13F-HR filed by BLAIR WILLIAM & CO/IL
BLAIR WILLIAM & CO/IL filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-10, with 1,476 holding rows worth $12,408,170,000.
- Accession
- 0001144204-17-026089
- Filer
- CIK 902367
- Filed
- 2017-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 1,477 entries on the cover page, a total value of $12,408,170,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,408,170,000 with VALUE read as thousands by filing date, 13F file number 028-04871. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BADGER METER INC COM | 056525108 | Stock | 9,972 | $366,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 10,135 | $366,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 6,235 | $366,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 9,054 | $366,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,610 | $365,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 8,345 | $365,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 4,937 | $365,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 8,590 | $363,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 5,044 | $358,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 7,300 | $356,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 3,237 | $355,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,954 | $353,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 64,951 | $352,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 12,240 | $352,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 46625H900 | CALL | 4,000 | $351,000 | thousands by filing date | call |
| NUTRI SYS INC NEW | 67069D108 | COM | 6,320 | $351,000 | thousands by filing date | |
| PROCTER & GAMBLE CO | 742718909 | CALL | 3,900 | $350,000 | thousands by filing date | call |
| JOY GLOBAL INC | 481165108 | COM | 12,385 | $349,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 4,064 | $348,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 7,463 | $348,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 26,908 | $346,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 11,400 | $342,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 11,762 | $341,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 8,016 | $339,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 3,679 | $337,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 25,468 | $335,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 22,968 | $333,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 4,895 | $333,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 4,651 | $333,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 4,809 | $331,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 8,483 | $331,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 4,453 | $330,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,576 | $329,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 7,010 | $328,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 9,603 | $328,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 2,384 | $327,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 16,286 | $327,000 | thousands by filing date | |
| Webco Ind | 947621207 | CMN STK | 17,009 | $327,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 7,455 | $325,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 76,549 | $325,000 | thousands by filing date | |
| EASTERN MICHIGAN FINANCIAL CORP | 276722105 | COM | 15,054 | $325,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 8,559 | $324,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 4,080 | $322,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 4,070 | $322,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 4,956 | $321,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 5,475 | $321,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 5,905 | $320,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 22,958 | $320,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 7,347 | $320,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 4,859 | $319,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 7,338 | $319,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 13,668 | $318,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 21,928 | $313,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 4,213 | $313,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 6,373 | $312,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 9,850 | $311,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 12,200 | $310,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 4,200 | $309,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 18,900 | $309,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 9,985 | $309,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 3,679 | $308,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,040 | $308,000 | thousands by filing date | |
| INFINEON TECHNOLOGIES-ADR | 45662N103 | COMMON STOCKS | 15,082 | $308,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 496 | $305,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 5,466 | $305,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 6,046 | $304,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 79,034 | $304,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 7,130 | $302,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 7,780 | $302,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 3,464 | $301,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 8,882 | $301,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,426 | $301,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 6,742 | $301,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 7,590 | $301,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 30,758 | $299,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 3,575 | $298,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 8,055 | $298,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 4,944 | $297,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 49,398 | $296,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 3,876 | $296,000 | thousands by filing date | |
| SOUTHERN BANC COMPANY INC (THE) | 842233108 | COM | 23,663 | $296,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 11,977 | $295,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 240 | $295,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 5,522 | $294,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 5,599 | $294,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 23,149 | $292,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,485 | $291,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 11,844 | $289,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 10,860 | $289,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 10,147 | $288,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 26,320 | $287,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 17,892 | $286,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 7,001 | $285,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 9,104 | $284,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 3,280 | $284,000 | thousands by filing date | |
| FNBH BANCORP INC HOWELL MICHIGAN | 302528203 | COM | 141,993 | $284,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 4,545 | $283,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 42,470 | $283,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 6,395 | $282,000 | thousands by filing date | |
| Northeast Indiana Bancorp Inc | 664196201 | Com | 8,000 | $282,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 10,815 | $282,000 | thousands by filing date | |
| MEDLEY LLC | 574025102 | 6.875% SENIOR NOTES DUE 2026 COM | 11,410 | $282,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 18,213 | $281,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 11,999 | $280,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 3,922 | $279,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 18,600 | $278,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 10,023 | $277,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 14,749 | $277,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 59,500 | $277,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 8,963 | $275,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 14,012 | $275,000 | thousands by filing date | |
| PATHEON N V | N6865W105 | SHS | 10,425 | $275,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 37,333 | $274,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 5,275 | $274,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,736 | $273,000 | thousands by filing date | |
| PRIVATEBANCORP IV 10% $2.5 PFD | 74272L208 | PREFERRED | 10,014 | $273,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 9,572 | $272,000 | thousands by filing date | |
| DISNEY WALT CO | 254687906 | COM | 2,400 | $272,000 | thousands by filing date | call |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 24,729 | $272,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 5,284 | $271,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 4,105 | $271,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 5,915 | $271,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 25,996 | $271,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 10,196 | $271,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 10,214 | $270,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 24,000 | $270,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 4,450 | $270,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 25,309 | $270,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 6,858 | $269,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 17,975 | $269,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 4,017 | $268,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 4,903 | $268,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 6,700 | $268,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 9,233 | $266,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 11,729 | $265,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,974 | $264,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 6,579 | $264,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 20,930 | $264,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337909 | COM UNIT LTD | 15,000 | $260,000 | thousands by filing date | call |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 4,650 | $259,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 5,737 | $259,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 9,009 | $258,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 5,381 | $258,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP | 655844908 | CALL | 2,300 | $258,000 | thousands by filing date | call |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,720 | $257,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 8,720 | $256,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 29,223 | $256,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 13,341 | $249,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 3,152 | $247,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 6,852 | $247,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 12,750 | $245,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 9,040 | $245,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 4,500 | $243,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 6,980 | $243,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 27,000 | $243,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 8,390 | $242,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 4,214 | $241,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 9,582 | $241,000 | thousands by filing date | |
| BLACKSTONE GROUP LP/THE | 09253U908 | COM | 8,100 | $241,000 | thousands by filing date | call |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 9,200 | $239,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P901 | CALL | 45,000 | $239,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G902 | CALL | 2,900 | $238,000 | thousands by filing date | call |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 2,941 | $238,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 17,489 | $238,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 15,805 | $237,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 9,500 | $237,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 240 | $235,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 4,500 | $235,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,401 | $234,000 | thousands by filing date | |
| EPAM SYS INC | 29414B904 | CALL | 3,100 | $234,000 | thousands by filing date | call |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 7,446 | $234,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 1,454 | $233,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 9,683 | $232,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 2,529 | $232,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 7,425 | $231,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 6,569 | $231,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 5,032 | $230,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 6,624 | $229,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 783 | $229,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,600 | $228,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 3,855 | $228,000 | thousands by filing date | |
| CORNERSTONE BANCORP SC | 21922E100 | COM | 35,602 | $228,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 8,410 | $226,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 4,618 | $226,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 4,355 | $225,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 3,709 | $223,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 23,800 | $223,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 3,574 | $223,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 5,725 | $223,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 7,083 | $222,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 14,776 | $220,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,736 | $218,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 9,900 | $218,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 8,360 | $218,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 11,720 | $218,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 5,170 | $216,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 51,198 | $216,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F991 | CALL | 6,000 | $216,000 | thousands by filing date | call |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,824 | $215,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,293 | $214,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 4,814 | $213,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 5,859 | $212,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 5,692 | $210,000 | thousands by filing date | |
| STARBUCKS CORP | 855244909 | CALL | 3,600 | $210,000 | thousands by filing date | call |
| VERIZON COMMUNICATIONS INC | 92343V904 | COM | 4,300 | $210,000 | thousands by filing date | call |
| BLUE BIRD CORP WARRANTS EXP 01 | 095306114 | com | 75,000 | $210,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 4,366 | $209,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 7,000 | $209,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 5,367 | $209,000 | thousands by filing date | |
| JPMORGAN CHASE & CO DEP SHS 1/ | 48127R461 | PREFERR | 7,880 | $209,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 3,767 | $209,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 5,431 | $208,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 11,798 | $208,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 9,305 | $208,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 2,312 | $207,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,704 | $207,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 32,625 | $207,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 5,913 | $206,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 3,800 | $206,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,275 | $205,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,860 | $205,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 7,257 | $204,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 7,650 | $204,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 8,308 | $204,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 5,470 | $202,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 4,130 | $202,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 6,225 | $200,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 3,500 | $200,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 369604903 | COM | 6,700 | $200,000 | thousands by filing date | call |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 15,000 | $198,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 12,175 | $196,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 12,939 | $195,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 38,211 | $195,000 | thousands by filing date | |
| APPLIED MATLS INC | 038222955 | PUT | 5,000 | $195,000 | thousands by filing date | put |
| ACETO CORP | 004446100 | COM | 12,517 | $192,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 95,503 | $192,000 | thousands by filing date | |
| ABB LTD-SPON ADR | 000375904 | COM | 8,100 | $190,000 | thousands by filing date | call |
| AVINGER INC | 053734109 | COM | 73,900 | $188,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 64,553 | $185,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 12,401 | $178,000 | thousands by filing date | |
| CHIPOTLE MEXICAN GRILL INC | 169656905 | CALL | 400 | $178,000 | thousands by filing date | call |
| Deutsche Telekom AG | D2035M136 | COM | 10,000 | $175,000 | thousands by filing date | |
| EMERSON ELEC CO | 291011904 | COM | 2,900 | $174,000 | thousands by filing date | call |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 18,500 | $171,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 13,000 | $170,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 11,014 | $170,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 11,000 | $166,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 11,133 | $165,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 35,280 | $165,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558903 | COM | 2,400 | $163,000 | thousands by filing date | call |
| ZOGENIX INC | 98978L904 | CALL | 14,900 | $162,000 | thousands by filing date | call |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 32,945 | $160,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 20,000 | $160,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 14,250 | $158,000 | thousands by filing date | |
| MICROSOFT CORP | 594918904 | CALL | 2,400 | $158,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 39,400 | $158,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427908 | CALL | 1,900 | $158,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 26,669 | $156,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 15,035 | $155,000 | thousands by filing date | |
| AT&T INC | 00206R902 | CALL | 3,700 | $154,000 | thousands by filing date | call |
| FS SPECIALTY LENDING FUND | 30264D109 | COMMON STK | 20,432 | $150,000 | thousands by filing date | |
| NEVRO CORP | 64157F903 | CALL | 1,600 | $150,000 | thousands by filing date | call |
| BOTTOMLINE TECHNOLOGIES INC CMN STOCK | 101388906 | Cmn | 6,300 | $149,000 | thousands by filing date | call |
| NEURALSTEM INC | 64127R401 | COM NEW | 32,228 | $149,000 | thousands by filing date | |
| NETFLIX INC. | 64110L956 | PUT | 1,000 | $148,000 | thousands by filing date | put |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 12,885 | $147,000 | thousands by filing date | |
| STERICYCLE INC | 858912908 | COM | 1,700 | $141,000 | thousands by filing date | call |
| CIVEO CORP CDA | 17878Y108 | COM | 46,578 | $139,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 10,500 | $138,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 15,630 | $137,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 12,955 | $132,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 10,500 | $130,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 13,725 | $129,000 | thousands by filing date | |
| MOBILEYE N V ORD SHS | N51488917 | OPTION | 2,100 | $129,000 | thousands by filing date | call |
| ZEBRA TECHNOLOGIES CORPORATI | 989207905 | CL A | 1,400 | $128,000 | thousands by filing date | call |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 17,500 | $127,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 13,250 | $125,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 23,500 | $125,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 10,000 | $124,000 | thousands by filing date | |
| SALESFORCE INC | 79466L902 | CALL | 1,500 | $124,000 | thousands by filing date | call |
| BERKSHIRE HATHAWAY INC DE | 084670902 | L CALL | 700 | $117,000 | thousands by filing date | call |
| TAHOE RES INC | 873868103 | COM | 13,600 | $115,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 28,516 | $115,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 10,000 | $109,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 14,800 | $109,000 | thousands by filing date | |
| NVIDIA CORPORATION | 67066G904 | CALL | 1,000 | $109,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL | 49456B901 | COM | 5,000 | $109,000 | thousands by filing date | call |
| NEW YORK REIT INC | 64976L109 | COM | 11,190 | $108,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 15,855 | $106,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C908 | CALL | 1,800 | $106,000 | thousands by filing date | call |
| FEDERAL NTNL | 313586877 | PRE | 10,000 | $105,000 | thousands by filing date | |
| T Bancshares | 872229109 | COM | 10,000 | $101,000 | thousands by filing date | |
| MOBIVITY HLDGS CORP COM 1 FOR 6 R/S INTO MOBIVITY | 60743E105 | COM | 125,685 | $101,000 | thousands by filing date | |
| FS Investment Corp II | 35952V105 | Stock | 10,753 | $95,000 | thousands by filing date | |
| VODAFONE GROUP PLC | 92857W908 | SPONSORED ADR | 3,500 | $93,000 | thousands by filing date | call |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 14,000 | $92,000 | thousands by filing date | |
| AMAZON COM INC | 023135956 | PUT | 100 | $89,000 | thousands by filing date | put |
| PREMARA FINL INC COM | 74046G105 | Stock | 10,000 | $89,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 10,000 | $88,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 44,900 | $87,000 | thousands by filing date | |
| NEPHROS INC | 640671301 | COM | 218,469 | $87,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 20,400 | $86,000 | thousands by filing date | |
| PRA GROUP INC | 69354N906 | CALL | 2,600 | $86,000 | thousands by filing date | call |
| SILVER WHEATON CORP | 828336907 | COM | 4,000 | $83,000 | thousands by filing date | call |
| PORTOLA PHARMACEUTICALS INC | 737010908 | COM | 2,100 | $82,000 | thousands by filing date | call |
| QT VASCULAR LTD | Y71660107 | COM | 2,565,696 | $82,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC | 12503M908 | CALL | 1,000 | $81,000 | thousands by filing date | call |
| MITEK SYS INC | 606710200 | COM NEW | 12,602 | $79,000 | thousands by filing date | |
| EXOVA GROUP PLC ORD GBP0.01 | G33117105 | COM | 30,180 | $79,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 19,800 | $78,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 14,980 | $75,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP | 28176E908 | COM | 800 | $75,000 | thousands by filing date | call |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 34,250 | $74,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 16,246 | $71,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 42,000 | $71,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 45,948 | $70,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 14,000 | $69,000 | thousands by filing date | |
| TREEHOUSE FOODS INC | 89469A904 | COM | 800 | $68,000 | thousands by filing date | call |
| TRANSDIGM GROUP INC | 893641900 | CALL | 300 | $66,000 | thousands by filing date | call |
| SOUTHERN CO | 842587907 | COM | 1,300 | $65,000 | thousands by filing date | call |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 68,057 | $64,000 | thousands by filing date | |
| CISCO SYS INC | 17275R902 | CALL | 1,800 | $61,000 | thousands by filing date | call |
| ACUITY INC | 00508Y902 | COM | 300 | $61,000 | thousands by filing date | call |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 11,600 | $60,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 10,200 | $60,000 | thousands by filing date | |
| ABBVIE INC | 00287Y909 | CALL | 900 | $59,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V907 | CALL | 500 | $59,000 | thousands by filing date | call |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 10,936 | $58,000 | thousands by filing date | |
| LOWES COS INC | 548661907 | CALL | 700 | $58,000 | thousands by filing date | call |
| DIAGEO PLC | 25243Q905 | SPON ADR NEW | 500 | $58,000 | thousands by filing date | call |
| ESSEX RENT CORP COM | 297187106 | Common | 408,853 | $57,000 | thousands by filing date | |
| WAL-MART DE MEXICO SAB DE CV | P98180188 | FOREIGN | 28,845 | $56,000 | thousands by filing date | |
| VMWARE INC-CLASS A | 928563902 | COM | 600 | $55,000 | thousands by filing date | call |
| NO DESCRIPTION | 000MFQGVY | COM | 55,294 | $55,000 | thousands by filing date | |
| NVIDIA CORPORATION | 67066G954 | PUT | 500 | $54,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W902 | CALL | 500 | $54,000 | thousands by filing date | call |
| PAYPAL HLDGS INC | 70450Y903 | CALL | 1,200 | $52,000 | thousands by filing date | call |
| MARATHON PETE CORP | 56585A902 | CALL | 1,000 | $51,000 | thousands by filing date | call |
| CELGENE CORP | 151020904 | COM | 400 | $50,000 | thousands by filing date | call |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 12,500 | $49,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172909 | CALL | 400 | $45,000 | thousands by filing date | call |
| NETFLIX INC. | 64110L906 | CALL | 300 | $44,000 | thousands by filing date | call |
| RANDGOLD RESOURCES LTD-ADR | 752344909 | COM | 500 | $44,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102905 | CALL | 500 | $41,000 | thousands by filing date | call |
| CVS HEALTH CORP | 126650900 | CALL | 500 | $39,000 | thousands by filing date | call |
| ELECTRONICS FOR IMAGING INC CMN STK | 286082902 | Cmn | 800 | $39,000 | thousands by filing date | call |
| SCOTTS MIRACLE-GRO CO | 810186906 | CL A | 400 | $37,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 11,000 | $37,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 12,925 | $36,000 | thousands by filing date | |
| CAVIUM INC | 14964U908 | COM | 500 | $36,000 | thousands by filing date | call |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 34,000 | $33,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 19,789 | $33,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 35,000 | $32,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 26,000 | $32,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 30,000 | $30,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 10,000 | $29,000 | thousands by filing date | |
| ULTA BEAUTY INC | 90384S903 | CALL | 100 | $29,000 | thousands by filing date | call |
| QUALCOMM INC | 747525903 | CALL | 500 | $29,000 | thousands by filing date | call |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 29,000 | $29,000 | thousands by filing date | |
| NORDSTROM INC | 655664900 | COM | 600 | $28,000 | thousands by filing date | call |
| GREEN DOT CORP | 39304D902 | CL A | 800 | $27,000 | thousands by filing date | call |
| VINCE HLDG CORP | 92719W108 | COM | 15,600 | $27,000 | thousands by filing date | |
| VISA INC CLASS A | 92826C939 | OPT | 300 | $27,000 | thousands by filing date | call |
| LULULEMON ATHLETICA INC | 550021909 | CALL | 500 | $26,000 | thousands by filing date | call |
| PLATFORM SPECIALTY PRODS COR | 72766Q905 | CALL | 2,000 | $26,000 | thousands by filing date | call |
| ZIFF DAVIS INC | 48123V902 | COM | 300 | $25,000 | thousands by filing date | call |
| WELLNESS CTR USA INC | 94973A103 | COM | 80,000 | $25,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351909 | COM | 200 | $24,000 | thousands by filing date | call |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 25,000 | $24,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 21,000 | $24,000 | thousands by filing date | |
| ARMANINO FOODS DISTINCTION INC | 042166801 | COM | 10,500 | $23,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 21,000 | $23,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 22,000 | $23,000 | thousands by filing date | |
| CBOA FINANCIAL INC | 1248E0108 | COM | 11,034 | $23,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 23,000 | $23,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 20,000 | $22,000 | thousands by filing date | |
| UNION PAC CORP | 907818908 | CALL | 200 | $21,000 | thousands by filing date | call |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 10,000 | $21,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 20,000 | $21,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 19,000 | $21,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 12,375 | $20,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 20,000 | $20,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 16,000 | $20,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 19,000 | $19,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 19,000 | $19,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 17,000 | $19,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050B901 | CL A | 800 | $18,000 | thousands by filing date | call |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 18,000 | $18,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 17,000 | $18,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 18,000 | $17,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 17,000 | $17,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 18,000 | $16,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 16,000 | $16,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 16,000 | $16,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO | 194162903 | COM | 200 | $15,000 | thousands by filing date | call |
| CUMMINS INC | 231021906 | CALL | 100 | $15,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 13,000 | $15,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 12,000 | $15,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 16,000 | $15,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 13,000 | $15,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 15,000 | $15,000 | thousands by filing date | |
| MIDDLEBY CORP | 596278901 | COM | 100 | $14,000 | thousands by filing date | call |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 14,000 | $14,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 15,000 | $14,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 15,000 | $14,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 17,000 | $14,000 | thousands by filing date | |
| COCA COLA CO | 191216900 | CALL | 300 | $13,000 | thousands by filing date | call |
| MITEK SYS INC | 606710900 | COM NEW | 2,000 | $13,000 | thousands by filing date | call |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 12,000 | $13,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 12,000 | $13,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 12,000 | $13,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 12,000 | $13,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 12,000 | $13,000 | thousands by filing date | |
| FORTINET INC | 34959E909 | CALL | 300 | $12,000 | thousands by filing date | call |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 11,000 | $12,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 10,000 | $12,000 | thousands by filing date | |
| CALL CITIGROUP INC NEW | 172967924 | OPT | 200 | $12,000 | thousands by filing date | call |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 12,000 | $12,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 11,000 | $12,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 13,000 | $12,000 | thousands by filing date | |
| CHEVRON CORPORATION | 166764900 | CALL | 100 | $11,000 | thousands by filing date | call |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 12,000 | $11,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 11,000 | $11,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 10,800 | $11,000 | thousands by filing date | |
| Flexpoint Sensor Systems Inc | 33938W206 | Com | 156,700 | $11,000 | thousands by filing date | |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 10,000 | $11,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 10,000 | $11,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 10,000 | $10,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 10,000 | $10,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 35,000 | $10,000 | thousands by filing date | |
| INFINERA CORP | 45667G903 | COM | 1,000 | $10,000 | thousands by filing date | call |
| AMPLIFY SNACK BRANDS | 03211L902 | COM | 1,200 | $10,000 | thousands by filing date | call |
| JBT MAREL CORPORATION | 477839904 | CALL | 100 | $9,000 | thousands by filing date | call |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 18,000 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347B901 | PSHS ULTSH 20YRS | 200 | $8,000 | thousands by filing date | call |
| CRYSTAL PEAK MINERALS INC COM | 22938T107 | Common Stock | 20,000 | $8,000 | thousands by filing date | |
| ARCONIC INC | 03965L900 | CALL | 300 | $8,000 | thousands by filing date | call |
| PROGREEN US INC | 74327M102 | COMMON | 300,000 | $8,000 | thousands by filing date | |
| Winston Pharmaceuticals | 975657107 | COM | 370,671 | $7,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 50,000 | $6,000 | thousands by filing date | |
| PROTO LABS INC | 743713909 | COM | 100 | $5,000 | thousands by filing date | call |
| DUNKIN' BRANDS GROUP INC | 265504900 | COM | 100 | $5,000 | thousands by filing date | call |
| US SILICA HOLDINGS INC | 90346E903 | Cmn | 100 | $5,000 | thousands by filing date | call |
| SCHWAB CHARLES CORP | 808513905 | CALL | 100 | $4,000 | thousands by filing date | call |
| COGENT COMM HOLDINGS INC | 19239V902 | COM NEW | 100 | $4,000 | thousands by filing date | call |
| ENTIA BIOSCIENCES INC | 29384E104 | COM | 100,000 | $4,000 | thousands by filing date | |
| ALPHABET INC | 02079K905 | CALL | 300 | $3,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD | 881624909 | CALL | 100 | $3,000 | thousands by filing date | call |
| CANNABIS SCIENCE INC XXX | 137648101 | COM | 20,000 | $2,000 | thousands by filing date | |
| Hemp Inc | 423703206 | COM | 20,000 | $1,000 | thousands by filing date | |
| MEDINAH MINERALS INC | 58489M109 | COMMON STOCK | 170,000 | $1,000 | thousands by filing date | |
| AMERICAN VANTAGE COMPANIES | 03037B106 | COM | 21,865 | $1,000 | thousands by filing date | |
| VALENCE TECHNOLOGY INC BANKRUPTCY EFF: 03/07/14 | 918914102 | COMMON STOCK | 36,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CDEX INC A XXXREGISTRATION REVOKED BY THE SEC EFF: 05/18/18 | 12507E201 | COMMON STOCK | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 38,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 95,277 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTRADE INC COM | 29382L100 | EQUITY | 79,388 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMURFIT-STONE CONTAINER CP ESC | 832ESC990 | COMMON STOCK | 12,613 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABTECH HLDGS INC | 00400H108 | COM | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCENTIA BIOPHARMACEUTICALS | 00430L103 | COMMON STOCK | 17,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITAL MARKETS TECHNOLOGIES I | 14030N104 | COM | 233,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PREPAID CARD HOLDINGS INC | 74072A105 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYAGER ENTMT INTL INC | 92908D101 | COM | 91,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIONIX CORP | 829400100 | COM | 30,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMER INTL PETROLEUM CORP | 026909408 | COM | 82,690 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECURITY IDENTIFICATION SYSTEM | 81429P107 | COM | 500,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL LINKS CORP NEW COM PAR NOV 2008 | 379408701 | Common Stock | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELTANOID PHARMACEUTICALS INC | MST000DP5 | COM | 285,714 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FONAR CORP CL A PFD NON VTG | DEE437500 | PREFERRED STOCKS | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANKUNITED FINL CORP CONV SENIOR NOTE | 06652BAE3 | NOTE | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATION TECHNOLOGIES INC. FLORIDA | 457991420 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTEIN POLYMER TECHNOLOGIES INC | 743697104 | COM | 660,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VUBOTICS INC | 92909L102 | COM | 165,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| B WTS KCG HOLDINGS INC WTS EXP | 48244B126 | COM | 342,577 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| C WTS KCG HOLDINGS INC WTS EXP | 48244B134 | COM | 342,577 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORCE PROTECTION VIDEO EQUIPMENT CORP | 34520J108 | COM | 125,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-17-026089 | this filing | 2017-05-10 | acceptance time not in the bulk data set |