,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 19,635 | $128,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 12,824 | $125,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 36,455 | $124,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 10,742 | $123,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 29,874 | $123,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 19,080 | $120,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 11,818 | $116,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 24,887 | $116,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 15,418 | $116,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 13,502 | $115,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 25,869 | $114,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 27,785 | $113,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 14,488 | $112,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 12,088 | $107,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 10,000 | $106,000 | thousands by filing date | put |
| NOODLES & CO | 65540B105 | COM CL A | 17,178 | $99,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 22,491 | $98,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 11,917 | $97,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 19,399 | $97,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 10,228 | $95,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 10,758 | $88,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 220,420 | $88,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L110 | *W EXP 07/29/202 | 250,000 | $87,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 10,000 | $85,000 | thousands by filing date | call |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 25,589 | $84,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P120 | RIGHT 09/01/2017 | 156,700 | $80,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 16,536 | $79,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 16,970 | $78,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 15,752 | $77,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 34,018 | $77,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 166,997 | $74,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 16,565 | $73,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A112 | *W EXP 11/15/202 | 205,000 | $72,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W115 | *W EXP 03/22/2022 | 205,000 | $70,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A105 | COM | 11,746 | $69,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 13,409 | $68,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 93,604 | $68,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 10,162 | $67,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588121 | *W EXP 10/20/202 | 191,900 | $67,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 15,462 | $66,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 50,000 | $64,000 | thousands by filing date | call |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 12,120 | $64,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P138 | *W EXP 11/23/202 | 194,900 | $57,000 | thousands by filing date | |
| Cenveo Inc (NV) | 15670S402 | CS | 11,000 | $55,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 22,071 | $54,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 18,384 | $54,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 11,844 | $54,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 11,275 | $54,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 13,287 | $53,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 16,518 | $53,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 44,942 | $52,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 10,657 | $50,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 18,315 | $49,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 12,766 | $41,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 10,504 | $40,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 29,154 | $35,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 24,848 | $34,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 62,815 | $34,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 23,294 | $34,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 33,372 | $21,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 17,347 | $19,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 12,103 | $17,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 13,545 | $16,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 10,531 | $14,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 26,251 | $9,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 14,791 | $7,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,949,600 | $5,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 99,900 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-17-027465 | this filing | 2017-05-15 | acceptance time not in the bulk data set |