13F-HR filed by Geneva Advisors, LLC
Geneva Advisors, LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-01, with 795 holding rows worth $5,596,815,000.
- Accession
- 0001144204-17-023557
- Filer
- CIK 1269932
- Filed
- 2017-05-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 795 entries on the cover page, a total value of $5,596,815,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,596,815,000 with VALUE read as thousands by filing date, 13F file number 028-10799. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 4,095 | $503,000 | thousands by filing date | |
| AIRPORTS OF THAILA | Y0028Q129 | COM | 439,000 | $502,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 7,482 | $497,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 8,443 | $497,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,859 | $492,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 10,368 | $490,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 9,372 | $487,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 7,085 | $486,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 8,468 | $476,000 | thousands by filing date | |
| EBAY INC NOTE | 278642202 | Preferred Stock | 18,000 | $476,000 | thousands by filing date | |
| Keyence Corp | J32491102 | Common Stock | 1,180 | $473,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 17,317 | $473,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 9,819 | $469,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 3,963 | $469,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 6,130 | $467,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 13,012 | $464,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 5,857 | $463,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 4,625 | $462,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 19,754 | $458,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 5,674 | $457,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,434 | $456,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 9,496 | $454,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 6,788 | $450,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 10,620 | $444,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 6,794 | $442,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 5,935 | $441,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 3,139 | $439,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,645 | $439,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 10,200 | $439,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 15,905 | $438,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 8,672 | $435,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 15,330 | $433,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 20,299 | $426,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 4,935 | $425,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 5,202 | $414,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 5,290 | $411,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 77,288 | $410,000 | thousands by filing date | |
| HOYA CORP | J22848105 | COM | 8,470 | $408,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 6,069 | $407,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 18,000 | $406,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 12,551 | $403,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 15,139 | $400,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 7,935 | $399,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 68,936 | $397,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 13,284 | $397,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 4,592 | $396,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 9,395 | $392,000 | thousands by filing date | |
| TTW PUBLIC COMPANY | Y9002L121 | COM | 1,266,000 | $391,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 11,504 | $389,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 4,876 | $388,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 10,704 | $385,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 20,640 | $382,000 | thousands by filing date | |
| ZOZO Inc | 00B292RC1 | Common Stock - Foreign | 17,200 | $381,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 180 | $379,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 10,710 | $379,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 4,380 | $379,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 8,061 | $375,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 10,980 | $375,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 32,023 | $373,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 4,601 | $370,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 4,263 | $369,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 7,776 | $367,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 5,050 | $363,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 8,101 | $361,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 10,816 | $359,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,642 | $357,000 | thousands by filing date | |
| SARTORIUS AG-VORZUG | D6705R119 | COMMON STOCKS | 4,068 | $357,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 6,022 | $355,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 5,560 | $350,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 3,913 | $348,000 | thousands by filing date | |
| Orpea | F69036105 | COM | 3,626 | $348,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 5,490 | $347,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 2,777 | $333,000 | thousands by filing date | |
| Continental AG | D16212140 | COM | 1,520 | $333,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 2,588 | $330,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 3,034 | $328,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 17,940 | $328,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 5,592 | $328,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,428 | $327,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 6,731 | $322,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,830 | $320,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 4,154 | $320,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 6,348 | $316,000 | thousands by filing date | |
| CHS Inc | 12542R803 | Preferred Stock | 11,000 | $316,000 | thousands by filing date | |
| WORLDPAY GRP PLC | G97744109 | COM | 84,700 | $313,000 | thousands by filing date | |
| Danske Bank A/S | K22272114 | COM | 9,120 | $311,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 2,507 | $310,000 | thousands by filing date | |
| Dollarama Inc. | 25675T958 | COM | 3,730 | $309,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 16,236 | $308,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 7,111 | $307,000 | thousands by filing date | |
| AMADEUS IT GROUP EUR0.01 | E04908112 | COMMON | 5,950 | $302,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,699 | $301,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 11,017 | $297,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 4,189 | $296,000 | thousands by filing date | |
| BHP GROUP LTD SHS | q1498m100 | COM | 16,067 | $295,000 | thousands by filing date | |
| NAVER CORP | Y62579100 | COM | 385 | $295,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 11,651 | $293,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 3,000 | $292,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,881 | $291,000 | thousands by filing date | |
| NTT DoCoMo, Inc. | J59399121 | COM | 12,510 | $291,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 3,560 | $289,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,937 | $288,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 4,175 | $286,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 4,295 | $285,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 4,000 | $283,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 5,376 | $282,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 4,440 | $282,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 5,642 | $280,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 12,212 | $279,000 | thousands by filing date | |
| Symrise AG | D827A1108 | ADR | 4,140 | $275,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 19,615 | $274,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4,368 | $273,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 8,040 | $273,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,083 | $273,000 | thousands by filing date | |
| ASSA ABLOY AB | W0817X204 | FOREIGN | 13,251 | $273,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 4,033 | $273,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,893 | $272,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 5,775 | $270,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 7,897 | $270,000 | thousands by filing date | |
| DAIKIN INDUSTRIES LTD | J10038115 | FOREIGN | 2,660 | $267,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 3,562 | $266,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 5,000 | $266,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 12,040 | $264,000 | thousands by filing date | |
| Tokio Marine Holdings Inc. | J86298106 | COM | 6,230 | $263,000 | thousands by filing date | |
| Allstate 6.625 | 020002879 | PFD | 9,800 | $263,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,743 | $262,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 6,169 | $262,000 | thousands by filing date | |
| COCHLEAR LIMITED | Q25953102 | FOREIGN STOCK | 2,537 | $262,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,008 | $260,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 3,973 | $258,000 | thousands by filing date | |
| NASPERS LTD ADR N SHS | 631512100 | ADR | 14,830 | $257,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 2,621 | $256,000 | thousands by filing date | |
| Reckitt Benckiser Group PLC | G74079107 | COM | 2,780 | $254,000 | thousands by filing date | |
| ISTAR INC. 7.875 PERCENT PFD PFD SER | 45031u507 | PFD | 10,432 | $254,000 | thousands by filing date | |
| LUKOIL PJSC | 69343P105 | COM | 4,760 | $253,000 | thousands by filing date | |
| Marine Harvest ASA | R2326D113 | COM | 16,530 | $252,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,052 | $251,000 | thousands by filing date | |
| HERMES INTERNTNL S ORDF | F48051100 | Equity | 530 | $251,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 2,340 | $249,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 11,068 | $248,000 | thousands by filing date | |
| AIA GROUP LTD | Y002A1105 | FOREIGN | 38,800 | $245,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 7,532 | $242,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 10,952 | $241,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 818 | $240,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 10,000 | $240,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,994 | $234,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 6,703 | $233,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 3,770 | $233,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 3,560 | $233,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 15,333 | $233,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 3,657 | $231,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 2,675 | $231,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 3,350 | $230,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 12,801 | $229,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 7,500 | $229,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 3,737 | $226,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,169 | $224,000 | thousands by filing date | |
| Stora Enso Oyj Ser'r'npv | X8T9CM113 | COM | 18,960 | $224,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 465 | $223,000 | thousands by filing date | |
| INTERCONTL HOTELS ORD GBP0.208521303 | G4804L148 | COMMON | 4,560 | $223,000 | thousands by filing date | |
| FPRA PIMCO VIT Total Return (9 | 092787653 | ETF | 17,060 | $223,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 3,400 | $221,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 12,206 | $219,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 3,364 | $219,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 989 | $218,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,349 | $218,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 662 | $217,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 7,383 | $217,000 | thousands by filing date | |
| AMOREPACIFIC CORP | Y01258105 | COM | 865 | $217,000 | thousands by filing date | |
| INDOFOOD CBP SUKSES MAKMUR IDR 50.0 | Y71260106 | COM | 347,249 | $213,000 | thousands by filing date | |
| Grupo Financiero Banorte SAB de CV | 40052P107 | ADR | 7,379 | $212,000 | thousands by filing date | |
| Steuben Tr Co Hornell, NY | 860010107 | Com | 5,250 | $210,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 3,820 | $209,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 6,480 | $206,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,930 | $205,000 | thousands by filing date | |
| SIEMENS AG | D69671218 | COM | 1,500 | $205,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,682 | $203,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 5,700 | $203,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 31,435 | $203,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1,880 | $202,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 3,650 | $202,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,672 | $201,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 6,000 | $201,000 | thousands by filing date | |
| AGRICULTURAL BK CH | Y00289119 | COM | 436,500 | $201,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,530 | $200,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,930 | $200,000 | thousands by filing date | |
| Adobe Systems Inc | 98979H103 | COM | 103,132 | $196,000 | thousands by filing date | |
| HSBC Holdings PLC | G4634U169 | COM | 23,620 | $193,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 15,548 | $188,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 19,791 | $182,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 12,335 | $181,000 | thousands by filing date | |
| Banco Santander SA | E19790109 | COM | 29,000 | $178,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 40,384 | $172,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 10,849 | $168,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 16,860 | $163,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 25,000 | $157,000 | thousands by filing date | |
| GLENCORE PLC SHS | G39420107 | Common Stock | 39,000 | $153,000 | thousands by filing date | |
| FORTUNE REAL ESTATE INVESTMENT | Y2616W104 | COM | 133,000 | $149,000 | thousands by filing date | |
| CHINA ST CONST INT ORDF | G21677136 | (blank) | 83,200 | $149,000 | thousands by filing date | |
| MOTOR SICH | 620050104 | COM | 18,120 | $149,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 13,647 | $145,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 12,000 | $135,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 20,970 | $131,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 14,270 | $129,000 | thousands by filing date | |
| SBERBANK RUSSIA | 80585Y308 | SPONSORED ADR | 11,180 | $129,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 10,000 | $128,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 13,226 | $113,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 1,202,699 | $110,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 12,800 | $104,000 | thousands by filing date | |
| MEDIZONE INTL INC | 585013105 | COMMON STOCK | 1,000,000 | $104,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 11,057 | $101,000 | thousands by filing date | |
| TURKIYE GARANTI BANK | 900148701 | COM | 39,410 | $95,000 | thousands by filing date | |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 79,667 | $93,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 17,200 | $89,000 | thousands by filing date | |
| TRANSURBAN GROUP ORD | Q9194A106 | COM | 10,000 | $89,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 50,000 | $83,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 39,481 | $81,000 | thousands by filing date | |
| PAN UNITED CORP ORDF | y6724m106 | COM | 162,000 | $80,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 10,865 | $78,000 | thousands by filing date | |
| MONEYONMOBILE INC COM | 60937K107 | COM | 158,000 | $73,000 | thousands by filing date | |
| ZETRIX AI BHD MYR 0.1 | Y6147P116 | COM | 162,000 | $68,000 | thousands by filing date | |
| CENTURY PACIFIC FO | Y1249R102 | COM | 198,100 | $67,000 | thousands by filing date | |
| D&L INDUSTRIES | Y1973T100 | COM | 262,000 | $66,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 11,700 | $65,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 30,000 | $65,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENTRO NPV | P49530101 | COM | 11,215 | $61,000 | thousands by filing date | |
| Tinka Res Ltd Com F | 887522100 | COM | 132,290 | $60,000 | thousands by filing date | |
| B2W CIA DIGITAL | P19055113 | COM | 14,900 | $59,000 | thousands by filing date | |
| TMB BANK PUBLIC CO | Y57710272 | COM | 745,000 | $53,000 | thousands by filing date | |
| HENDERSON GROUP PL ORDF | g4474y198 | COM | 18,339 | $53,000 | thousands by filing date | |
| ELITE PHARMACEUTICALS INC COM NEW | 28659T200 | Common Stock | 353,060 | $52,000 | thousands by filing date | |
| China Construction Bank | Y1397N101 | COM | 65,000 | $52,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 10,589 | $50,000 | thousands by filing date | |
| Sats LTD | Y7992U101 | COM | 13,500 | $47,000 | thousands by filing date | |
| CHONGQING RURAL CO | Y1594G107 | COM | 68,000 | $46,000 | thousands by filing date | |
| EZION HOLDINGS LTD ORD F | 006286064 | COM | 167,000 | $42,000 | thousands by filing date | |
| VITASOY INTERNATIONAL HOLDINGS | Y93794108 | COM | 19,000 | $38,000 | thousands by filing date | |
| PT ASTRA INTERNATIONAL TBK | Y7117N172 | COM | 58,000 | $38,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 49,101 | $37,000 | thousands by filing date | |
| CEMEX SAB | 002406457 | COM | 40,000 | $36,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 20,375 | $34,000 | thousands by filing date | |
| PETROLEUM GEO SVS | R69628114 | COM | 13,000 | $34,000 | thousands by filing date | |
| MITRA KELUARGA KAR | 00BYYMZ37 | COM | 161,775 | $32,000 | thousands by filing date | |
| LINGKARAN TRANS KO | Y5287R106 | COM | 21,500 | $29,000 | thousands by filing date | |
| IHH HEALTHCARE BHD | Y374AH103 | COM | 17,500 | $24,000 | thousands by filing date | |
| ALTAIR CMBS FUND LLC CLB | 02199w197 | COM | 24,192 | $24,000 | thousands by filing date | |
| DUOS TECHNOLOGIES GROUP INC CO | 266042100 | COM | 175,373 | $23,000 | thousands by filing date | |
| TELKOM INDONESIA | Y71474145 | COM | 72,000 | $22,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 12,500 | $19,000 | thousands by filing date | |
| GALAXY RESOURCES LTD P SHS | q39596103 | COM | 50,000 | $17,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 25,000 | $16,000 | thousands by filing date | |
| ADAMERA MINERALS CO F | 00547y105 | COM | 120,000 | $13,000 | thousands by filing date | |
| MCIG INC COM | 55279L101 | Stock | 50,000 | $12,000 | thousands by filing date | |
| GOLDSOURCE MINES INC F | 38153U108 | COM | 100,000 | $11,000 | thousands by filing date | |
| TITAN MEDICAL INC. | 88830X108 | COM | 35,600 | $9,000 | thousands by filing date | |
| COLORADO RESOURCES LTD F | 19654L102 | COM | 41,000 | $9,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U110 | *W EXP 11/21/201 | 19,205 | $8,000 | thousands by filing date | |
| ROCKY MOUNTAIN HIGH BRANDS | 77471r108 | COM | 100,000 | $8,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 13,518 | $7,000 | thousands by filing date | |
| GLYECO INC COM | 38000P104 | COM | 73,500 | $7,000 | thousands by filing date | |
| VENDETTA MNG CORPORATE COM | 92261V102 | Common Stock | 41,500 | $7,000 | thousands by filing date | |
| KRAIG BIOCRAFT LABORATORIES INC CL A | 50075W104 | COMMON STOCK | 62,500 | $5,000 | thousands by filing date | |
| LEEP | 50184Q105 | COMMON STOCK | 723,000 | $5,000 | thousands by filing date | |
| GMV Minerals Inc | 3620M1501 | Common Stock | 20,000 | $5,000 | thousands by filing date | |
| MEDICAL MARIJUANA INC | 58463A105 | COMMON STOCK | 31,500 | $4,000 | thousands by filing date | |
| Pure Energy Minerals | 74624B205 | Equities | 10,000 | $4,000 | thousands by filing date | |
| WALKER INNOVATION INC COM | 931661102 | COM | 10,000 | $4,000 | thousands by filing date | |
| ENERGIZER RES INC COM | 29269X102 | COM | 50,000 | $3,000 | thousands by filing date | |
| STAKEHOLDER GOLD CO F | 85255r202 | COM | 10,000 | $3,000 | thousands by filing date | |
| CANNABIS SCIENCE INC XXX | 137648101 | COM | 20,000 | $2,000 | thousands by filing date | |
| PHARMACYTE BIOTECH INC | 71715X104 | COMMON STOCK | 21,000 | $2,000 | thousands by filing date | |
| Ethos Gold Corp | 29766C106 | COM | 10,000 | $2,000 | thousands by filing date | |
| PRECIPITATE GOLD CO F | 74019d105 | COM | 25,000 | $2,000 | thousands by filing date | |
| LAKES OIL NL | Q54334109 | COM | 2,666,666 | $2,000 | thousands by filing date | |
| POWER CLOUDS INC COM | 739213106 | COM | 19,000 | $2,000 | thousands by filing date | |
| PETROSONIC ENERGY INC COM | 71676J102 | COMMON STOCK | 165,000 | $1,000 | thousands by filing date | |
| ECOSPHERE TECHNOLOGIES INC COM | 27922x105 | COM | 30,980 | $1,000 | thousands by filing date | |
| MULTICELL TECHS INC NEW | 62544S200 | COM | 3,395,000 | $1,000 | thousands by filing date | |
| VIEW SYSTEMS INC | 926706201 | COM | 200,000 | $1,000 | thousands by filing date | |
| CREATIVE EDGE NUTRITION INC | 22528W205 | COMMON STOCK | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST HORIZON NAT'L FRACTIONAL | DCA517101 | COMMON STOCK | 214,434 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CMKM DIAMONDS INC XXX | 125809103 | COM | 1,999,994 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IBIZ TECHNOLOGY CORP COM NEW | 45103B205 | Common Stock | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTH SCIENCES GROUP INC | 42223A100 | COMMON | 1,000,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OUTDOORPARTNER MEDIA CPF | 69006P103 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATMON TECHNOLOGIES CP | 85771Q100 | COM | 11,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| W M D HOLDINGS GROUP INC | 92930D103 | COM | 222,750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fuqi Intl Inc New | 36102A207 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN GREEN INC COM | 02640N101 | Stock | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| General Motors Escrow Pending | 370ESCAZ8 | COM | 35,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFE EXCHANGE INC | 53184v108 | COM | 14,465 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MED BIOGENE INC F | 58402b107 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFFINITY GOLD CORP COM | 00829m100 | COM | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONCORDIA INTL CORP COM144A | 20653p201 | COM | 17,349 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARRINGTON WEST FINL COM | 41383L104 | COM | 48,554 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-17-023557 | this filing | 2017-05-01 | acceptance time not in the bulk data set |