13F-HR filed by Cavalier Investments, LLC
Cavalier Investments, LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 148 holding rows worth $178,558,000.
- Accession
- 0001144204-17-027127
- Filer
- CIK 1655543
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 151 entries on the cover page, a total value of $178,558,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $178,558,000 with VALUE read as thousands by filing date, 13F file number 028-17041. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNAVELLIER & ASSOCIATES INC028-02824
- included managerStratiFi, LLC028-16797
- included managerBeaumont Financial Partners, LLC028-11748
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 185,531 | $9,891,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 308,235 | $9,740,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 405,113 | $9,613,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 129,241 | $9,610,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 174,235 | $8,940,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 99,933 | $8,789,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 165,962 | $8,698,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 158,330 | $8,642,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 131,542 | $8,558,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 294,400 | $2,891,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 8,100 | $2,310,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 20,900 | $2,277,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 35,500 | $1,852,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 46,200 | $1,850,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 15,159 | $1,792,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 21,300 | $1,788,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 16,700 | $1,777,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 73,100 | $1,726,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 6,900 | $1,511,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,700 | $1,507,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 90,900 | $1,405,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 19,004 | $1,388,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 8,611 | $1,304,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 22,700 | $1,302,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 25,800 | $1,297,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 33,107 | $1,288,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 9,407 | $1,288,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 14,593 | $1,281,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 9,247 | $1,271,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 14,425 | $1,270,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 8,531 | $1,269,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 14,087 | $1,256,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 14,564 | $1,252,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 11,051 | $1,206,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 36,389 | $1,094,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 14,700 | $1,050,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 63,200 | $1,011,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 13,800 | $1,006,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 19,400 | $995,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 84,037 | $977,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 30,300 | $977,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 73,392 | $966,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 35,200 | $962,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 18,500 | $959,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 19,700 | $954,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 36,255 | $952,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 30,487 | $939,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 33,378 | $923,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 16,900 | $917,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 11,300 | $879,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 18,800 | $879,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 30,100 | $870,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 23,700 | $815,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 34,151 | $794,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 31,035 | $790,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 1,600 | $766,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 10,400 | $750,000 | thousands by filing date | |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 31,402 | $739,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 31,800 | $716,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 9,000 | $689,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 13,900 | $687,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 10,500 | $673,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 4,300 | $665,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 49,200 | $647,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,400 | $642,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 30,174 | $637,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 15,100 | $630,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 8,400 | $625,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 18,300 | $623,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 22,601 | $610,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 29,400 | $597,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 5,000 | $574,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 26,000 | $569,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 90,400 | $568,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 64,200 | $566,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 11,000 | $566,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 33,200 | $564,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 33,000 | $557,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 8,700 | $546,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 12,000 | $537,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 685 | $525,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 36,667 | $512,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 10,555 | $504,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,100 | $498,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,100 | $495,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 3,700 | $489,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 30,784 | $482,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 2,200 | $465,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 4,700 | $433,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 14,500 | $407,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 6,500 | $403,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 6,000 | $397,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,300 | $394,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,100 | $391,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 9,300 | $388,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 3,200 | $385,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 36,700 | $377,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 19,200 | $357,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 11,000 | $355,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 10,500 | $345,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 1,200 | $341,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 12,427 | $340,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 3,900 | $337,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 4,895 | $336,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 13,400 | $336,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 10,900 | $332,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 11,800 | $331,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 5,300 | $329,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 6,658 | $328,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 12,200 | $317,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 5,700 | $316,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,900 | $314,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,890 | $297,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 3,200 | $293,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 10,563 | $293,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 21,100 | $293,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 4,995 | $292,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 17,000 | $290,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 5,880 | $287,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 7,919 | $286,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 3,373 | $280,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 4,322 | $270,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,135 | $266,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 1,013 | $265,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 11,000 | $262,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 3,800 | $261,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 2,629 | $256,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 16,700 | $256,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 21,200 | $255,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 2,300 | $241,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 5,545 | $239,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 18,600 | $233,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,863 | $231,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 6,037 | $229,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,981 | $228,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 5,436 | $228,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 2,780 | $222,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 6,394 | $219,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 3,588 | $217,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 3,480 | $214,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 3,402 | $212,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 12,500 | $210,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 735 | $201,000 | thousands by filing date | |
| EXPERIAN GP LTD ADR | 30215C101 | FOREIGN | 9,825 | $201,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 3,684 | $200,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 24,100 | $198,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 42,300 | $163,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 10,000 | $120,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-17-027127 | this filing | 2017-05-15 | acceptance time not in the bulk data set |